Nasdaq EVP Bradley Peterson sells 13,000 shares

NASDAQ, INC. executive Bradley J. Peterson, EVP and CIO, sold 13,000 shares of common stock on July 24, 2026 in an open-market transaction at a weighted average price of $92.61, with individual sale prices between $92.58 and $92.66.

Rhea-AI Filing Summary

NASDAQ, INC. executive Bradley J. Peterson, EVP and CIO, sold 13,000 shares of common stock on July 24, 2026 in an open-market transaction at a weighted average price of $92.61, with individual sale prices between $92.58 and $92.66. After this sale, he holds 128,293 shares, consisting of 64,377 shares or units of restricted stock (38,372 vested), 58,618 shares underlying performance stock units (48,986 vested), and 5,298 shares purchased under the Employee Stock Purchase Plan.

Insider Trade Summary

Net Seller: 13,000 shares

Net Sell 1 txn

Insider Peterson Bradley J

Role EVP, CIO

Sold 13,000 shs ($1.20M)

Type	Security	Shares	Price	Value
Sale	Common Stock, par value $0.01 pershare F1, F2	13,000	$92.61	$1.20M

Holdings After Transaction: Common Stock, par value $0.01 pershare — 128,293 shares (Direct)

Footnotes (2)

1. F1. The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.58 to $92.66, inclusive. The reporting person undertakes to provide to the Issuer, any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
2. F2. Represents (i) 64,377 shares or units of restricted stock, 38,372 of which are vested, (ii) 58,618 shares of Common Stock underlying PSUs, 48,986 of which are vested, and (iii) 5,298 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

Key Figures

Shares Sold: 13,000 shares Weighted Average Sale Price: $92.61 per share Price Range of Sales: $92.58–$92.66 per share +4 more

7 metrics

Shares Sold 13,000 shares Common stock sold on July 24, 2026 by EVP & CIO Bradley J. Peterson

Weighted Average Sale Price $92.61 per share Open-market or private sale transaction prices ranged from $92.58 to $92.66

Price Range of Sales $92.58–$92.66 per share Multiple transactions aggregated into the reported weighted average price

Post-Transaction Holdings 128,293 shares Total NASDAQ, INC. equity held after the reported sale

Restricted Stock/Units 64,377 shares or units Part of post-transaction holdings; 38,372 of these are vested

Performance Stock Units 58,618 shares underlying PSUs Part of post-transaction holdings; 48,986 of these are vested

ESPP Shares 5,298 shares Shares of common stock purchased under the Employee Stock Purchase Plan

Key Terms

weighted average price, restricted stock, performance stock units, Employee Stock Purchase Plan

4 terms

weighted average price financial

"The price reported in this box is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

restricted stock financial

"Represents (i) 64,377 shares or units of restricted stock, 38,372 of which are vested"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

performance stock units financial

"(ii) 58,618 shares of Common Stock underlying PSUs, 48,986 of which are vested"

Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.

Employee Stock Purchase Plan financial

"(iii) 5,298 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan."

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did NASDAQ, INC. (NDAQ) report for Bradley J. Peterson?

Bradley J. Peterson, EVP and CIO of NASDAQ, INC. (NDAQ), reported selling 13,000 shares of common stock on July 24, 2026. The sale was executed as an open-market transaction at a weighted average price of $92.61 per share.

At what prices were Bradley Peterson’s NDAQ shares sold in this Form 4 filing?

The reported weighted average sale price was $92.61 per NDAQ share. According to the footnote, individual trades occurred at prices ranging from $92.58 to $92.66 per share, and detailed trade-by-trade information is available upon request.

How many NASDAQ, INC. (NDAQ) shares does Bradley Peterson hold after the reported sale?

Following the sale, Bradley Peterson holds 128,293 NDAQ shares. This includes restricted stock, performance stock units and shares purchased under the Employee Stock Purchase Plan, showing he retains a substantial equity position in NASDAQ, INC.

How is Bradley Peterson’s remaining NDAQ equity split among stock types?

Post-transaction holdings include 64,377 restricted shares or units (38,372 vested), 58,618 shares underlying performance stock units (48,986 vested), and 5,298 shares purchased through NASDAQ, INC.’s Employee Stock Purchase Plan, totaling 128,293 shares.

What role does Bradley J. Peterson hold at NASDAQ, INC. (NDAQ) in this Form 4?

Bradley J. Peterson is reported as Executive Vice President and Chief Information Officer of NASDAQ, INC. (NDAQ). His position as a senior officer makes his Form 4 insider stock transactions material for corporate governance disclosures.

Was Bradley Peterson’s NDAQ stock sale reported as a direct or indirect holding change?

The Form 4 classifies the transaction as affecting direct ownership of NDAQ common stock. After selling 13,000 shares, Peterson’s directly held and equity-based awards total 128,293 shares, according to the post-transaction ownership disclosure.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 07/28/2026 - 04:05 PM Accepted by SEC EDGAR 07/28/2026 - 04:05 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Peterson Bradley J

(Last) (First) (Middle)

151 W. 42ND STREET

(Street)

NEW YORK NEW YORK 10036

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NASDAQ, INC. [ NDAQ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, CIO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/24/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.01 pershare	07/24/2026		S		13,000	D	$92.61(1)	128,293(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.58 to $92.66, inclusive. The reporting person undertakes to provide to the Issuer, any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

2. Represents (i) 64,377 shares or units of restricted stock, 38,372 of which are vested, (ii) 58,618 shares of Common Stock underlying PSUs, 48,986 of which are vested, and (iii) 5,298 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

	/s/ Alex Kogan, by power of attorney	07/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)