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NeoGenomics (NASDAQ: NEO) EVP equity award conversion and share withholding

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

NeoGenomics, Inc. executive Alicia C. Olivo, EVP, GC & Business Development, reported equity award activity on May 11, 2026. She converted 3,944 restricted stock units into an equal number of common shares, and 2,559 common shares were disposed of under code F to satisfy exercise price or tax obligations. She continues to hold multiple stock option, restricted stock unit and performance stock unit awards, including options on 107,450 shares at $13.05 expiring in 2035 and 147,804 shares at $10.81 expiring in 2036.

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Insider Olivo Alicia C
Role EVP, GC & Business Development
Type Security Shares Price Value
Exercise Restricted Stock Unit 3,944 $0.00 $0.00
Exercise Common Stock 3,944 $0.00 $0.00
Exercise Price or Tax Liability Common Stock 2,559 $0.00 $0.00
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Performance Stock Unit -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Performance Stock Unit -- -- --
holding Restricted Stock Unit -- -- --
holding Restricted Stock Unit -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Restricted Stock Unit -- -- --
holding Stock Option (Right to Buy) -- -- --
holding Restricted Stock Unit -- -- --
Holdings After Transaction: Restricted Stock Unit — 201,556 shares (Direct); Common Stock — 93,567 shares (Direct); Stock Option (Right to Buy) — 406,386 shares (Direct); Performance Stock Unit — 44,838 shares (Direct)
Footnotes (19)
  1. F1. On May 11, 2023, Ms. Olivo was granted 19,508 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
  2. F2. Once vested, the shares of common stock are not subject to expiration.
  3. F3. On September 30, 2019, Ms. Olivo was granted 1,394 stock options. The options vest ratably over the first four anniversary dates of the grant date.
  4. F4. On May 1, 2020, Ms. Olivo was granted 1,024 stock options. The options vest ratably over the first four anniversary dates of the grant date.
  5. F5. On May 1, 2021, Ms. Olivo was granted 516 stock options. The options vest ratably over the first four anniversary dates of the grant date.
  6. F6. On August 1, 2021, Ms. Olivo was granted 1,117 stock options. The options vest ratably over the first four anniversary dates of the grant date.
  7. F7. On May 1, 2022, Ms. Olivo was granted 22,222 stock options. The options vest ratably over the first four anniversary dates of the grant date.
  8. F8. On September 1, 2022, Ms. Olivo was granted 55,332 stock options. The options vest ratably over the first four anniversary dates of the grant date.
  9. F9. On May 11, 2023, Ms. Olivo was granted 36,508 stock options. The options vest ratably over the first three anniversary dates of the grant date.
  10. F10. On May 11, 2023, Ms. Olivo was granted 19,508 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 29,262. The number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at theapplicable measurement dates, subject to continued service with the Company.
  11. F11. On February 23, 2024, Ms. Olivo was granted 42,344 stock options. The options vest ratably over the first three anniversary dates of the grant date.
  12. F12. On February 23, 2024, Ms. Olivo was granted 25,330 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is37,996. 50% of the number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period atthe applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of thecumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company.
  13. F13. On February 23, 2024, Ms. Olivo was granted 25,329 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
  14. F14. This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on February 20, 2025 and multiplied by 110%.
  15. F15. On February 21, 2025, Ms. Olivo was granted 107,450 stock options. The options vest ratably over the first three anniversary dates of the grant date.
  16. F16. On February 21, 2025, Ms. Olivo was granted 63,238 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
  17. F17. This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on February 27, 2026 and multiplied by 110%.
  18. F18. On March 1, 2026, Ms. Olivo was granted 147,804 stock options. The options vest ratably over the first three anniversary dates of the grant date.
  19. F19. On March 1, 2026, Ms. Olivo was granted 89,013 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
RSUs converted to common stock 3,944 shares Restricted stock units converted into common stock on May 11, 2026
Shares disposed under code F 2,559 shares Common shares delivered or withheld for exercise price or taxes on May 11, 2026
Option exercise price $13.05 Exercise price for options expiring February 21, 2035
Underlying shares at $13.05 107,450 shares Stock options granted February 21, 2025, expiring 2035-02-21
Option exercise price $10.81 Exercise price for options expiring March 1, 2036
Underlying shares at $10.81 147,804 shares Stock options granted March 1, 2026, expiring 2036-03-01
Outstanding restricted stock units 89,013 units Restricted stock units granted March 1, 2026
Performance stock units at target 25,330 units Performance stock units granted February 23, 2024 at target performance
restricted stock units financial
"On May 11, 2023, Ms. Olivo was granted 19,508 restricted stock units."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
performance stock units financial
"On May 11, 2023, Ms. Olivo was granted 19,508 performance stock units representing the number of shares that may vest."
Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.
premium-price stock option financial
"This stock option was granted as a premium-price stock option."
weighted average price financial
"based on the weighted average price of the Company's common stock over the 20-day trailing trading period."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
trailing trading period financial
"based on the weighted average price of the Company's common stock over the 20-day trailing trading period."

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What equity award transaction did NeoGenomics (NEO) EVP Alicia C. Olivo report?

She reported converting 3,944 restricted stock units into common stock on May 11, 2026. In a related transaction, 2,559 common shares were disposed of under code F, reflecting shares delivered or withheld to cover the exercise price or related tax obligations.

How many NeoGenomics (NEO) shares were withheld or delivered for exercise price or taxes?

A total of 2,559 common shares were reported as disposed of under transaction code F. That code indicates payment of the exercise price or tax liability by delivering or withholding securities in connection with the equity award transaction on May 11, 2026.

What major stock option positions does NeoGenomics (NEO) EVP Alicia C. Olivo hold?

She holds stock options over 107,450 shares at a $13.05 exercise price expiring February 21, 2035. She also holds options over 147,804 shares at $10.81 expiring March 1, 2036, along with several smaller option grants at higher exercise prices.

What performance stock unit grants are disclosed for NeoGenomics (NEO) EVP Alicia C. Olivo?

Disclosed awards include 19,508 performance stock units from May 11, 2023 and 25,330 units from February 23, 2024 at target performance. Footnotes state maximum vesting of 29,262 and 37,996 shares respectively, tied to share price growth and revenue goals plus continued service.

Are the reported NeoGenomics (NEO) insider transactions under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not marked as affirming a trading plan. Footnotes describing these awards do not reference Rule 10b5-1 or other pre-arranged trading plans, so the transactions are not identified as plan-based in this report.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Olivo Alicia C

(Last)(First)(Middle)
9490 NEOGENOMICS WAY

(Street)
FORT MYERS FLORIDA 33912

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NEOGENOMICS INC [ NEO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, GC & Business Development
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/11/2026M3,944A$096,126D
Common Stock05/11/2026F2,559D$093,567D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit$005/11/2026M3,944 (1) (2)Common Stock3,944$02,559D
Stock Option (Right to Buy)$19.12 (3)09/30/2026Common Stock1,0461,046D
Stock Option (Right to Buy)$27.34 (4)05/01/2027Common Stock1,0241,024D
Stock Option (Right to Buy)$48.99 (5)05/01/2028Common Stock516516D
Stock Option (Right to Buy)$46.1 (6)08/01/2028Common Stock1,1171,117D
Stock Option (Right to Buy)$9.45 (7)05/01/2029Common Stock22,22222,222D
Stock Option (Right to Buy)$10.05 (8)09/01/2029Common Stock46,35546,355D
Stock Option (Right to Buy)$19.65 (9)05/11/2030Common Stock36,50836,508D
Performance Stock Unit$005/11/2026(10) (2)Common Stock19,50819,508D
Stock Option (Right to Buy)$16.45 (11)02/23/2034Common Stock42,34442,344D
Performance Stock Unit$002/23/2027(12) (2)Common Stock25,33025,330D
Restricted Stock Unit$0 (13) (2)Common Stock8,4438,443D
Restricted Stock Unit$001/13/2026 (2)Common Stock59,38259,382D
Stock Option (Right to Buy)$13.05(14) (15)02/21/2035Common Stock107,450107,450D
Restricted Stock Unit$0 (16) (2)Common Stock42,15942,159D
Stock Option (Right to Buy)$10.81(17) (18)03/01/2036Common Stock147,804147,804D
Restricted Stock Unit$0 (19) (2)Common Stock89,01389,013D
Explanation of Responses:
1. On May 11, 2023, Ms. Olivo was granted 19,508 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
2. Once vested, the shares of common stock are not subject to expiration.
3. On September 30, 2019, Ms. Olivo was granted 1,394 stock options. The options vest ratably over the first four anniversary dates of the grant date.
4. On May 1, 2020, Ms. Olivo was granted 1,024 stock options. The options vest ratably over the first four anniversary dates of the grant date.
5. On May 1, 2021, Ms. Olivo was granted 516 stock options. The options vest ratably over the first four anniversary dates of the grant date.
6. On August 1, 2021, Ms. Olivo was granted 1,117 stock options. The options vest ratably over the first four anniversary dates of the grant date.
7. On May 1, 2022, Ms. Olivo was granted 22,222 stock options. The options vest ratably over the first four anniversary dates of the grant date.
8. On September 1, 2022, Ms. Olivo was granted 55,332 stock options. The options vest ratably over the first four anniversary dates of the grant date.
9. On May 11, 2023, Ms. Olivo was granted 36,508 stock options. The options vest ratably over the first three anniversary dates of the grant date.
10. On May 11, 2023, Ms. Olivo was granted 19,508 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 29,262. The number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at theapplicable measurement dates, subject to continued service with the Company.
11. On February 23, 2024, Ms. Olivo was granted 42,344 stock options. The options vest ratably over the first three anniversary dates of the grant date.
12. On February 23, 2024, Ms. Olivo was granted 25,330 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is37,996. 50% of the number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period atthe applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of thecumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company.
13. On February 23, 2024, Ms. Olivo was granted 25,329 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
14. This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on February 20, 2025 and multiplied by 110%.
15. On February 21, 2025, Ms. Olivo was granted 107,450 stock options. The options vest ratably over the first three anniversary dates of the grant date.
16. On February 21, 2025, Ms. Olivo was granted 63,238 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
17. This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on February 27, 2026 and multiplied by 110%.
18. On March 1, 2026, Ms. Olivo was granted 147,804 stock options. The options vest ratably over the first three anniversary dates of the grant date.
19. On March 1, 2026, Ms. Olivo was granted 89,013 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
Remarks:
/s/ Alicia C. Olivo05/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)