Newmont director Peter Beaven reports no shares

NEWMONT Corp (NEM) reports that director Peter David Beaven has filed an initial statement of beneficial ownership on Form 3.

Rhea-AI Filing Summary

NEWMONT Corp (NEM) reports that director Peter David Beaven has filed an initial statement of beneficial ownership on Form 3. The filing lists him as a director and does not report any equity transactions or current holdings of Newmont securities.

Key Figures

Reported buy transactions: 0 transactions Reported sell transactions: 0 transactions Holding entries: 0 positions

3 metrics

Reported buy transactions 0 transactions Counts of insider purchases reported for this Form 3

Reported sell transactions 0 transactions Counts of insider sales reported for this Form 3

Holding entries 0 positions Number of beneficial ownership holding rows reported

Key Terms

Form 3, beneficial ownership, Rule 10b5-1

3 terms

Form 3 regulatory

"has filed an initial statement of beneficial ownership on Form 3"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"filed an initial statement of beneficial ownership on Form 3"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Rule 10b5-1 regulatory

"indicator for a Rule 10b5-1 trading plan is null"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filing for NEM by Peter David Beaven disclose?

It discloses that Peter David Beaven is a director of NEWMONT Corp and files an initial statement of beneficial ownership. The Form 3 reports no transactions and no share holdings in Newmont securities at the time of the filing.

Does the NEM Form 3 show that Peter David Beaven owns Newmont shares?

No. The Form 3 for NEWMONT Corp lists zero holding entries and no transactions, so it does not report any Newmont share ownership for Peter David Beaven as of this filing.

What insider activity is reported for NEM in this Form 3?

The Form 3 reports no insider activity. Buy, sell, acquire, dispose, and other transaction counts are all zero, and there are no derivative positions or gift, exercise, or restructuring transactions reported.

Is there any Rule 10b5-1 trading plan noted in the NEM Form 3?

No. The document-level indicator for a Rule 10b5-1 trading plan is null, and there are no footnote disclosures of such a plan, so the filing does not state that any trades are under a Rule 10b5-1 plan.

What role does Peter David Beaven hold at NEWMONT Corp (NEM)?

The Form 3 identifies Peter David Beaven as a director of NEWMONT Corp and not as an officer or ten percent owner. His officer status fields are zero and no officer title is listed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/03/2026 - 04:48 PM EDT Accepted by SEC EDGAR 09/03/2026 - 04:34 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Beaven Peter David

(Last) (First) (Middle)

6900 E. LAYTON AVE.

SUITE 700

(Street)

DENVER COLORADO 80237

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
09/01/2026

3. Issuer Name and Ticker or Trading Symbol
NEWMONT Corp /DE/ [ NEM ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Logan H. Hennessey, Attorney-in-fact for Peter Beaven	09/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)