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[Form 4] NEWMONT Corp /DE/ Insider Trading Activity

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Newmont Corporation (NEM) insider transaction: the CEO and director reported a sale of 5,000 shares of common stock on 11/03/2025 at a price of $81.34 per share, coded “S” for open market or private sale. Following the transaction, the reporting person beneficially owns 279,923 shares, held directly.

The filing notes the sale was undertaken for tax planning purposes in connection with the reporting person’s upcoming retirement. This disclosure was made on a Form 4 and indicates an individual insider trade rather than a company-level financing event.

Positive
  • None.
Negative
  • None.

Insights

CEO sold a small stake; footnote signals upcoming retirement, raising leadership transition watchpoints while ownership remains substantial.

NEWMONT Corp (NEM) CEO and Director reported selling 5,000 common shares on 11/03/2025 at $81.34. Post-transaction beneficial ownership is 279,923 shares, implying the sale was about 1.8% of his pre-trade holdings. The footnote states the sale was for tax planning tied to the reporting person’s upcoming retirement.

This indicates two things: a modest liquidity move and an explicit signal of a planned leadership change. The remaining stake is sizable, which tempers concerns that this was a major reduction. The filing does not provide a retirement date, terms, or succession details, so governance implications depend on forthcoming disclosures.

Items to watch: any Form 8-K or proxy materials announcing the retirement timeline, board succession processes, and any changes to executive roles or employment agreements. Also monitor subsequent Form 4s for pattern shifts in holdings. Over the next few months through 2025–2026, formal transition communications would clarify governance continuity and any impact on strategy.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Palmer Thomas Ronald

(Last) (First) (Middle)
6900 E. LAYTON AVE.
SUITE 700

(Street)
DENVER CO 80237

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NEWMONT Corp /DE/ [ NEM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CEO
3. Date of Earliest Transaction (Month/Day/Year)
11/03/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $1.60 par value 11/03/2025 S 5,000(1) D $81.34 279,923 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The transaction reported in this line was undertaken by the Reporting Person for tax planning purposes in connection with the Reporting Person's upcoming retirement.
/s/ Logan H. Hennessey, as attorney-in-fact for Thomas R. Palmer 11/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Newmont (NEM) report?

A sale of 5,000 shares of common stock on 11/03/2025 at $81.34 per share, coded “S.”

How many Newmont (NEM) shares does the insider own after the sale?

The reporting person beneficially owns 279,923 shares directly following the transaction.

What was the stated reason for the Newmont (NEM) insider sale?

The filing cites tax planning purposes in connection with the insider’s upcoming retirement.

What does transaction code “S” mean on a Form 4 for NEM?

Code “S” indicates an open market or private sale of non-derivative securities.

Was this Newmont (NEM) trade under a Rule 10b5-1(c) plan?

The form includes the Rule 10b5-1(c) checkbox instruction, but the excerpt does not show it marked.

Is this a company fundraising event for Newmont (NEM)?

No. A Form 4 reflects an insider’s personal trade, not a company issuance or financing.
NEWMONT CORP

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