NDAQ insider sells 3,000 shares for $260,730

NDAQ insider sale reported via Form 144.

Rhea-AI Filing Summary

NDAQ insider sale reported via Form 144. The filing lists 3,000 shares of Common Stock associated with performance shares and identifies a sale of 3,000 shares by Bryan Smith on 06/11/2026 for $260,730.00. The cover also shows 3,000 shares with an aggregate figure of $240,000.00 and a filing/processing date of 07/01/2026.

This disclosure records an insider disposition; the filing names the broker-dealer and class of security. The document does not provide broader context about remaining holdings, plan mechanics, or cash-flow recipients beyond the lines shown.

Insights

Securities Compliance Attorney

Routine Form 144 sale filing for an insider disposition of 3,000 shares.

The filing lists a disposition of 3,000 shares of Common Stock by Bryan Smith on 06/11/2026 for $260,730.00 and references performance shares dated 02/11/2026. It names the executing broker-dealer and includes an administrative date of 07/01/2026.

As filed, this is a compliance disclosure under securities rules documenting a sale; the excerpt does not state whether the sale was pursuant to a Rule 10b5-1 plan, tax withholding, exercise-and-sell sequence, or other mechanism. Subsequent filings or the issuer's disclosures would be needed for additional context.

Key Figures

Shares sold: 3,000 shares Sale proceeds reported: $260,730.00 Aggregate figure on cover: $240,000.00 +2 more

5 metrics

Shares sold 3,000 shares Disposition by Bryan Smith on <date>06/11/2026</date>

Sale proceeds reported $260,730.00 Amount shown for 3,000-share sale on <date>06/11/2026</date>

Aggregate figure on cover $240,000.00 Listed alongside 3,000 shares and broker on cover line (07/01/2026)

Form/filing date 07/01/2026 Processing/cover date shown on the securities line

Performance shares date 02/11/2026 Performance Shares entry dated on the securities line

Key Terms

Form 144, Performance Shares, Issuer

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Performance Shares financial

"Common | 02/11/2026 | Performance Shares"

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

Issuer regulatory

"Performance Shares | ISSUER"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the NDAQ Form 144 report show about the transaction?

It reports a disposition of 3,000 shares of Common Stock by Bryan Smith on 06/11/2026. The filing lists the sale amount as $260,730.00 and names the executing broker-dealer and related security class.

Who is listed as the seller in the Form 144 for NDAQ?

The seller is identified as Bryan Smith, with an address shown in New York. The filing line records his sale of 3,000 shares on 06/11/2026 for $260,730.00.

How many shares and what proceeds are shown in the filing?

The excerpt shows 3,000 shares associated with performance shares and a sale record of 3,000 shares for $260,730.00. The cover also lists an aggregate figure of $240,000.00 tied to 3,000 shares.

Does the Form 144 excerpt state the reason or plan for the sale?

No. The excerpt does not state whether the sale was under a trading plan, tax withholding, exercise, or other mechanism. It records the security type, broker, dates, and amounts without further explanation.

What broker-dealer handled the reported transaction?

The filing names Morgan Stanley Smith Barney LLC Executive Financial Services at New York Plaza as the broker-dealer for the listed securities. The broker information appears on the securities line for the 3,000 shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/01/2026 - 04:15 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001799366
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	NASDAQ, INC.
SEC File Number	001-38855
Address of Issuer	151 W. 42nd Street, New York NEW YORK 10036
Phone	212-401-8700
Name of Person for Whose Account the Securities are To Be Sold	BRYAN SMITH
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3000	240000.00	565540798	07/01/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/11/2026	Performance Shares	ISSUER			3000	02/11/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
BRYAN SMITH 151 W. 42nd Street, New York NY 10036	Common	06/11/2026	3000	260730.00

144: Remarks and Signature

Remarks
Date of Notice	07/01/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	03/12/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Bryan Everard Smith
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)