Newmont (NYSE: NEM) director receives 1,645 DSUs as board compensation

Q: What are Sally-Anne Layman’s Newmont (NEM) share holdings after this grant?

After the grant, Layman holds 11,652 Newmont common shares directly and 4,204 shares indirectly through Envision Capital Management Pty Ltd ATFET Trust. These figures reflect the positions reported as of the transaction date in the insider filing.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Layman Sally-Anne reported acquisition or exercise transactions in this Form 4 filing.

NEWMONT Corp director Sally-Anne Layman reported a compensation-related equity award. She received 1,645 director stock units (DSUs) of common stock, granted at $0.0000 per share under Newmont’s 2020 Stock Incentive Compensation Plan in connection with her re-election to the Board.

The DSUs are immediately fully vested and non-forfeitable, and each DSU entitles her to one share of common stock upon retirement from the Board. Following the award, she holds 11,652 shares directly and 4,204 shares indirectly through Envision Capital Management Pty Ltd ATFET Trust.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Layman Sally-Anne

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, $1.60 par value	1,645	$0.00	--
holding	Common Stock, $1.60 par value	--	--	--

Holdings After Transaction: Common Stock, $1.60 par value — 11,652 shares (Direct, null); Common Stock, $1.60 par value — 4,204 shares (Indirect, By Envision Capital Management Pty Ltd ATFET Trust)

Footnotes (1)

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Key Figures

Director stock units granted: 1,645 units Grant price per share: $0.0000 per share Direct holdings after grant: 11,652 shares +1 more

4 metrics

Director stock units granted 1,645 units Award under 2020 Stock Incentive Compensation Plan

Grant price per share $0.0000 per share Compensation grant, not open-market purchase

Direct holdings after grant 11,652 shares Common stock directly held after DSU-related reporting

Indirect holdings after grant 4,204 shares Held indirectly via Envision Capital Management Pty Ltd ATFET Trust

Key Terms

director stock units, DSUs, 2020 Stock Incentive Compensation Plan, par value

4 terms

director stock units financial

"The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan"

Director stock units are promises a company makes to its board members to pay them company shares (or cash equal to the share value) after a set period or when certain conditions are met. They matter to investors because they align directors’ incentives with shareholders—encouraging decisions that boost long‑term value—but can also increase the total shares outstanding when converted, slightly diluting existing ownership.

DSUs financial

"DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable."

DSUs, or Deferred Share Units, are a form of long-term pay where employees or directors receive a promise of company shares or cash at a later date instead of immediate salary. Think of them as an IOU for future stock that vests over time and converts into actual shares or cash, so they matter to investors because they can increase the number of outstanding shares (dilution) and reveal how management’s pay is tied to company performance.

2020 Stock Incentive Compensation Plan financial

"DSUs awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan")"

par value financial

"Common Stock, $1.60 par value"

Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.

Form 4 Insider Transactions: What Each Field Means →

05/15/2026 - 05:00 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Layman Sally-Anne

(Last)

(First)

(Middle)

6900 E. LAYTON AVE.

SUITE 700

(Street)

DENVER

COLORADO

80237

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NEWMONT Corp /DE/ [ NEM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, $1.60 par value	05/13/2026		A		1,645⁽¹⁾	A	$0	11,652	D
Common Stock, $1.60 par value								4,204	I	By Envision Capital Management Pty Ltd ATFET Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.

	/s/ Logan H. Hennessey, Attorney-in-fact for Sally-Anne Layman	05/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Newmont (NEM) director Sally-Anne Layman receive in this insider filing?

Sally-Anne Layman received 1,645 director stock units (DSUs) of Newmont common stock as a board compensation award. The DSUs were granted at no cash cost under Newmont’s 2020 Stock Incentive Compensation Plan upon her re-election to the Board.

How do the Newmont (NEM) director stock units for Sally-Anne Layman work?

The DSUs represent the right to receive one Newmont common share for each unit upon Layman’s retirement from the Board. They are immediately fully vested and non-forfeitable, meaning the award is earned now but delivered in shares when she leaves the Board.

Was the Newmont (NEM) award to Sally-Anne Layman an open-market purchase?

No, the 1,645 DSUs were a compensation grant, not an open-market stock purchase. They were awarded at a price of $0.0000 per share as part of Newmont’s 2020 Stock Incentive Compensation Plan tied to her board service.

When will Sally-Anne Layman receive Newmont (NEM) shares from these DSUs?

Layman is entitled to receive one Newmont common share for each DSU when she retires from the Board. Although the DSUs are currently fully vested and non-forfeitable, the actual shares are delivered only upon her Board retirement.