Netcapital Inc. (NCPL) director discloses 500,000 common shares in Form 3

Rhea-AI Filing Summary

Netcapital Inc. insider ownership disclosure: A reporting person filed an initial ownership statement showing beneficial ownership of 500,000 shares of Netcapital Inc. common stock, $0.001 par value per share, as of an event date of June 26, 2025. The filing indicates the person is a director of the company and that these shares are held directly. The form is signed by Brian Collins, Chief Executive Officer.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

GlobexUS Holdings Corp.

(Last) (First) (Middle)

950 THIRD AVE.

19TH FLOOR

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
06/26/2025

3. Issuer Name and Ticker or Trading Symbol
Netcapital Inc. [ NCPL ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, $0.001 Par Value Per Share	500,000	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Brian Collins, Chief Executive Officer	12/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Netcapital Inc. (NCPL) disclose in this Form 3 filing?

The filing discloses that a reporting person, identified as a director of Netcapital Inc., beneficially owns 500,000 shares of the company’s common stock held directly.

How many Netcapital Inc. (NCPL) shares does the reporting person own?

The reporting person beneficially owns 500,000 shares of Netcapital Inc. common stock, $0.001 par value per share, according to the Form 3.

What is the relationship of the reporting person to Netcapital Inc. (NCPL)?

The Form 3 identifies the reporting person as a director of Netcapital Inc. based on the relationship box checked in the filing.

Is the Netcapital Inc. (NCPL) stock ownership held directly or indirectly?

The Form 3 shows that the 500,000 shares of Netcapital Inc. common stock are held in direct ownership form by the reporting person.

Does the filing list any derivative securities for Netcapital Inc. (NCPL)?

The section for derivative securities is present, but no derivative securities are listed as beneficially owned in the provided table.

Who signed this Netcapital Inc. (NCPL) Form 3?

The Form 3 is signed by /s/ Brian Collins, Chief Executive Officer, with an indicated signature date of December 5, 2025.