Nasdaq, Inc. filings document governance, financial results, capital actions and registered securities for a public market-technology operator. Recent 8-K reports cover quarterly and annual results, Regulation FD presentation materials, dividend declarations, amendments to charter and bylaw provisions, and tender offers involving outstanding senior notes.
The company’s proxy materials describe board matters, shareholder voting items, executive compensation and equity awards. Cover-page disclosures identify Nasdaq common stock and listed senior notes, including securities registered on The Nasdaq Stock Market and related Nasdaq trading venues.
ARNOLDI MELISSA reported acquisition or exercise transactions in this Form 4 filing.
NASDAQ, INC. director Melissa Arnoldi received a grant of 4,324 Restricted Stock Units as equity compensation, with no cash paid per share. Each RSU represents a right to one share of common stock and vests in full on June 10, 2027. Following this award, she holds 55,515 RSUs in total, of which 51,191 are already vested.
SPLINTER MICHAEL R reported acquisition or exercise transactions in this Form 4 filing.
NASDAQ, INC. director Michael R. Splinter reported a new stock-based compensation award and updated holdings. He received an award of 5,246 Restricted Stock Units (RSUs) under Nasdaq's Equity Incentive Plan, with the entire grant vesting on June 10, 2027. Each RSU represents a contingent right to receive one share of Nasdaq common stock.
Following this grant, he holds 217,988 RSUs in total, of which 212,742 were vested as of the filing date. In addition, 15,225 shares of common stock are held indirectly through family trusts, which reflect shares he previously gifted and for which he serves as trustee. These transactions reflect equity compensation and prior gifting activity rather than open-market buying or selling.
NASDAQ, INC. director Johan Torgeby received an award of 2,998 Restricted Stock Units under the company’s Equity Incentive Plan, with all units scheduled to vest on June 10, 2027. Separately, 300 shares were surrendered to cover withholding taxes on previously vested equity, a non-market disposition. Following these updates, Torgeby’s holdings total 43,495 shares and RSUs, including 17,495 RSUs (14,497 vested) and 26,000 shares acquired through prior open-market purchases.
Nasdaq, Inc. director Kazim Essa reported routine equity compensation activity. On June 10, 2026, he received 4,151 shares of common stock as a grant under Nasdaq's Equity Incentive Plan, tied to Restricted Stock Units. On June 11, 2026, 622 shares were surrendered to cover withholding taxes related to a prior equity vesting, not an open-market sale. Following these transactions, he holds 146,917 RSUs granted under the plan, of which 142,766 are vested as of the Form 4 filing date.
Nelson Griggs, President of Capital Access Platforms at Nasdaq, Inc., reported an open-market sale of 5,093 shares of common stock at $92.62 per share on May 18, 2026. After this transaction, he directly holds 233,798 shares. Footnote disclosures also list sizeable restricted stock and performance stock unit awards, with a substantial portion already vested.
Nasdaq, Inc. officer P.C. Nelson Griggs reported a proposed sale of 5,093 common shares, with an aggregate market value of 471,688.20 and an approximate sale date of May 18, 2026. Morgan Stanley Smith Barney LLC is named as the broker.
NASDAQ, Inc. investor Massachusetts Financial Services Company reports beneficial ownership of 29,060,440 shares of Common Stock, representing 5.1% as of 03/31/2026. The filing shows sole voting power over 28,366,895 shares and sole dispositive power over 29,060,440 shares.
NASDAQ, INC. executive vice president and CIO Bradley J. Peterson sold 7,710 shares of common stock in an open-market transaction at $90.82 per share on April 28, 2026. After this sale, he holds a total of 141,035 shares and units tied to NASDAQ equity.
These holdings consist of 64,377 shares or units of restricted stock, 71,618 shares of common stock underlying performance stock units, and 5,040 shares purchased under the employee stock purchase plan. A large portion of the restricted stock and PSUs is already vested.
Vanguard Capital Management reported beneficial ownership of 35,762,865 shares of Nasdaq Inc Common Stock, representing 6.29% of the class. The filing shows Vanguard has sole dispositive power over 35,762,865 shares and sole voting power for 4,525,057 shares. The Schedule 13G is signed by Ashley Grim and dated 04/30/2026.