Welcome to our dedicated page for NOCERA SEC filings (Ticker: NCRA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nocera, Inc. SEC filings document the company’s Nasdaq-listed common stock, acquisition-focused operating strategy, aquaculture business background, digital asset treasury activity, and financing arrangements. Recent 8-K reports cover senior secured convertible notes, Bitcoin purchases for the corporate treasury, Nasdaq continued-listing deficiencies, auditor changes, and other material events.
Registration statements and proxy materials describe securities offerings, shareholder voting, director elections, auditor ratification, governance procedures, and capital-structure disclosures. Form 12b-25 notices and periodic-report references disclose late filing matters and the company’s reporting obligations as a Nevada public company.
Nocera, Inc. entered into a series of variable interest entity agreements with Chien-Hua Tseng and QMAX Technology Co., Ltd. to obtain a controlling interest linked to Tseng’s 30% equity stake in QMAX. The company issued 300,000 restricted common shares valued at $1.36 each, for an equity consideration of $408,000, with no cash paid. Through voting proxies, an equity pledge, an exclusive call option and an exclusive business cooperation agreement, Nocera gains voting, economic and operational control while legal title to the shares remains with the seller; these agreements run for an initial ten-year term with automatic one-year renewals.
Separately, Nocera received a default notice on a senior secured convertible promissory note originally issued for $8,000,000. The company failed to pay all Alternate Conversion Floor Amounts, leaving $6,029,495 outstanding as of the notice. The collateral agent seized assets in a blocked custodial account and applied about $4,658,686 toward the obligation, after which the investor asserts approximately $1,370,809 remains owed. Nocera and the investor are discussing potential resolution, including a possible waiver, but there is no assurance of an agreement.
Nocera also received confirmation from Nasdaq that it has regained compliance with Listing Rule 5550(a)(2) after the stock maintained a closing bid of at least $1.00 per share for 15 consecutive business days from July 7 through July 27, 2026. QMAX, an authorized Micron/Crucial distributor, generated approximately US$1.36 million in fiscal 2025 revenue, nearly tenfold growth since fiscal 2023, and is intended to support Nocera’s AI data center and infrastructure strategy.
JIN ANDY CHING-AN reported acquisition or exercise transactions in this Form 4 filing.
Nocera, Inc. reported that Chief Executive Officer Jin Andy Ching-An received a grant of 20,000 shares of common stock on July 29, 2026, at $0.00 per share under his Employment Agreement dated September 2, 2025. The shares were fully vested upon grant, increasing his directly held common stock to 30,000 shares.
TENG SONG-YUAN reported acquisition or exercise transactions in this Form 4 filing.
Nocera, Inc. director and Chief Executive Officer (Asia) Teng Song-Yuan received a grant of 20,000 shares of common stock on July 29, 2026 as a stock award under his Employment Agreement dated September 2, 2025. The shares were fully vested upon grant, bringing his direct holdings to 40,000 shares.
Nocera, Inc. is registering for resale up to 7,500,000 shares of its common stock, par value $0.001, which the prospectus says represent the “Advance Shares” issuable under an Equity Purchase Facility Agreement (EPFA). The filing states these Advance Shares represent approximately $15,000,000 based on an assumed issuance price of $2.00 per share and gives effect to a 30-for-1 reverse stock split effective July 6, 2026. The company notes 1,560,326 shares outstanding as of July 8, 2026. The EPFA permits the company, at its option over a 24-month period, to sell up to $100,000,000 of newly issued common stock to the Selling Stockholder, subject to a 19.99% Exchange Cap and a Beneficial Ownership Limit of 4.99% (or 9.99% if elected). The prospectus states the company will not receive proceeds from resale by the Selling Stockholder under this registration statement; proceeds to the company could be received only if Advance Shares are sold to the Selling Stockholder under the EPFA.
Nocera, Inc. reported two major corporate actions. First, it entered into a letter of intent to acquire up to 9.99% of the equity of INERGX Energy Optimisation Ltd, with consideration in cash and Nocera common stock, subject to due diligence and definitive agreements. The letter of intent allows various deal structures and uses a reference-price/VWAP collar for any stock issued, and it expires after 90 days unless extended or superseded.
Second, Nocera implemented a 1-for-30 reverse stock split of its common stock, effective July 6, 2026. Issued and outstanding shares were reduced from 46,495,187 to 1,549,956, with cash paid in lieu of fractional shares and proportional adjustments to options, warrants, RSUs and plan reserves. The company states the split is intended to help satisfy Nasdaq’s minimum bid requirement and support its transformation into a diversified technology holding company.
HRT Financial LP, a ten percent owner of Nocera, Inc., reported both buying and selling Nocera common stock in late June 2026. It made an open-market purchase of 117,565 shares at $0.103 per share on June 29, 2026, then an open-market sale of 199,781 shares at $0.101 per share on June 30, 2026. After these trades, HRT Financial LP directly held 1,347,050 shares of Nocera common stock, indicating a modest net reduction in its position based on the reported share counts.
HRT Financial LP, a ten percent owner of Nocera, Inc., reported both buying and selling Nocera common stock. On June 25, it made an open-market purchase of 137,430 shares at $0.092 per share. On June 26, it executed an open-market sale of 95,466 shares at $0.095 per share. After these trades, HRT Financial LP directly held 1,664,396 Nocera common shares, reflecting a net increase of 41,964 shares across the two days.
HRT Financial LP, a ten percent owner of Nocera, Inc. (NCRA), reported open-market sales of a total of 92,849 shares of common stock. The firm sold 12,188 shares at $0.106 per share on June 23, 2026 and 80,661 shares at $0.102 per share on June 24, 2026. After these transactions, HRT Financial LP directly holds 1,622,432 Nocera common shares.
HRT Financial LP has filed an initial Form 3 showing its beneficial ownership of Nocera, Inc. common stock. The firm reports holding 1,703,093 shares of Nocera common stock as a direct owner and is classified as a ten percent owner. This filing is a disclosure of an existing position, not a report of recent share purchases or sales.
Nocera, Inc. entered into an Equity Purchase Facility Agreement giving it the right, over a 24‑month period, to sell up to $100,000,000 of newly issued common shares to an institutional investor at prices set by future advance notices. Investor ownership is capped at 4.99% of outstanding stock, with the option to increase this limit to 9.99%, and total issuance under the facility is limited to 19.99% of shares outstanding on the agreement date unless stockholders approve more. Nocera also granted the investor registration rights to resell the shares and amended a prior Securities Purchase Agreement to clarify that future note proceeds may be used for general corporate and working capital needs, acquisitions, investments, and other lawful corporate purposes while continuing to restrict use for debt repayment, buybacks, related‑party payments, and most litigation settlements.