Welcome to our dedicated page for Nocera SEC filings (Ticker: NCRA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Nocera, Inc. (NASDAQ:NCRA) SEC filings page on Stock Titan provides access to the company’s official regulatory disclosures, including registration statements, current reports, and proxy materials. These documents explain how Nocera structures its financing, describes its aquaculture and acquisition-focused business, and outlines key shareholder proposals.
Among the notable filings are registration statements on Form S-1 and amendments, which describe Nocera’s business overview, including its focus on designing, developing and producing large-scale recirculating aquaculture systems (RASs) and providing consulting, technology transfer, and project management services for aquaculture facilities. These filings also detail offerings of common stock issuable upon conversion of Series B Convertible Non-Voting Preferred Stock.
Nocera’s Current Reports on Form 8-K document material events such as entry into securities purchase agreements for senior secured convertible notes with an institutional investor, the creation of direct financial obligations, and the terms under which these notes convert into common stock. Other 8-K filings describe the issuance of Series B Preferred Stock, related registration rights agreements, and executive employment agreements.
The company’s definitive proxy statement on Schedule 14A outlines matters submitted to shareholders, including the election of directors, ratification of the independent auditor, approval of potential share issuances upon conversion of preferred stock and senior secured convertible notes, and proposed amendments to its articles of incorporation for a reverse stock split and an increase in authorized common shares.
On Stock Titan, these filings are updated from the SEC’s EDGAR system and can be paired with AI-powered summaries that highlight key terms, capital structure changes, conversion mechanics, and shareholder authorization requests. Users can quickly locate annual and quarterly reporting referenced in proxy materials, review the details of convertible instruments and preferred stock designations, and examine how Nocera’s governance and financing decisions are presented in its official SEC documents.
Nocera, Inc. reported receiving a Nasdaq notice that it no longer meets the required $2.5 million minimum stockholders’ equity for continued listing on The Nasdaq Capital Market. The deficiency is based on its Form 10-K for the year ended December 31, 2025, which reported stockholders’ equity of $(440,735). Nocera also does not meet Nasdaq’s alternative continued listing standards based on market value of listed securities or net income from continuing operations. The company has 45 days, until June 1, 2026, to submit a plan to regain compliance, and Nasdaq may grant up to 180 days from the notice date to demonstrate compliance. Nocera’s common stock will continue trading on The Nasdaq Capital Market under the symbol “NCRA” while it works on a compliance plan, but there is no assurance Nasdaq will accept the plan or that compliance will be regained.
Nocera, Inc. files its annual report describing a year of lower revenue, continued losses and a going concern warning. Net sales were approximately $13.63 million for 2025, down from about $17.01 million in 2024, with operating losses of $2.67 million.
The company focuses on two main segments: fish trading in Taiwan and live-streaming e-commerce, while using its recirculating aquaculture systems expertise only for design and consulting. It sold its catering VIE and bought stakes in two e-commerce businesses and 35% of French company LONGWOOL.
Nocera strengthened liquidity with a $3.15 million Series B preferred stock financing and an $8.0 million senior secured convertible note, but auditors expressed substantial doubt about its ability to continue as a going concern. In early 2026 it deployed $2.0 million of corporate cash into Bitcoin and later received a Nasdaq notice for failing to meet the $1.00 minimum bid price requirement.
Chen Feng-Hua reported acquisition or exercise transactions in this Form 4 filing.
NOCERA, INC. Chief Operating Officer Chen Feng-Hua received a grant of 100,000 shares of common stock. The award was issued under the company’s 2018 Stock Option and Award Incentive Plan at a stated price of $0.0000 per share and was fully vested upon grant.
Following this compensation-related grant, Chen Feng-Hua directly holds 100,000 shares of NOCERA common stock according to this filing.
ZHUANG HUIYING reported acquisition or exercise transactions in this Form 4 filing.
Nocera, Inc. director Zhuang Huiying received a grant of 100,000 shares of common stock as equity compensation. The shares were issued under the company's 2018 Stock Option and Award Incentive Plan and were fully vested at the time of grant, giving the director immediate ownership of all granted shares.
TENG SONG-YUAN reported acquisition or exercise transactions in this Form 4 filing.
Nocera, Inc. director and Chief Executive Officer (Asia) Teng Song-Yuan received a grant of 600,000 shares of common stock. The award was issued at $0.0000 per share under the company’s 2018 Stock Option and Award Incentive Plan and was fully vested upon grant, leaving him with 600,000 shares held directly after the transaction.
Chuang Shun-Chih reported acquisition or exercise transactions in this Form 4 filing.
Nocera, Inc. Chief Financial Officer Chuang Shun-Chih received a grant of 200,000 shares of common stock. The award was issued on April 13, 2026 under the company’s 2018 Stock Option and Award Incentive Plan at no cash cost per share.
The shares were fully vested upon grant, meaning they became earned immediately rather than vesting over time. Following this equity grant, Chuang directly holds 720,001 shares of Nocera common stock, reflecting a compensation-related increase rather than an open-market purchase.
Nocera, Inc. reported that Chief Executive Officer and director Andy Ching-An Jin acquired 300,000 shares of common stock as an equity grant. The shares were issued at no cash cost under the company's 2018 Stock Option and Award Incentive Plan and were fully vested upon grant. Following this award, he directly holds 540,000 shares of common stock.
ZHANG YI WEN reported acquisition or exercise transactions in this Form 4 filing.
Nocera, Inc. director Zhang Yi Wen received a grant of 100,000 shares of common stock as equity compensation. The award was issued at a stated price of $0.00 per share under the company’s 2018 Stock Option and Award Incentive Plan, and the shares were fully vested immediately.
Following this grant, Zhang Yi Wen directly holds 100,000 shares of Nocera common stock.
FILSON SEAN ANDREW reported acquisition or exercise transactions in this Form 4 filing.
Nocera, Inc. director Sean Andrew Filson reported receiving a grant of 100,000 shares of Common Stock. The shares were issued at $0.00 per share as an equity award under the company’s 2018 Stock Option and Award Incentive Plan and were fully vested upon grant. Following this transaction, Filson directly holds 100,000 Common Stock shares.
NOCERA, INC. director ZHUANG HUIYING filed an initial Form 3 reporting their status as an insider of the company. The filing shows no reportable common stock or derivative security holdings and no recent transactions, meaning there is currently no recorded beneficial ownership position for this reporting person.