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Nocera (NASDAQ: NCRA) CEO granted 20,000 no-cost shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

NOCERA, INC. (NCRA) reported that Chief Executive Officer and director Jin Andy Ching-An20,000 shares of common stock on August 17, 2026. The shares were granted for $0 under the Nocera, Inc. 2018 Stock Option and Award Incentive Plan pursuant to a Stock Purchase Certificate and vested immediately, increasing his directly held stake to 50,000 shares.

Positive

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Negative

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Insider JIN ANDY CHING-AN
Role Chief Executive Officer
Type Security Shares Price Value
Grant/Award Common Stock F1 20,000 $0.00 $0.00
Holdings After Transaction: Common Stock — 50,000 shares (Direct)
Footnotes (1)
  1. F1. The 20,000 shares were acquired for $0 under the Nocera, Inc. 2018 Stock Option and Award Incentive Plan pursuant to the Stock Purchase Certificate dated August 17, 2026 and vested immediately.
Shares acquired 20,000 shares of Common Stock Grant, award, or other acquisition on August 17, 2026
Price per share $0.00 per share Acquisition under Nocera, Inc. 2018 Stock Option and Award Incentive Plan
Shares owned after transaction 50,000 shares of Common Stock Total direct holdings following the August 17, 2026 grant
Award vesting Immediate 20,000-share grant vested immediately per transaction footnote
Plan year 2018 Nocera, Inc. 2018 Stock Option and Award Incentive Plan
2018 Stock Option and Award Incentive Plan financial
"acquired for $0 under the Nocera, Inc. 2018 Stock Option and Award Incentive Plan"
Stock Purchase Certificate financial
"pursuant to the Stock Purchase Certificate dated August 17, 2026"
vested immediately financial
"Stock Purchase Certificate dated August 17, 2026 and vested immediately"

FAQ

What did NCRA CEO Jin Andy Ching-An report in this Form 4?

NCRA CEO Jin Andy Ching-An reported an award of 20,000 common shares on August 17, 2026. The shares were granted for $0 under the company’s 2018 Stock Option and Award Incentive Plan and vested immediately.

How many NCRA shares did the CEO acquire and at what price?

The CEO acquired 20,000 NCRA common shares at a price of $0 per share. According to the disclosure, the shares were issued under the 2018 Stock Option and Award Incentive Plan via a Stock Purchase Certificate.

What is the CEO’s NCRA share ownership after this transaction?

After this transaction, the CEO directly owns 50,000 NCRA common shares. The Form 4 lists this figure as the total shares beneficially owned following the August 17, 2026 grant under the company’s equity incentive plan.

Was the NCRA CEO’s stock award under a company equity plan?

Yes. The 20,000-share award to the NCRA CEO was made under the Nocera, Inc. 2018 Stock Option and Award Incentive Plan. It was documented in a Stock Purchase Certificate dated August 17, 2026 and vested immediately on that date.

Did the NCRA CEO pay cash for the 20,000 awarded shares?

No. The CEO acquired the 20,000 NCRA shares for $0. The footnote states the shares were issued at no cost under the 2018 Stock Option and Award Incentive Plan, rather than purchased in an open-market transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
JIN ANDY CHING-AN

(Last)(First)(Middle)
C/O NOCERA, INC.
3F (BLDG B), NO. 185, SEC. 1, DATONG RD.

(Street)
XIZHI DIST, NEW TAIPEI CITY221

(City)(State)(Zip)

TAIWAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
NOCERA, INC. [ NCRA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/17/2026A20,000(1)A$0.0050,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The 20,000 shares were acquired for $0 under the Nocera, Inc. 2018 Stock Option and Award Incentive Plan pursuant to the Stock Purchase Certificate dated August 17, 2026 and vested immediately.
/s/ Andy Ching-An Jin08/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)