Nocera grants CFO 200K shares in stock award

NOCERA’s CFO received a fully vested 200,000-share stock grant, bringing corrected beneficial ownership to 420,001 shares after a prior 300,000-share gift.

This filing corrects an earlier one, and you can read the original Form 4 if you want to see what changed.

Rhea-AI Filing Summary

NOCERA, INC. (symbol: NCRA) is the issuer of record for a Form 4/A filing submitted to the SEC. Chuang Shun-Chih reported acquisition or exercise transactions in this Form 4 filing.

NOCERA, INC. (NCRA) reported that its Chief Financial Officer, Shun-Chih Chuang, received a grant of 200,000 shares of common stock on April 13, 2026 under the company’s 2018 Stock Option and Award Incentive Plan, fully vested upon grant. After correcting for a previously reported bona fide gift of 300,000 shares made on December 4, 2025, the CFO now beneficially owns 420,001 shares of NCRA common stock. No Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Grant/Award: 200,000 shares

Grant/Award 1 txn

Insider Chuang Shun-Chih

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1, F2	200,000	$0.00	$0.00

Holdings After Transaction: Common Stock — 420,001 shares (Direct)

Footnotes (2)

1. F1. Represents a grant of shares of common stock issued pursuant to the Company's 2018 Stock Option and Award Incentive Plan. The shares were fully vested upon grant.
2. F2. This amendment corrects the amount of securities beneficially owned following the reported transaction to reflect the Reporting Person's previously reported bona fide gift of 300,000 shares on December 4, 2025. All other information in the original Form 4 remains unchanged.

Key Figures

Shares granted: 200,000 shares Grant price per share: $0.00 per share Shares beneficially owned after transaction: 420,001 shares +2 more

5 metrics

Shares granted 200,000 shares Common stock grant to CFO on April 13, 2026 under 2018 Stock Option and Award Incentive Plan

Grant price per share $0.00 per share Per-share value reported for the 200,000-share common stock grant

Shares beneficially owned after transaction 420,001 shares CFO’s beneficial ownership of NOCERA common stock following the April 13, 2026 grant and correction

Previously gifted shares 300,000 shares Bona fide gift of common stock reported for December 4, 2025 and referenced in the amendment

Rule 10b5-1 plan status No Rule 10b5-1 plan reported Affirmative 10b5-1 checkbox is not selected for this filing

Key Terms

2018 Stock Option and Award Incentive Plan, fully vested upon grant, bona fide gift, beneficially owned

4 terms

2018 Stock Option and Award Incentive Plan financial

"grant of shares of common stock issued pursuant to the Company's 2018 Stock Option and Award Incentive Plan"

fully vested upon grant financial

"The shares were fully vested upon grant"

bona fide gift financial

"previously reported bona fide gift of 300,000 shares on December 4, 2025"

A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.

beneficially owned financial

"corrects the amount of securities beneficially owned following the reported transaction"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

FAQ

What insider transaction did NOCERA (NCRA) report in this Form 4/A?

NOCERA reported that its Chief Financial Officer, Shun-Chih Chuang, received a grant of 200,000 shares of common stock on April 13, 2026, issued under the company’s 2018 Stock Option and Award Incentive Plan, with the shares fully vested upon grant.

How many NCRA shares does the CFO beneficially own after this amendment?

After this amendment, the Chief Financial Officer is reported to beneficially own 420,001 shares of NOCERA common stock, reflecting both the April 13, 2026 grant and a previously reported bona fide gift of 300,000 shares made on December 4, 2025.

What is being corrected in this amended Form 4/A for NOCERA (NCRA)?

The amendment corrects the amount of securities beneficially owned by the CFO after the reported transaction, to properly account for a previously reported bona fide gift of 300,000 shares on December 4, 2025. All other information from the original Form 4 remains unchanged.

Was the NCRA CFO’s 200,000-share grant made under a company equity plan?

Yes. The 200,000-share grant to the NOCERA CFO represents shares of common stock issued under the company’s 2018 Stock Option and Award Incentive Plan, and the filing states that these shares were fully vested upon grant.

Does the NOCERA (NCRA) Form 4/A indicate a Rule 10b5-1 trading plan?

No. The filing indicates that the Rule 10b5-1 checkbox is not affirmed, and there is no footnote stating that the transactions were made under a Rule 10b5-1 or other pre-arranged trading plan.

Did the NCRA CFO pay a per-share price for the 200,000-share grant?

The reported per-share price for the 200,000-share grant is $0.00, indicating a stock grant or award rather than a market purchase. The shares were issued as compensation under the company’s 2018 Stock Option and Award Incentive Plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/09/2026 - 05:00 PM Accepted by SEC EDGAR 09/09/2026 - 05:00 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Chuang Shun-Chih

(Last) (First) (Middle)

C/O NOCERA, INC.

3F (BLDG B) NO. 185, SEC. 1, DATONG RD.

(Street)

XIZHI DIST, NEW TAIPEI CITY 221

(City) (State) (Zip)

TAIWAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOCERA, INC. [ NCRA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/13/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
04/13/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/13/2026		A		200,000(1)	A	$0.00	420,001(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a grant of shares of common stock issued pursuant to the Company's 2018 Stock Option and Award Incentive Plan. The shares were fully vested upon grant.

2. This amendment corrects the amount of securities beneficially owned following the reported transaction to reflect the Reporting Person's previously reported bona fide gift of 300,000 shares on December 4, 2025. All other information in the original Form 4 remains unchanged.

	/s/ Shun-Chih Chuang	09/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)