Nocera director granted 100,000 company shares

ZHANG YI WEN reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

ZHANG YI WEN reported acquisition or exercise transactions in this Form 4 filing.

Nocera, Inc. director Zhang Yi Wen received a grant of 100,000 shares of common stock as equity compensation. The award was issued at a stated price of $0.00 per share under the company’s 2018 Stock Option and Award Incentive Plan, and the shares were fully vested immediately.

Following this grant, Zhang Yi Wen directly holds 100,000 shares of Nocera common stock.

Insider Trade Summary

Grant/Award: 100,000 shares

Grant/Award 1 txn

Insider ZHANG YI WEN

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	100,000	$0.00	$0.00

Holdings After Transaction: Common Stock — 100,000 shares (Direct)

Footnotes (1)

1. F1. Represents a grant of shares of common stock issued pursuant to the Company's 2018 Stock Option and Award Incentive Plan. The shares were fully vested upon grant.

Key Figures

Equity grant size: 100,000 shares Stated grant price: $0.00 per share Shares held after grant: 100,000 shares

3 metrics

Equity grant size 100,000 shares Common stock granted to director on April 13, 2026

Stated grant price $0.00 per share Reported transaction price for the stock award

Shares held after grant 100,000 shares Total direct Nocera common stock holdings after transaction

Key Terms

Form 4, Grant, award, or other acquisition, 2018 Stock Option and Award Incentive Plan, fully vested upon grant

4 terms

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

2018 Stock Option and Award Incentive Plan financial

"issued pursuant to the Company's 2018 Stock Option and Award Incentive Plan"

fully vested upon grant financial

"The shares were fully vested upon grant."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Nocera (NCRA) report for Zhang Yi Wen?

Nocera reported that director Zhang Yi Wen received 100,000 shares of common stock as an equity grant. The Form 4 shows this as a grant or award transaction, recorded at a stated price of $0.00 per share and classified as a non-derivative acquisition.

Was the Nocera (NCRA) share grant to Zhang Yi Wen an open-market purchase?

No, the 100,000 shares were granted as compensation, not bought in the market. The Form 4 uses code "A" for a grant, award, or other acquisition, and the reported price per share is $0.00, indicating a company-issued equity award rather than a purchase.

Are the 100,000 Nocera (NCRA) shares granted to Zhang Yi Wen vested?

Yes, the 100,000-share grant was fully vested upon issuance. A footnote explains that the common stock was issued under Nocera’s 2018 Stock Option and Award Incentive Plan and specifies that the shares were fully vested at the time of the grant, giving immediate ownership rights.

How many Nocera (NCRA) shares does Zhang Yi Wen own after this Form 4 transaction?

After the transaction, Zhang Yi Wen directly owns 100,000 Nocera common shares. The Form 4’s post-transaction column reports total shares following the grant as 100,000, all classified as directly held, with no derivative holdings listed in the filing.

What plan was used for the Nocera (NCRA) equity award to Zhang Yi Wen?

The grant was made under Nocera’s 2018 Stock Option and Award Incentive Plan. The footnote explains that the 100,000 fully vested common shares were issued pursuant to this plan, which is the company’s framework for stock option and award-based incentive compensation.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/13/2026 - 09:50 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

ZHANG YI WEN

(Last) (First) (Middle)

C/O NOCERA, INC.

3F (BUILDING B), NO. 185, SEC. 1

(Street)

DATONG RD., XIZHI DIST. NEW TAIPEI CITY 221

(City) (State) (Zip)

TAIWAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOCERA, INC. [ NCRA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/13/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/13/2026		A		100,000(1)	A	$0.00	100,000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a grant of shares of common stock issued pursuant to the Company's 2018 Stock Option and Award Incentive Plan. The shares were fully vested upon grant.

	/s/ YIWEN ZHANG	04/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)