Newmont (NEM) awards 1,645 director stock units to Bruce R. Brook

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Brook Bruce R reported acquisition or exercise transactions in this Form 4 filing.

Newmont Corporation director Bruce R. Brook received a grant of 1,645 director stock units (DSUs) on May 13, 2026, as reported on a Form 4. The DSUs were awarded under Newmont’s 2020 Stock Incentive Compensation Plan in connection with his re-election to the Board of Directors.

The DSUs are immediately fully vested and non-forfeitable and entitle Brook to receive one share of common stock for each DSU upon his retirement from the Board. Following this award, he beneficially owns 34,354 shares of Newmont common stock directly.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Brook Bruce R

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, $1.60 par value	1,645	$0.00	--

Holdings After Transaction: Common Stock, $1.60 par value — 34,354 shares (Direct, null)

Footnotes (1)

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Key Figures

DSUs granted: 1,645 units Price per unit: $0.0000 per share Shares owned after: 34,354 shares +2 more

5 metrics

DSUs granted 1,645 units Director stock units awarded on May 13, 2026

Price per unit $0.0000 per share Compensation grant, no purchase price paid

Shares owned after 34,354 shares Total direct beneficial ownership following award

Par value $1.60 par value Common Stock underlying the DSUs

Transaction code A (Grant, award, or other acquisition) Non-derivative acquisition of DSUs

Key Terms

director stock units, 2020 Stock Incentive Compensation Plan, fully vested and non-forfeitable, beneficially owns

4 terms

director stock units financial

"The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan"

Director stock units are promises a company makes to its board members to pay them company shares (or cash equal to the share value) after a set period or when certain conditions are met. They matter to investors because they align directors’ incentives with shareholders—encouraging decisions that boost long‑term value—but can also increase the total shares outstanding when converted, slightly diluting existing ownership.

2020 Stock Incentive Compensation Plan financial

"DSUs awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election"

fully vested and non-forfeitable financial

"DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable"

beneficially owns financial

"Following this award, he beneficially owns 34,354 shares of Newmont common stock directly"

Beneficially owns means a person or entity enjoys the economic benefits and control of a security even if the legal title or registration is held in another name. Think of it like having the keys and profits from a car that is registered to a friend: you use it, benefit from it, and make decisions about it even though the official paperwork lists someone else. For investors, this matters because it reveals who truly controls shares, affects voting power, potential conflicts of interest, and regulatory disclosure obligations.

Form 4 Insider Transactions: What Each Field Means →

05/15/2026 - 04:42 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brook Bruce R

(Last)

(First)

(Middle)

6900 E. LAYTON AVE.

SUITE 700

(Street)

DENVER

COLORADO

80237

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NEWMONT Corp /DE/ [ NEM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, $1.60 par value	05/13/2026		A		1,645⁽¹⁾	A	$0.00	34,354	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.

	/s/ Logan H. Hennessey, Attorney-in-fact for Bruce R. Brook	05/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Newmont (NEM) director Bruce R. Brook report on this Form 4?

Bruce R. Brook reported receiving 1,645 director stock units from Newmont. These DSUs were granted in connection with his re-election to the Board under the 2020 Stock Incentive Compensation Plan and increase his direct beneficial ownership to 34,354 common shares.

Are the 1,645 Newmont (NEM) director stock units immediately vested?

Yes, the 1,645 director stock units are immediately fully vested and non-forfeitable. According to the disclosure, each DSU represents a right to receive one share of Newmont common stock, with delivery occurring when the director retires from the Board.

How many Newmont (NEM) shares does Bruce R. Brook own after this DSU grant?

After the grant, Bruce R. Brook beneficially owns 34,354 shares of Newmont common stock directly. This total includes the impact of the 1,645 director stock units awarded in connection with his re-election to the company’s Board of Directors.

What is a director stock unit (DSU) in the context of Newmont (NEM)?

A director stock unit is a right to receive a share of Newmont common stock in the future. In this case, DSUs granted under the 2020 Stock Incentive Compensation Plan are fully vested immediately and convert into common shares when the director retires from the Board.

Was any purchase price paid for Bruce R. Brook’s Newmont (NEM) DSU award?

No purchase price was paid; the transaction price per share is reported as $0.0000. The 1,645 director stock units were granted as compensation under Newmont’s 2020 Stock Incentive Compensation Plan tied to Brook’s re-election as a director.