NeoGenomics (NEO) EVP adds shares via RSU vesting while covering taxes
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
NeoGenomics EVP and General Counsel Alicia C. Olivo reported routine equity compensation activity. On May 11, 2026, 3,944 shares of common stock were acquired through the vesting and conversion of restricted stock units, while 2,559 shares were withheld to cover tax obligations.
Following these transactions, she holds 96,126 shares of common stock directly. The filing also shows substantial remaining equity incentives, including multiple tranches of restricted stock units, performance stock units and stock options with exercise prices ranging from $9.45 to $48.99 per share and expirations extending to 2036.
Positive
- None.
Negative
- None.
Insider Trade Summary
3,944 shares exercised/converted
Mixed
19 txns
Insider
Olivo Alicia C
Role
EVP, GC & Business Development
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Unit | 3,944 | $0.00 | -- |
| Exercise | Common Stock | 3,944 | $0.00 | -- |
| Tax Withholding | Common Stock | 2,559 | $0.00 | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Performance Stock Unit | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Performance Stock Unit | -- | -- | -- |
| holding | Restricted Stock Unit | -- | -- | -- |
| holding | Restricted Stock Unit | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Restricted Stock Unit | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Restricted Stock Unit | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Unit — 2,559 shares (Direct, null);
Common Stock — 96,126 shares (Direct, null);
Stock Option (Right to Buy) — 1,046 shares (Direct, null);
Performance Stock Unit — 19,508 shares (Direct, null)
Footnotes (1)
- On May 11, 2023, Ms. Olivo was granted 19,508 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date. Once vested, the shares of common stock are not subject to expiration. On September 30, 2019, Ms. Olivo was granted 1,394 stock options. The options vest ratably over the first four anniversary dates of the grant date. On May 1, 2020, Ms. Olivo was granted 1,024 stock options. The options vest ratably over the first four anniversary dates of the grant date. On May 1, 2021, Ms. Olivo was granted 516 stock options. The options vest ratably over the first four anniversary dates of the grant date. On August 1, 2021, Ms. Olivo was granted 1,117 stock options. The options vest ratably over the first four anniversary dates of the grant date. On May 1, 2022, Ms. Olivo was granted 22,222 stock options. The options vest ratably over the first four anniversary dates of the grant date. On September 1, 2022, Ms. Olivo was granted 55,332 stock options. The options vest ratably over the first four anniversary dates of the grant date. On May 11, 2023, Ms. Olivo was granted 36,508 stock options. The options vest ratably over the first three anniversary dates of the grant date. On May 11, 2023, Ms. Olivo was granted 19,508 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 29,262. The number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at theapplicable measurement dates, subject to continued service with the Company. On February 23, 2024, Ms. Olivo was granted 42,344 stock options. The options vest ratably over the first three anniversary dates of the grant date. On February 23, 2024, Ms. Olivo was granted 25,330 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is37,996. 50% of the number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period atthe applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of thecumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company. On February 23, 2024, Ms. Olivo was granted 25,329 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date. This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on February 20, 2025 and multiplied by 110%. On February 21, 2025, Ms. Olivo was granted 107,450 stock options. The options vest ratably over the first three anniversary dates of the grant date. On February 21, 2025, Ms. Olivo was granted 63,238 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date. This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on February 27, 2026 and multiplied by 110%. On March 1, 2026, Ms. Olivo was granted 147,804 stock options. The options vest ratably over the first three anniversary dates of the grant date. On March 1, 2026, Ms. Olivo was granted 89,013 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date.
Key Figures
Shares acquired via RSU vesting: 3,944 shares
Shares withheld for taxes: 2,559 shares
Common shares held after transaction: 96,126 shares
+5 more
8 metrics
Shares acquired via RSU vesting
3,944 shares
Common stock from restricted stock unit conversion on May 11, 2026
Shares withheld for taxes
2,559 shares
Tax-withholding disposition of common stock on May 11, 2026
Common shares held after transaction
96,126 shares
Direct ownership following May 11, 2026 transactions
RSUs outstanding
89,013 units
Restricted stock units granted March 1, 2026, vesting over three years
Stock options at $10.81
147,804 underlying shares
Options expiring March 1, 2036, premium-price grant
Stock options at $13.05
107,450 underlying shares
Options granted February 21, 2025, vesting over three years
Premium-price option example
$48.99 exercise price
Stock option expiring May 1, 2028, set at 110% of prior close
Performance stock units at target
25,330 units
Grant on February 23, 2024, tied to share and revenue growth goals
Key Terms
restricted stock units, performance stock units, premium-price stock option, tax-withholding disposition, +1 more
5 terms
restricted stock units financial
"On March 1, 2026, Ms. Olivo was granted 89,013 restricted stock units."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
performance stock units financial
"On February 23, 2024, Ms. Olivo was granted 25,330 performance stock units representing the number of shares that may vest at target performance."
Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.
tax-withholding disposition financial
"Payment of exercise price or tax liability by delivering securities"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
derivative exercise or conversion financial
"Exercise or conversion of derivative security"
FAQ
What insider transaction did NeoGenomics (NEO) report for Alicia C. Olivo?
NeoGenomics reported that EVP and General Counsel Alicia C. Olivo acquired 3,944 shares through restricted stock unit vesting, with 2,559 shares withheld to satisfy tax obligations. This is a compensation-related event, not an open-market stock purchase or sale.
What stock options does Alicia C. Olivo hold in NeoGenomics (NEO)?
Alicia C. Olivo holds several stock option grants, including 147,804 options at an exercise price of $10.81 and 107,450 options at $13.05 per share, with expirations extending to 2036. These options generally vest ratably over three or four years.
What performance and restricted stock units does Alicia C. Olivo have at NeoGenomics (NEO)?
The filing lists multiple restricted and performance stock unit awards, including grants of 89,013 and 25,329 restricted stock units and 25,330 performance stock units. Vesting depends on time-based schedules and, for performance units, share price and revenue growth goals.