NEM Insider Notice: 2,080 Shares Proposed Sale on NYSE, Oct 1 2025

Rhea-AI Filing Summary

Form 144 filed for Newmont Corp (NEM) reports a proposed sale of 2,080 common shares via Fidelity Brokerage Services on the NYSE, with an approximate sale date of 10/01/2025. The filing shows an aggregate market value of $176,779.20 and states Newmont has 1,098,449,725 shares outstanding, so the proposed sale is a very small portion of outstanding stock. The shares were originally acquired through restricted stock vesting on 04/26/2012 (361 shares) and 04/25/2013 (1,719 shares), both as compensation. The filing also discloses three prior sales by Bruce R. Brook in Jul, Aug, and Sep 2025 of 2,077 shares each, with gross proceeds listed for each sale. The signer certifies no undisclosed material information.

Positive

• Clear disclosure of broker, sale date, aggregate market value, and exchange (Fidelity / NYSE)
• Acquisition history provided (restricted stock vesting dates and amounts), supporting compliance with transfer rules

Negative

• None.

Insights

Financial Analyst

TL;DR: Insider plans to sell 2,080 NEM shares (small vs. 1.098B outstanding); prior monthly sales also disclosed.

The filing shows a routine Rule 144 notice for the proposed disposition of 2,080 common shares with an aggregate market value of $176,779.20 and an approximate trade date of 10/01/2025. Acquisition history indicates the shares were compensation-based restricted stock vesting in 2012 and 2013, which supports compliance with transfer restrictions. Recent monthly disposals in Jul–Sep 2025 (2,077 shares each) are disclosed, providing transparency on insider activity. Given the small size relative to total shares outstanding, the direct market impact is likely negligible, though continued patterned selling may be of interest to some investors.

Corporate Governance Expert

TL;DR: Filing meets Rule 144 disclosure requirements; it documents vesting origins and recent sales, signaling procedural compliance.

The notice properly identifies the broker, contemplated sale volume, acquisition dates, and nature of acquisition (restricted stock vesting), which facilitates shareholder oversight. The signer’s representation regarding the absence of undisclosed material information is included, aligning with regulatory expectations. From a governance perspective, the filing demonstrates adherence to disclosure rules but does not by itself indicate management intent or trigger governance concerns given the immaterial size of the sale versus outstanding shares.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	2080	176779.20	1098449725	10/01/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/26/2012	Restricted Stock Vesting	Issuer			361	04/26/2012	Compensation
Common	04/25/2013	Restricted Stock Vesting	Issuer			1719	04/25/2013	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Bruce R. Brook 6900 E Layton Ave Denver CO 80237	Common	07/01/2025	2077	122023.75
Bruce R. Brook 6900 E Layton Ave Denver CO 80237	Common	08/01/2025	2077	132221.82
Bruce R. Brook 6900 E Layton Ave Denver CO 80237	Common	09/02/2025	2077	154923.43

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for Newmont (NEM) report?

The Form 144 reports a proposed sale of 2,080 common shares on the NYSE via Fidelity with an approximate sale date of 10/01/2025 and aggregate market value of $176,779.20.

Who is the seller named in the filing?

The recent sales disclosed in the filing list Bruce R. Brook (address shown) as the seller for transactions in Jul, Aug, and Sep 2025.

How were the shares being sold originally acquired?

The 2,080 shares were acquired via restricted stock vesting: 361 shares on 04/26/2012 and 1,719 shares on 04/25/2013, both noted as compensation.

How large is the proposed sale relative to Newmont's shares outstanding?

The filing lists 1,098,449,725 shares outstanding, so the proposed 2,080-share sale represents a negligible fraction of total outstanding shares.

Were there recent prior sales by the same person?

Yes. The filing discloses three prior sales by Bruce R. Brook: 07/01/2025 (2,077 shares), 08/01/2025 (2,077 shares), and 09/02/2025 (2,077 shares), with gross proceeds shown for each.