Nocera CFO receives 200,000-share stock grant

Chuang Shun-Chih reported acquisition or exercise transactions in this Form 4 filing.

The filer has since corrected this document, so the figures below are the ones originally reported and some of them may have changed. Read the amended Form 4/A for what the company says now.

Rhea-AI Filing Summary

Chuang Shun-Chih reported acquisition or exercise transactions in this Form 4 filing.

Nocera, Inc. Chief Financial Officer Chuang Shun-Chih received a grant of 200,000 shares of common stock. The award was issued on April 13, 2026 under the company’s 2018 Stock Option and Award Incentive Plan at no cash cost per share.

The shares were fully vested upon grant, meaning they became earned immediately rather than vesting over time. Following this equity grant, Chuang directly holds 720,001 shares of Nocera common stock, reflecting a compensation-related increase rather than an open-market purchase.

Insider Trade Summary

Grant/Award: 200,000 shares

Grant/Award 1 txn

Insider Chuang Shun-Chih

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	200,000	$0.00	$0.00

Holdings After Transaction: Common Stock — 720,001 shares (Direct)

Footnotes (1)

1. F1. Represents a grant of shares of common stock issued pursuant to the Company's 2018 Stock Option and Award Incentive Plan. The shares were fully vested upon grant.

Key Figures

Shares granted: 200,000 shares Grant price per share: $0.00 per share Total shares after grant: 720,001 shares +1 more

4 metrics

Shares granted 200,000 shares Common stock grant on April 13, 2026

Grant price per share $0.00 per share Stated transaction price for awarded shares

Total shares after grant 720,001 shares CFO direct holdings following the transaction

Transaction code A Grant, award, or other acquisition of common stock

Key Terms

2018 Stock Option and Award Incentive Plan, Grant, award, or other acquisition, Common Stock, fully vested upon grant

4 terms

2018 Stock Option and Award Incentive Plan financial

"issued pursuant to the Company's 2018 Stock Option and Award Incentive Plan"

Grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

Common Stock financial

""security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

fully vested upon grant financial

"The shares were fully vested upon grant."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did NOCERA (NCRA) report for its CFO?

Nocera reported that CFO Chuang Shun-Chih received 200,000 shares of common stock as a grant. The award was issued under the 2018 Stock Option and Award Incentive Plan and was fully vested upon grant, increasing the CFO’s direct holdings to 720,001 shares.

How many NOCERA (NCRA) shares were granted to the CFO and at what price?

The CFO received a grant of 200,000 shares of Nocera common stock at a stated price of $0.00 per share. This reflects a compensation award under the company’s 2018 Stock Option and Award Incentive Plan rather than an open-market purchase.

What is the CFO’s total NOCERA (NCRA) shareholding after this Form 4 transaction?

After the grant, CFO Chuang Shun-Chih directly holds 720,001 shares of Nocera common stock. This total includes the newly awarded 200,000 fully vested shares reported in the Form 4 and represents the position following the April 13, 2026 transaction.

Were the NOCERA (NCRA) shares granted to the CFO subject to vesting conditions?

The 200,000-share grant to the CFO was fully vested upon grant, according to the filing footnote. This means the shares became earned immediately, without future time-based or performance-based vesting requirements under the 2018 Stock Option and Award Incentive Plan.

What plan governed the CFO’s 200,000-share grant at NOCERA (NCRA)?

The grant of 200,000 Nocera common shares to the CFO was issued under the company’s 2018 Stock Option and Award Incentive Plan. The filing notes that these shares were fully vested when granted, indicating they are part of the company’s established equity compensation program.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 04/13/2026 - 09:50 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Chuang Shun-Chih

(Last) (First) (Middle)

C/O NOCERA, INC.

3F (BUILDING B), NO. 185, SEC. 1

(Street)

DATONG RD., XIZHI DIST. NEW TAIPEI CITY 221

(City) (State) (Zip)

TAIWAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOCERA, INC. [ NCRA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/13/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/13/2026		A		200,000(1)	A	$0.00	720,001	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a grant of shares of common stock issued pursuant to the Company's 2018 Stock Option and Award Incentive Plan. The shares were fully vested upon grant.

	/s/ Shun-Chih Chuang	04/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)