Nocera (NCRA) gives CFO 110K shares for $0 in stock grants

Rhea-AI Filing Summary

NOCERA, INC. (NCRA) reported that Chief Financial Officer Shun-Chih Chuang received equity awards of common stock on August 17, 2026. The awards include 100,000 shares issued for $0 under Exhibit A of the Employment Agreement and 10,000 shares acquired for $0 under the 2018 Stock Option and Award Incentive Plan, with the 10,000 shares vesting immediately. Post-transaction share totals include 13,999 shares held immediately before these awards following a July 7, 2026 reverse-split adjustment.

Insider Trade Summary

Net Buyer: 110,000 shares

Net Buy 2 txns

Insider Chuang Shun-Chih

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1, F3	100,000	$0.00	$0.00
Grant/Award	Common Stock F2, F3	10,000	$0.00	$0.00

Holdings After Transaction: Common Stock — 123,999 shares (Direct)

Footnotes (3)

1. F1. Represents 100,000 shares issued for $0 pursuant to Exhibit A of the Employment Agreement between Nocera, Inc. and the Reporting Person, effective August 17, 2026, subject to customary restrictions applicable to unregistered securities.
2. F2. Represents 10,000 shares acquired for $0 under the Nocera, Inc. 2018 Stock Option and Award Incentive Plan pursuant to the Stock Purchase Certificate dated August 17, 2026; the shares vested immediately.
3. F3. Post-transaction totals include 13,999 shares held immediately before the reported transactions across following the July 7, 2026 reverse-split adjustment.

Key Figures

Employment Agreement share award: 100,000 shares of Common Stock 2018 Plan share award: 10,000 shares of Common Stock Pre-award holdings included in totals: 13,999 shares +3 more

6 metrics

Employment Agreement share award 100,000 shares of Common Stock Issued for $0 pursuant to Exhibit A of the Employment Agreement, effective August 17, 2026

2018 Plan share award 10,000 shares of Common Stock Acquired for $0 under the 2018 Stock Option and Award Incentive Plan, vested immediately on August 17, 2026

Pre-award holdings included in totals 13,999 shares Held immediately before the reported transactions following the July 7, 2026 reverse-split adjustment

Price per share for awards $0.0000 per share Both 100,000-share Employment Agreement award and 10,000-share plan award were acquired for $0

Award date August 17, 2026 Date of both common stock awards to the CFO

Reverse-split adjustment date July 7, 2026 Date of reverse-split adjustment referenced for the 13,999 pre-transaction shares

Key Terms

unregistered securities, 2018 Stock Option and Award Incentive Plan, Stock Purchase Certificate, reverse-split adjustment

4 terms

unregistered securities regulatory

"subject to customary restrictions applicable to unregistered securities"

2018 Stock Option and Award Incentive Plan financial

"under the Nocera, Inc. 2018 Stock Option and Award Incentive Plan"

Stock Purchase Certificate financial

"pursuant to the Stock Purchase Certificate dated August 17, 2026"

reverse-split adjustment financial

"following the July 7, 2026 reverse-split adjustment"

FAQ

What insider equity awards were reported for NCRA on August 17, 2026?

On August 17, 2026, NOCERA, INC. reported that CFO Shun-Chih Chuang received 100,000 shares of common stock issued for $0 under an Employment Agreement exhibit and 10,000 shares acquired for $0 under the 2018 Stock Option and Award Incentive Plan, with the 10,000 shares vesting immediately.

How many NCRA shares did the CFO receive under the Employment Agreement?

CFO Shun-Chih Chuang was issued 100,000 shares of NOCERA, INC. common stock for $0 pursuant to Exhibit A of his Employment Agreement, effective August 17, 2026, subject to customary restrictions applicable to unregistered securities.

What stock was granted to the NCRA CFO under the 2018 Stock Option and Award Incentive Plan?

Under the Nocera, Inc. 2018 Stock Option and Award Incentive Plan, CFO Shun-Chih Chuang acquired 10,000 shares of common stock for $0 pursuant to a Stock Purchase Certificate dated August 17, 2026. The filing states that these 10,000 shares vested immediately.

Were the NCRA CFO’s August 17, 2026 share grants cash purchases?

No. The filing states that both the 100,000-share Employment Agreement award and the 10,000-share plan award to CFO Shun-Chih Chuang were acquired for $0 per share, reflecting equity compensation rather than cash purchases.

What were the NCRA CFO’s holdings referenced before the August 17, 2026 awards?

The filing notes that post-transaction totals include 13,999 shares held by CFO Shun-Chih Chuang immediately before the reported August 17, 2026 transactions, following a reverse-split adjustment effective July 7, 2026.

How does the reverse-split affect the NCRA CFO share information?

The filing states that post-transaction totals include 13,999 shares held immediately before the awards, calculated after a July 7, 2026 reverse-split adjustment. This indicates historical holdings were adjusted according to the reverse split before reporting.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/20/2026 - 09:58 PM Accepted by SEC EDGAR 08/20/2026 - 09:58 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Chuang Shun-Chih

(Last) (First) (Middle)

C/O NOCERA, INC.

3F (BLDG B) NO. 185, SEC. 1, DATONG RD.

(Street)

XIZHI DIST, NEW TAIPEI CITY 221

(City) (State) (Zip)

TAIWAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOCERA, INC. [ NCRA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/17/2026		A		100,000(1)	A	$0	113,999(3)	D
Common Stock	08/17/2026		A		10,000(2)	A	$0	123,999(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents 100,000 shares issued for $0 pursuant to Exhibit A of the Employment Agreement between Nocera, Inc. and the Reporting Person, effective August 17, 2026, subject to customary restrictions applicable to unregistered securities.

2. Represents 10,000 shares acquired for $0 under the Nocera, Inc. 2018 Stock Option and Award Incentive Plan pursuant to the Stock Purchase Certificate dated August 17, 2026; the shares vested immediately.

3. Post-transaction totals include 13,999 shares held immediately before the reported transactions across following the July 7, 2026 reverse-split adjustment.

	/s/ Shun-Chih Chuang	08/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)