Newmont EVP granted shares, some withheld for taxes

Newmont Corporation executive Francois Hardy reported routine equity compensation adjustments.

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Form Type

Rhea-AI Filing Summary

Newmont Corporation executive Francois Hardy reported routine equity compensation adjustments. On February 23, he acquired 4,292 shares of common stock as a grant/award acquisition at $0.00 per share, increasing his direct holdings. On February 24, 1,763 shares were withheld to cover tax obligations related to the vesting of 3,532 stock-settled restricted stock units, a tax-withholding disposition that does not represent an open-market sale.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Hardy Francois

Role EVP & CTO

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock, $1.60 par value	1,763	$124.25	$219K
Grant/Award	Common Stock, $1.60 par value	4,292	$0.00	$0.00

Holdings After Transaction: Common Stock, $1.60 par value — 41,140 shares (Direct)

Footnotes (1)

F1. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,532 stock-settled restricted stock units.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Newmont (NEM) EVP & CTO Francois Hardy report?

Francois Hardy reported a routine stock award and tax withholding. He received 4,292 Newmont common shares as a grant, and 1,763 shares were withheld to satisfy taxes on vesting restricted stock units, reflecting compensation mechanics rather than open-market trading.

Was there an actual stock sale by Newmont (NEM) executive Francois Hardy in this Form 4?

The filing shows no open-market sale by Francois Hardy. Instead, 1,763 shares were withheld by the company to cover tax obligations tied to vesting of 3,532 stock-settled restricted stock units, a standard tax-withholding disposition, not a discretionary share sale.

How many Newmont (NEM) shares did Francois Hardy acquire in the latest Form 4?

Francois Hardy acquired 4,292 Newmont common shares through a grant or award. The shares were reported at a price of $0.00 per share, indicating equity compensation rather than a purchase, and they increased his directly held ownership position in the company.

Why were 1,763 Newmont (NEM) shares withheld in Francois Hardy’s Form 4?

The 1,763 withheld shares satisfied tax withholding obligations on vesting restricted stock units. The footnote explains they relate to 3,532 stock-settled restricted stock units, meaning part of the vested equity was automatically retained to pay taxes instead of being sold on the market.

Does Francois Hardy’s Form 4 indicate a change in his Newmont (NEM) ownership?

Yes, the award and tax withholding together adjust his ownership. He received 4,292 shares as a grant and had 1,763 shares withheld for taxes on RSU vesting, resulting in a net increase in directly held Newmont common stock reported in the filing’s post-transaction holdings figures.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 02/25/2026 - 04:48 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hardy Francois

(Last)

(First)

(Middle)

6900 E. LAYTON AVE.

SUITE 700

(Street)

DENVER

80237

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
NEWMONT Corp /DE/ [ NEM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP & CTO

3. Date of Earliest Transaction (Month/Day/Year)
02/23/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, $1.60 par value	02/23/2026		A		4,292	A	$0	42,903	D
Common Stock, $1.60 par value	02/24/2026		F		1,763⁽¹⁾	D	$124.25	41,140	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,532 stock-settled restricted stock units.

	/s/ Logan H. Hennessey, as attorney-in-fact for Francois Hardy	02/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR