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Newmont (NEM) officer Mark C. Rodgers discloses 32,971 shares on Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Newmont Corporation insider Mark C. Rodgers, who serves as MD, Africa-Asia Pacific, reported his initial ownership of company stock. As of January 1, 2026, he beneficially owns 32,971 shares of Newmont common stock, $1.60 par value, held in direct form. This Form 3 filing is an initial disclosure of his holdings as a reporting officer and does not show any new stock transactions.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Rodgers Mark C

(Last) (First) (Middle)
6900 E. LAYTON AVE.
SUITE 700

(Street)
DENVER CO 80237

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2026
3. Issuer Name and Ticker or Trading Symbol
NEWMONT Corp /DE/ [ NEM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
MD, Africa-Asia Pacific
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, $1.60 par value 32,971 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Logan H. Hennessey, Attorney-in-fact for Mark C. Rodgers 01/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the insider reporting ownership in Newmont (NEM) on this Form 3?

The insider is Mark C. Rodgers, who is an officer of Newmont Corporation with the title MD, Africa-Asia Pacific. He is not listed as a director or 10% owner.

How many Newmont (NEM) shares does Mark C. Rodgers report owning?

Mark C. Rodgers reports beneficial ownership of 32,971 shares of Newmont common stock, $1.60 par value, as of January 1, 2026.

Is Mark C. Rodgers’ ownership in Newmont (NEM) direct or indirect?

The filing classifies his ownership of the 32,971 shares of Newmont common stock as direct (marked "D" in the ownership form column).

Does this Newmont (NEM) Form 3 show any stock option or other derivative holdings?

No derivative securities are listed. The table for derivative securities is present but does not show any options, warrants, or other derivative positions for Mark C. Rodgers.

Does this Newmont (NEM) Form 3 reflect any recent stock transactions by Mark C. Rodgers?

The Form 3 functions as an initial statement of beneficial ownership. It reports that after the reported date, he holds 32,971 common shares, and it does not list any specific buy or sell transactions.

Why did Mark C. Rodgers file this Form 3 for Newmont (NEM)?

Form 3 is required when a person becomes an officer, director, or large shareholder subject to Section 16 reporting. This filing records Mark C. Rodgers’ initial beneficial ownership as an officer of Newmont.

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