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Newmont (NEM) EVP Peter Toth reports stock award and tax share withholding

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Newmont Corp EVP Peter Toth reported routine equity compensation activity. On February 27, he acquired 2,653 shares of common stock as a grant or award at $0.00 per share, bringing his holdings to 59,476 shares directly owned.

On March 2, 1,161 shares were disposed of at $127.47 per share to satisfy tax withholding obligations tied to the vesting of 2,653 stock-settled performance stock units, leaving him with 58,315 shares directly owned. The tax-related disposition was not an open-market sale.

Positive

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  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Toth Peter

(Last) (First) (Middle)
6900 E. LAYTON AVE.
SUITE 700

(Street)
DENVER CO 80237

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NEWMONT Corp /DE/ [ NEM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Sustain & Dev Off
3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $1.60 par value 02/27/2026 A 2,653 A $0 59,476 D
Common Stock, $1.60 par value 03/02/2026 F 1,161(1) D $127.47 58,315 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,653 stock-settled performance stock units.
/s/ Logan H. Hennessey, as attorney-in-fact for Peter Toth 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Newmont (NEM) executive Peter Toth report?

Peter Toth reported a stock award and a tax-related share disposition. He received 2,653 common shares as a grant, then 1,161 shares were withheld to cover taxes on vesting performance units, leaving him with 58,315 directly owned shares.

Did Newmont (NEM) EVP Peter Toth sell shares on the open market?

No, the filing shows a tax-withholding disposition, not an open-market sale. 1,161 shares were withheld at $127.47 per share to satisfy tax obligations from vesting performance stock units, according to the Form 4 footnote.

How many Newmont (NEM) shares did Peter Toth acquire in the latest Form 4?

He acquired 2,653 Newmont common shares as a grant or award at $0.00 per share. This award increased his direct ownership to 59,476 shares before the subsequent tax-withholding share disposition.

What is Peter Toth’s Newmont (NEM) share ownership after these transactions?

After the reported award and tax-withholding disposition, Peter Toth directly owns 58,315 Newmont common shares. This reflects 2,653 shares granted and 1,161 shares withheld to cover tax obligations related to vesting performance stock units.

What does transaction code F mean in the Newmont (NEM) Form 4 for Peter Toth?

Transaction code F indicates payment of a tax liability or exercise price by delivering securities. In this case, 1,161 shares were withheld to satisfy tax withholding tied to the vesting of 2,653 stock-settled performance stock units.

What does transaction code A indicate in Peter Toth’s Newmont (NEM) Form 4?

Transaction code A represents a grant, award, or other acquisition of securities. Peter Toth received 2,653 Newmont common shares as a stock award at $0.00 per share, increasing his direct share ownership before the tax-withholding disposition.
Newmont Corp

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