Newmont (NEM) MD David John Thornton nets stock award and 944-share sale

Filing Impact

(Moderate)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Newmont Corp executive David John Thornton, MD, Americas, reported several stock transactions. On February 27, 2026, he acquired 1,361 shares of common stock as a grant or award. On March 2, 2026, 599 shares were withheld to cover taxes tied to the vesting of 1,361 stock-settled performance stock units, and he sold 944 shares of common stock in an open-market transaction at $131.14 per share under a Rule 10b5-1 trading plan dated December 1, 2025. After these transactions, his direct ownership stood at 35,324 shares of Newmont common stock.

Insider Trade Summary

Net Seller: 944 shares ($123,796)

Net Sell 3 txns

Insider Thornton David John

Role MD, Americas

Sold 944 shs ($124K)

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock, $1.60 par value	599	$127.47	$76K
Sale	Common Stock, $1.60 par value	944	$131.14	$124K
Grant/Award	Common Stock, $1.60 par value	1,361	$0.00	--

Holdings After Transaction: Common Stock, $1.60 par value — 36,268 shares (Direct)

Footnotes (1)

Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,361 stock-settled performance stock units. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan dated December 1, 2025

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Form 4 Insider Transactions: What Each Field Means →

03/03/2026 - 04:41 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Thornton David John

(Last)

(First)

(Middle)

6900 E. LAYTON AVE.

SUITE 700

(Street)

DENVER

80237

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
NEWMONT Corp /DE/ [ NEM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	MD, Americas

3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, $1.60 par value	02/27/2026		A		1,361	A	$0	36,867	D
Common Stock, $1.60 par value	03/02/2026		F		599⁽¹⁾	D	$127.47	36,268	D
Common Stock, $1.60 par value	03/02/2026		S		944⁽²⁾	D	$131.14	35,324	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,361 stock-settled performance stock units.

2. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan dated December 1, 2025

	/s/ Logan H. Hennessey, Attorney-in-fact for David J. Thornton	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider activity did Newmont (NEM) report for David John Thornton?

Newmont reported that MD, Americas David John Thornton received 1,361 common shares as a grant, had 599 shares withheld for taxes, and sold 944 shares in the open market, all in late February and early March 2026.

How many Newmont (NEM) shares did David John Thornton sell and at what price?

Thornton sold 944 shares of Newmont common stock at $131.14 per share. The transaction was classified as an open-market sale and was executed pursuant to a pre-established Rule 10b5-1 trading plan dated December 1, 2025.

What was the purpose of the 599 Newmont (NEM) shares disposed of by David John Thornton?

The 599 shares were withheld to satisfy tax withholding obligations related to the vesting of 1,361 stock-settled performance stock units. This tax-withholding disposition did not represent an open-market sale but an automatic share withholding for tax liability.

What stock award did David John Thornton receive from Newmont (NEM)?

Thornton received a grant or award of 1,361 shares of Newmont common stock on February 27, 2026. These shares were issued at a stated price of $0.00 per share, reflecting an equity award rather than an open-market purchase.

How many Newmont (NEM) shares does David John Thornton own after these transactions?

Following the reported transactions, Thornton directly owns 35,324 shares of Newmont common stock. This figure reflects his holdings after the tax-withholding disposition of 599 shares and the open-market sale of 944 shares on March 2, 2026.

Was David John Thornton’s sale of Newmont (NEM) shares under a trading plan?

Yes. The sale of 944 Newmont shares reported for David John Thornton was executed under a Rule 10b5-1 trading plan dated December 1, 2025, indicating it was pre-arranged rather than a discretionary same-day trading decision.