Equity moves by Newmont (NYSE: NEM) EVP Hardy show grant and tax shares

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

NEWMONT Corp EVP & CTO Francois Hardy reported offsetting equity transactions. On February 27, 2026, he acquired 1,701 shares of common stock as a grant or award at $0.00 per share. On March 2, 2026, 745 shares were disposed of at $127.47 per share as a tax-withholding disposition related to the vesting of 1,701 stock-settled performance stock units. After these transactions, he directly owned 37,487 shares of NEWMONT common stock.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Hardy Francois

Role EVP & CTO

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock, $1.60 par value	745	$127.47	$95K
Grant/Award	Common Stock, $1.60 par value	1,701	$0.00	--

Holdings After Transaction: Common Stock, $1.60 par value — 37,487 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 03/03/2026 - 04:39 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hardy Francois

(Last)

(First)

(Middle)

6900 E. LAYTON AVE.

SUITE 700

(Street)

DENVER

80237

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
NEWMONT Corp /DE/ [ NEM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP & CTO

3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, $1.60 par value	02/27/2026		A		1,701	A	$0	38,232	D
Common Stock, $1.60 par value	03/02/2026		F		745⁽¹⁾	D	$127.47	37,487	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,701 stock-settled performance stock units.

	/s/ Logan H. Hennessey, as attorney-in-fact for Francois Hardy	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did NEWMONT (NEM) EVP & CTO Francois Hardy report?

Francois Hardy reported two offsetting equity moves: a grant of 1,701 NEWMONT common shares on February 27, 2026, and a tax-withholding disposition of 745 shares on March 2, 2026, tied to vesting of performance stock units.

Was the NEWMONT (NEM) insider transaction a market sale of shares?

The disposition was not an open-market sale. The 745 NEWMONT shares were withheld at $127.47 per share solely to satisfy tax withholding obligations arising from the vesting of 1,701 stock-settled performance stock units awarded to Francois Hardy.

How many NEWMONT (NEM) shares did Francois Hardy acquire in the latest Form 4?

He acquired 1,701 NEWMONT common shares on February 27, 2026, through a grant or award at a reported price of $0.00 per share, reflecting equity compensation rather than a cash purchase in the open market.

How many NEWMONT (NEM) shares were used to cover taxes for Francois Hardy?

A total of 745 NEWMONT common shares were disposed of on March 2, 2026, at $127.47 per share, specifically withheld to cover tax obligations from the vesting of 1,701 stock-settled performance stock units.

What is Francois Hardy’s NEWMONT (NEM) shareholding after these Form 4 transactions?

Following the grant of 1,701 shares and the 745-share tax-withholding disposition, Francois Hardy directly owned 37,487 shares of NEWMONT common stock, as reported in the Form 4 insider filing details.

What do the codes A and F mean in the NEWMONT (NEM) Form 4 filing?

Code A shows a grant, award, or other acquisition of 1,701 NEWMONT shares on February 27, 2026. Code F reflects 745 shares withheld on March 2, 2026, to pay taxes due on the vesting of performance stock units.