Form 144: NEM affiliate plans resale of vested common stock

Issuer submitted a Form 144 notice reporting proposed sales of Common Stock tied to prior Restricted Stock Vesting events.

Rhea-AI Filing Summary

Issuer submitted a Form 144 notice reporting proposed sales of Common Stock tied to prior Restricted Stock Vesting events. The excerpt lists multiple vesting lots and share counts (for example, 1,577, 1,230, 7,190, 598, 1,539, 1,233 shares) and shows a filing reference date of 05/05/2026.

Insights

Securities Compliance Attorney

Form 144 lists proposed resale of vested restricted shares by an affiliate.

Form 144 is a notice of proposed sale under Rule 144; the excerpt enumerates specific vested lots by date and share count. The filing records the broker as Fidelity Brokerage Services LLC and a reference date of 05/05/2026.

Cash‑flow treatment and aggregate proceeds are not stated in the excerpt; timing and execution remain subject to Rule 144 conditions and market methods.

Equity Markets Analyst

The filing documents routine affiliate resale activity tied to compensation vesting.

The listed items all reference Restricted Stock Vesting with individual share lots (e.g., 7,190 shares on 02/25/2022). These entries indicate the source of the shares being offered for sale.

Execution method, aggregate offering amount, and any post‑sale holdings are not included in the provided excerpt.

Key Figures

Reference date: 05/05/2026 Vested lot: 1,577 shares Vested lot: 1,230 shares +4 more

7 metrics

Reference date 05/05/2026 filing reference date shown in excerpt

Vested lot 1,577 shares Restricted Stock Vesting on 02/22/2022

Vested lot 1,230 shares Restricted Stock Vesting on 02/24/2022

Vested lot 7,190 shares Restricted Stock Vesting on 02/25/2022

Vested lot 598 shares Restricted Stock Vesting on 07/26/2022

Vested lot 1,539 shares Restricted Stock Vesting on 02/22/2023

Vested lot 1,233 shares Restricted Stock Vesting on 02/24/2023

Key Terms

Restricted Stock Vesting, Form 144, Fidelity Brokerage Services LLC

3 terms

Restricted Stock Vesting financial

"Restricted Stock Vesting | Issuer | 1577 | 02/22/2022"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Form 144 regulatory

"CONTENT TO ANALYZE:... form_type: "144""

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Fidelity Brokerage Services LLC other

"Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does NEM's Form 144 excerpt disclose about the securities to be sold?

Answer: The excerpt lists proposed sales of Common Stock tied to Restricted Stock Vesting events, showing several vested lots and share counts. It includes entries such as 1,577, 1,230, and 7,190 shares aligned to specific vesting dates.

Who is the broker indicated in this NEM filing excerpt?

Answer: The excerpt names Fidelity Brokerage Services LLC at 900 Salem Street, Smithfield, RI. This broker is listed in the filer information associated with the proposed resale transactions.

Does the excerpt state when the Form 144 was referenced or filed for NEM?

Answer: The excerpt shows a reference date of 05/05/2026. The provided text does not include additional filing timestamps or a full submission history beyond that date.

Are proceeds or execution details included in the provided NEM excerpt?

Answer: The excerpt does not state aggregate proceeds, sale price, or specific execution methods. It lists the source lots (vesting dates and share counts) but does not include cash‑flow or distribution details.

Which share lots tied to Restricted Stock Vesting are listed in the excerpt?

Answer: The excerpt lists multiple vesting entries including 1,577 (02/22/2022), 1,230 (02/24/2022), 7,190 (02/25/2022), 598 (07/26/2022), 1,539 (02/22/2023), and 1,233 (02/24/2023).

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/05/2026 - 09:38 AM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001789106
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	NEWMONT Corp /DE/
SEC File Number	001-31240
Address of Issuer	6900 E LAYTON AVE SUITE 700 DENVER COLORADO 80237
Phone	303-863-7414
Name of Person for Whose Account the Securities are To Be Sold	Cmil Jennifer
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Former Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	13367	1478256.53	1067552764	05/05/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/22/2022	Restricted Stock Vesting	Issuer			1577	02/22/2022	Compensation
Common	02/24/2022	Restricted Stock Vesting	Issuer			1230	02/24/2022	Compensation
Common	02/25/2022	Restricted Stock Vesting	Issuer			7190	02/25/2022	Compensation
Common	07/26/2022	Restricted Stock Vesting	Issuer			598	07/26/2022	Compensation
Common	02/22/2023	Restricted Stock Vesting	Issuer			1539	02/22/2023	Compensation
Common	02/24/2023	Restricted Stock Vesting	Issuer			1233	02/24/2023	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	05/05/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Eric Janiak, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Jennifer D. Cmil
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)