STOCK TITAN

Newmont (NYSE: NEM) EVP sells 3,000 shares under 10b5-1 plan

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Newmont Corporation executive Peter Toth, EVP and Chief Sustainability & Development Officer, executed an open-market sale of 3,000 shares of Newmont common stock at $108.00 per share on March 18, 2026. The transaction was carried out pursuant to a pre-arranged Rule 10b5-1 trading plan dated December 17, 2025, indicating it was scheduled in advance rather than timed opportunistically. Following this sale, Toth directly holds 55,315 shares of Newmont common stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Toth Peter

(Last)(First)(Middle)
6900 E. LAYTON AVE.
SUITE 700

(Street)
DENVER COLORADO 80237

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NEWMONT Corp /DE/ [ NEM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Chief Sustain & Dev Off
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, $1.60 par value03/18/2026S3,000(1)D$10855,315D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan dated December 17, 2025.
/s/ Logan H. Hennessey, as attorney-in-fact for Peter Toth03/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Newmont (NEM) report for Peter Toth?

Newmont reported that EVP Peter Toth sold 3,000 shares of common stock in an open-market transaction at $108.00 per share. The sale was executed under a Rule 10b5-1 trading plan dated December 17, 2025, indicating it was pre-scheduled.

How many Newmont (NEM) shares did Peter Toth sell and at what price?

Peter Toth sold 3,000 shares of Newmont common stock at $108.00 per share in an open-market sale. This Form 4 transaction reflects a single non-derivative trade executed on March 18, 2026, under a previously established 10b5-1 trading plan.

How many Newmont (NEM) shares does Peter Toth hold after this Form 4 sale?

After selling 3,000 shares, Peter Toth directly holds 55,315 shares of Newmont common stock. This remaining position, disclosed in the Form 4, shows he retains a substantial equity stake in the company following the reported open-market transaction.

Was Peter Toth’s Newmont (NEM) share sale under a Rule 10b5-1 plan?

Yes. The footnote states the 3,000-share sale was effected pursuant to a Rule 10b5-1 trading plan dated December 17, 2025. Such plans are pre-arranged, meaning the timing of trades is set in advance rather than decided opportunistically.

What role does Peter Toth hold at Newmont (NEM) in this Form 4 filing?

In this Form 4, Peter Toth is identified as an officer of Newmont, serving as Executive Vice President and Chief Sustainability & Development Officer. His position and direct ownership of 55,315 shares highlight his ongoing executive-level equity exposure to the company.
Newmont Corp

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