NEM (NYSE: NEM) affiliate files Form 144 to sell 2,296 shares after vesting

Rhea-AI Filing Summary

NEM affiliate filed a Form 144 reporting a proposed sale of 2,296 shares of Common Stock tied to restricted stock vesting on 04/30/2026 as compensation. The filing also lists two recent sales by David Thornton: 944 shares on 03/02/2026 and 8,060 shares on 03/03/2026, with proceeds shown as $123,796.16 and $973,486.80, respectively.

Insights

Corporate Governance Specialist

Form 144 reports a planned sale tied to restricted stock vesting and recent insider dispositions.

The filing lists a proposed sale of 2,296 shares due to restricted stock vesting on 04/30/2026, classified as compensation. Two prior dispositions by David Thornton are recorded on 03/02/2026 and 03/03/2026 with the stated dollar proceeds.

These entries are routine disclosures of affiliate sales and vesting-related transactions; cash‑flow treatment and any plan details are not provided in the excerpt.

Key Figures

Planned sale (vesting): 2,296 shares Sale by David Thornton: 944 shares Sale by David Thornton: 8,060 shares +1 more

4 metrics

Planned sale (vesting) 2,296 shares Restricted Stock Vesting on 04/30/2026

Sale by David Thornton 944 shares Sold on 03/02/2026 for $123,796.16

Sale by David Thornton 8,060 shares Sold on 03/03/2026 for $973,486.80

Brokerage holder listed Fidelity Brokerage Services LLC 900 Salem Street, Smithfield RI (listed in filing)

Key Terms

Restricted Stock Vesting, Form 144, Securities Sold During The Past 3 Months

3 terms

Restricted Stock Vesting financial

"Restricted Stock Vesting | Issuer | 2296 | 04/30/2026"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Securities Sold During The Past 3 Months regulatory

"144: Securities Sold During The Past 3 Months | David Thornton"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	2296	252812.56	1067552764	05/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/30/2026	Restricted Stock Vesting	Issuer			2296	04/30/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
David Thornton 6900 E Layton Ave Denver CO 80237	Common	03/02/2026	944	123796.16
David Thornton 6900 E Layton Ave Denver CO 80237	Common	03/03/2026	8060	973486.80

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does NEM's Form 144 disclose about the planned sale?

It discloses a proposed sale of 2,296 shares of common stock tied to restricted stock vesting on 04/30/2026. The filing labels this issuance as compensation and lists the securities to be sold under that vesting event.

Who reported recent sales in the filing and what were the amounts?

David Thornton reported two sales: 944 shares on 03/02/2026 for $123,796.16 and 8,060 shares on 03/03/2026 for $973,486.80. Those transactions are shown in the "Securities Sold During The Past 3 Months" section.

Are the shares to be sold from vesting classified as compensation?

Yes. The filing explicitly lists the 2,296 shares as resulting from Restricted Stock Vesting and classifies the source as Issuer with the purpose labeled Compensation on 04/30/2026.

Does the Form 144 specify who will receive proceeds from the planned sale?

The excerpt identifies the source as Issuer and the event as restricted stock vesting but does not state explicit payee details for sale proceeds. The filing shows source and purpose without additional proceeds allocation language.