STOCK TITAN

HRT Financial LP shifts Nocera (NCRA) stake with buy and sell trades

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

HRT Financial LP, a ten percent owner of Nocera, Inc., reported both buying and selling Nocera common stock. On June 25, it made an open-market purchase of 137,430 shares at $0.092 per share. On June 26, it executed an open-market sale of 95,466 shares at $0.095 per share. After these trades, HRT Financial LP directly held 1,664,396 Nocera common shares, reflecting a net increase of 41,964 shares across the two days.

Positive

  • None.

Negative

  • None.
Insider HRT FINANCIAL LP
Role null
Bought 137,430 shs ($13K)
Sold 95,466 shs ($9K)
Type Security Shares Price Value
Sale Common Stock 95,466 $0.095 $9K
Purchase Common Stock 137,430 $0.092 $13K
Holdings After Transaction: Common Stock — 1,664,396 shares (Direct, null)
Footnotes (1)
Open-market sale 95,466 shares at $0.095 Common Stock sale on June 26
Open-market purchase 137,430 shares at $0.092 Common Stock purchase on June 25
Shares held after sale 1,664,396 shares Direct ownership following June 26 sale
Net share change 41,964 shares Net-buy across reported buy and sell
Buy transactions 1 Count of open-market purchases reported
Sell transactions 1 Count of open-market sales reported
open-market sale financial
"transaction_action": "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
open-market purchase financial
"transaction_action": "open-market purchase""
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
ten percent owner financial
"is_ten_percent_owner": 1"
Common Stock financial
"security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HRT FINANCIAL LP

(Last)(First)(Middle)
3 WORLD TRADE CENTER, 175 GREENWICH STRE
76TH FLOOR

(Street)
NEW YORK NEW YORK 10007

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NOCERA, INC. [ NCRA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/25/2026P137,430A$0.0921,759,862D
Common Stock06/26/2026S95,466D$0.0951,664,396D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Adam Nunes06/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did HRT Financial LP report for Nocera (NCRA)?

HRT Financial LP reported one open-market purchase and one open-market sale of Nocera common stock over two days. The fund bought 137,430 shares, then sold 95,466 shares, ending with a net increase in its direct holdings.

How many Nocera (NCRA) shares did HRT Financial LP buy and at what price?

HRT Financial LP bought 137,430 shares of Nocera common stock in an open-market purchase at $0.092 per share. This transaction occurred on June 25 and increased the firm’s direct ownership position before the subsequent sale.

How many Nocera (NCRA) shares did HRT Financial LP sell and at what price?

HRT Financial LP sold 95,466 shares of Nocera common stock in an open-market sale at $0.095 per share. This sale took place on June 26, one day after the reported open-market purchase.

What is HRT Financial LP’s Nocera (NCRA) shareholding after these Form 4 trades?

After the reported transactions, HRT Financial LP directly held 1,664,396 shares of Nocera common stock. This figure reflects its position immediately following the June 26 open-market sale disclosed in the Form 4.

Was HRT Financial LP a ten percent owner of Nocera (NCRA) in this Form 4?

Yes. The Form 4 identifies HRT Financial LP as a ten percent owner of Nocera, Inc. This status means the firm holds at least ten percent of the company’s registered class of equity securities.

What was the net share change for HRT Financial LP in Nocera (NCRA)?

Across the two reported days, HRT Financial LP had a net purchase of 41,964 Nocera shares. It bought 137,430 shares and sold 95,466 shares, resulting in a higher direct ownership position afterward.