HRT Financial LP (NCRA) files Form 3 showing 1.7M Nocera common shares owned
Rhea-AI Filing Summary
HRT Financial LP has filed an initial Form 3 showing its beneficial ownership of Nocera, Inc. common stock. The firm reports holding 1,703,093 shares of Nocera common stock as a direct owner and is classified as a ten percent owner. This filing is a disclosure of an existing position, not a report of recent share purchases or sales.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
HRT FINANCIAL LP
Role
10% Owner
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 1,703,093 shares (Direct)
Footnotes (1)
Key Figures
Common stock held: 1,703,093 shares
1 metrics
Common stock held
1,703,093 shares
Total Nocera common shares directly owned after reported holdings
Key Terms
Common Stock, ten percent owner, Form 3
3 terms
Common Stock financial
"security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
ten percent owner regulatory
"is_ten_percent_owner: 1"
Form 3 regulatory
"INSIDER FILING DATA (Form 3)"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does HRT Financial LP report in its NCRA Form 3 filing?
HRT Financial LP reports beneficial ownership of Nocera, Inc. common stock. The Form 3 shows a direct holding of 1,703,093 common shares, disclosing its status as a significant, ten percent owner of NCRA at the time of the filing.
Is HRT Financial LP a ten percent owner of Nocera (NCRA)?
Yes. The Form 3 identifies HRT Financial LP as a ten percent owner of Nocera, Inc. The firm reports direct beneficial ownership of 1,703,093 common shares, triggering the obligation to file this initial ownership report with the SEC.
Does the Nocera (NCRA) Form 3 show recent insider buying or selling?
No. The Form 3 from HRT Financial LP is an initial ownership report, not a transaction filing. It discloses a direct holding of 1,703,093 Nocera common shares, without recording any recent purchases, sales, or other share transactions.
Who is the reporting person in the Nocera (NCRA) Form 3?
The reporting person is HRT Financial LP, not an individual executive or director. The filing lists HRT Financial LP as a ten percent owner of Nocera, Inc., with direct beneficial ownership of 1,703,093 shares of common stock.