Newmont officer sells $369K in stock under plan

NEWMONT Corp EVP Peter Toth sold 3,000 NEM shares under a pre-arranged Rule 10b5-1 trading plan, retaining 37,315 shares afterward.

Rhea-AI Filing Summary

NEWMONT Corp (NEM) executive Peter Toth, EVP and Chief Sustain & Dev Officer, reported selling 3,000 shares of common stock on September 1, 2026 at $123 per share in an open-market or private transaction. The sale was made under a Rule 10b5-1 trading plan dated December 17, 2025, and he now holds 37,315 shares directly.

Insider Trade Summary 10b5-1

Net Seller: 3,000 shares

Net Sell 1 txn

Insider Toth Peter

Role EVP, Chief Sustain & Dev Off

Sold 3,000 shs ($369K)

Type	Security	Shares	Price	Value
Sale	Common Stock, $1.60 par value F1	3,000	$123.00	$369K

Holdings After Transaction: Common Stock, $1.60 par value — 37,315 shares (Direct)

Footnotes (1)

1. F1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan dated December 17, 2025.

Key Figures

Shares sold: 3,000 shares Sale price per share: $123 per share Approximate sale value: $369,000 +3 more

6 metrics

Shares sold 3,000 shares Non-derivative common stock sale on September 1, 2026

Sale price per share $123 per share Common stock sale reported for September 1, 2026

Approximate sale value $369,000 3,000 shares sold at $123 per share

Shares held after sale 37,315 shares Direct ownership following the reported transaction

Net change in holdings -3,000 shares Net shares sold in this Form 4 filing

Rule 10b5-1 trading plan date December 17, 2025 Date of the trading plan governing the reported sale

Key Terms

Rule 10b5-1 trading plan, open market or private transaction, par value

3 terms

Rule 10b5-1 trading plan regulatory

"The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

open market or private transaction market

"Sale in open market or private transaction"

par value financial

"Common Stock, $1.60 par value"

Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.

FAQ

Who from NEWMONT Corp (NEM) reported a share sale in this Form 4?

The filing reports that Peter Toth, EVP and Chief Sustain & Dev Officer of NEWMONT Corp, executed a sale of the company’s common stock. He is identified as an officer of the issuer and not a director or ten percent owner.

How many NEWMONT Corp (NEM) shares did Peter Toth sell and at what price?

Peter Toth sold 3,000 shares of NEWMONT Corp common stock at a price of $123 per share. This was reported as a sale of non-derivative common stock with a par value of $1.60 per share.

What was the approximate value of Peter Toth’s NEWMONT Corp (NEM) share sale?

Based on 3,000 shares sold at $123 per share, the sale represents approximately $369,000 of NEWMONT Corp common stock. This value is derived directly from the reported share count and price per share.

How many NEWMONT Corp (NEM) shares does Peter Toth hold after this sale?

After the reported sale, Peter Toth directly holds 37,315 shares of NEWMONT Corp common stock. The filing characterizes this position as direct ownership following the transaction.

Was Peter Toth’s NEWMONT Corp (NEM) share sale under a Rule 10b5-1 plan?

Yes. A footnote states that the sale was effected pursuant to a Rule 10b5-1 trading plan dated December 17, 2025. This indicates the trades were executed according to a pre-arranged trading plan.

What type of transaction was used for Peter Toth’s NEWMONT Corp (NEM) share sale?

The filing describes the transaction as a sale in open market or private transaction of NEWMONT Corp common stock. It is reported as a non-derivative common stock sale.

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Available on EDGAR 09/03/2026 - 05:50 PM Accepted by SEC EDGAR 09/03/2026 - 04:39 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Toth Peter

(Last) (First) (Middle)

6900 E. LAYTON AVE.

SUITE 700

(Street)

DENVER COLORADO 80237

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NEWMONT Corp /DE/ [ NEM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief Sustain & Dev Off

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $1.60 par value	09/01/2026		S		3,000(1)	D	$123	37,315	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan dated December 17, 2025.

	/s/ Logan H. Hennessey, as attorney-in-fact for Peter Toth	09/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)