[SCHEDULE 13G] NeoGenomics, Inc. SEC Filing
Neogenomics, Inc. Schedule 13G discloses that First Light Asset Management, LLC beneficially holds 9,544,749 shares of Neogenomics common stock (about 7.39% of the class). Mathew P. Arens is reported as beneficial owner of 9,784,749 shares (about 7.57%), which reflects his control of the manager plus 100,000 shares held directly and additional shares held jointly. The filing is submitted under Rule 13d-1(b), indicating these holdings are reported as passive and not intended to change or influence control of the issuer. The filing includes a joint filing agreement and identifies the reporting persons' business address.
- Significant disclosed stake: First Light Asset Management holds 9,544,749 shares (7.39%), which is a meaningful minority position
- Controller disclosure: Mathew P. Arens is reported with 9,784,749 shares (7.57%), clarifying beneficial ownership and control relationships
- Filed as passive: Reported under Rule 13d-1(b), indicating holdings are stated as held in the ordinary course and not for control
- None.
Insights
TL;DR: A passive investor and its controlling individual report just over 7% ownership each, a meaningful minority stake but not an activist position.
First Light Asset Management reports beneficial ownership of 9,544,749 shares (7.39%), while Mathew P. Arens is reported at 9,784,749 shares (7.57%). The Schedule 13G was filed under Rule 13d-1(b), which signals the positions are held in the ordinary course of business and not for control purposes. For investors, a >5% passive stake is material because it signals a substantial, visible shareholder, yet the classification as passive reduces near-term governance change risk. No transaction amounts, purchase dates, or voting changes are disclosed.
TL;DR: Reported holdings represent a significant minority interest but are explicitly characterized as non-control, limiting immediate governance implications.
The filing identifies First Light as advisor to accounts and funds holding 9,544,749 shares, and Mr. Arens as controller of the manager plus direct and joint holdings totaling 9,784,749 shares. TheSchedule 13G classification under Rule 13d-1(b) means the reporting parties certify the shares are not held to influence control. This reduces the likelihood of imminent board or strategic demands, though investors should note the size of the stake when assessing shareholder composition. The filing provides no indications of planned activism or board nominations.