STOCK TITAN

Nocera (NCRA) CEO Asia receives fully vested 600,000-share stock grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

TENG SONG-YUAN reported acquisition or exercise transactions in this Form 4 filing.

Nocera, Inc. director and Chief Executive Officer (Asia) Teng Song-Yuan received a grant of 600,000 shares of common stock. The award was issued at $0.0000 per share under the company’s 2018 Stock Option and Award Incentive Plan and was fully vested upon grant, leaving him with 600,000 shares held directly after the transaction.

Positive

  • None.

Negative

  • None.
Insider TENG SONG-YUAN
Role Chief Executive Officer (Asia)
Type Security Shares Price Value
Grant/Award Common Stock 600,000 $0.00 --
Holdings After Transaction: Common Stock — 600,000 shares (Direct)
Footnotes (1)
  1. [object Object]
Shares granted 600,000 shares Common stock grant to Teng Song-Yuan on April 13, 2026
Grant price $0.0000 per share Issue price for equity award under 2018 plan
Shares owned after grant 600,000 shares Direct common stock holdings following reported transaction
2018 Stock Option and Award Incentive Plan financial
"issued pursuant to the Company's 2018 Stock Option and Award Incentive Plan"
fully vested financial
"The shares were fully vested upon grant"
grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
TENG SONG-YUAN

(Last)(First)(Middle)
C/O NOCERA, INC.
3F (BUILDING B), NO. 185, SEC. 1

(Street)
DATONG RD., XIZHI DIST.NEW TAIPEI CITY221

(City)(State)(Zip)

TAIWAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
NOCERA, INC. [ NCRA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer (Asia)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/13/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/13/2026A600,000(1)A$0.00600,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a grant of shares of common stock issued pursuant to the Company's 2018 Stock Option and Award Incentive Plan. The shares were fully vested upon grant.
/s/ SONG-YUAN TENG04/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Nocera (NCRA) report for Teng Song-Yuan?

Nocera reported that director and Chief Executive Officer (Asia) Teng Song-Yuan received a grant of 600,000 shares of common stock. The shares were issued as an equity award under the 2018 Stock Option and Award Incentive Plan and were fully vested immediately upon grant.

Was the Nocera (NCRA) insider transaction an open-market purchase or a grant?

The transaction was a grant, not an open-market purchase. Teng Song-Yuan received 600,000 common shares at $0.0000 per share as an equity award under Nocera’s 2018 Stock Option and Award Incentive Plan, fully vested on the grant date.

How many Nocera (NCRA) shares does Teng Song-Yuan hold after this Form 4?

After the reported transaction, Teng Song-Yuan directly holds 600,000 shares of Nocera common stock. This entire position reflects the fully vested equity grant he received, as shown in the filing’s post-transaction ownership figure.

What plan governed the 600,000-share grant to Nocera (NCRA)’s Teng Song-Yuan?

The 600,000-share grant to Teng Song-Yuan was issued under Nocera’s 2018 Stock Option and Award Incentive Plan. The filing notes that the common shares granted under this plan were fully vested when granted, providing immediate ownership.

Did the Nocera (NCRA) Form 4 show any stock option exercises or derivative trades?

No derivative transactions were reported in this Form 4. The filing shows only a non-derivative equity grant of 600,000 common shares to Teng Song-Yuan and indicates no remaining derivative positions in the derivative summary section.