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Nocera (NCRA) Asia CEO Teng Song-Yuan submits SEC Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Nocera, Inc. filed an initial statement of beneficial ownership for director and officer Teng Song-Yuan, who serves as Chief Executive Officer (Asia). This Form 3 excerpt shows no reported transactions or equity holdings for the reporting person at the time of filing.

Positive

  • None.

Negative

  • None.
Reported transactions 0 transactions All buy, sell, exercise, gift, and other counts are zero
Reported derivative positions 0 derivatives derivativeSummary is empty for this Form 3
Holding entries 0 holdings holdingEntries field in transactionSummary
Form 3 regulatory
"INSIDER FILING DATA (Form 3)"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
reporting person regulatory
"reportingPersons includes Teng Song-Yuan as the insider"
Chief Executive Officer (Asia) financial
"officer_title is listed as Chief Executive Officer (Asia)"
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
TENG SONG-YUAN

(Last)(First)(Middle)
C/O NOCERA, INC.
3F (BUILDING B), NO. 185, SEC. 1

(Street)
DATONG RD., XIZHI DIST.NEW TAIPEI CITY221

(City)(State)(Zip)

TAIWAN

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
10/27/2023
3. Issuer Name and Ticker or Trading Symbol
NOCERA, INC. [ NCRA ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer (Asia)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Mr. Teng was a director of the Issuer as of October 27, 2023 but did not file his Form 3 at that time. No securities were beneficially owned by Mr. Teng at that time up through the date of the filing of this Form 3.
No securities are beneficially owned.
/s/ SONG-YUAN TENG04/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Nocera (NCRA) Form 3 filing for Teng Song-Yuan show?

The Form 3 filing identifies Teng Song-Yuan as a director and Chief Executive Officer (Asia) of Nocera, Inc. It serves as an initial statement of beneficial ownership and, in this excerpt, reports no transactions or holdings.

Who is the reporting person in Nocera (NCRA)'s Form 3?

The reporting person is Teng Song-Yuan, who is listed as both a director and an officer of Nocera, Inc. His officer title in the filing is Chief Executive Officer (Asia), indicating a senior leadership role in the company’s Asian operations.

Does the Nocera (NCRA) Form 3 report any stock transactions?

No transactions are reported in this Form 3 excerpt. The transaction summary fields for buys, sells, exercises, gifts, and other dispositions all show zero counts and zero shares, indicating no reportable activity at the time of this filing.

Are any Nocera (NCRA) share holdings disclosed for Teng Song-Yuan?

The data excerpt shows no holding entries and no derivative positions for Teng Song-Yuan. This means the Form 3 segment provided does not list any common stock or derivative securities beneficially owned by him as of the reporting date.

What is the purpose of Nocera (NCRA)'s Form 3 for its Asia CEO?

Form 3 serves as an initial statement of beneficial ownership for insiders such as directors and officers. For Nocera’s Chief Executive Officer (Asia), it establishes a baseline disclosure of his reportable relationship with the company at the time of becoming an insider.