STOCK TITAN
  1. Home
  2. Sec-filings
  3. NEOG
  4. [Form 4] NEOGEN CORP Insider Trading Activity

Neogen (NEOG) insider: 12,940 RSUs settled, partial sale of 6,329 shares

Filing Impact
(Moderate)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Insider stock vesting and sale by former COO

On 10/07/2025, Douglas Edward Jones, identified as a former COO and officer of Neogen Corp (NEOG), had 12,940 restricted stock units (RSUs) vest and be settled for 12,940 shares of common stock at an indicated per‑share value of $5.63. The Form 4 shows two linked non‑derivative transactions on that date: a grant/settlement code M acquiring 12,940 shares and a disposition code F disposing of 6,329 shares at $5.63. After these reported transactions, Mr. Jones beneficially owned 88,458 shares (direct).

The filing states each RSU equals one share and that vesting and settlement occurred on 10/07/2025. The form is signed by an attorney‑in‑fact on 10/09/2025.

Positive

  • Transparency of transaction with Form 4 reporting vesting and sale on 10/07/2025
  • RSU settlement fully documented: 12,940 RSUs vested and converted to 12,940 shares

Negative

  • Partial immediate disposition of 6,329 shares could reduce insider shareholdings to 88,458
  • No 10b5‑1 plan indicated on the form, so timing of the sale is not documented as preplanned

Insights

Vesting converted to shares with a partial reported sale on the same date.

The reported transactions show 12,940 RSUs vested and were settled into the same number of shares on 10/07/2025, which is a routine compensation event for an executive‑level reporting person. The separate disposition of 6,329 shares at $5.63 appears as a reported sale following vesting.

This pattern is commonly used to cover tax withholding or to realize cash; monitor subsequent Form 4s for additional sales or exercise activity within the next few reporting periods.

RSU settlement mechanics and immediate disposition are clearly documented.

The filing clarifies that each RSU equals one share and that the settlement produced 12,940 shares, matching the RSU count. The disclosed sale of 6,329 shares at $5.63 reduces the reporting person's direct holdings to 88,458 shares.

Key items to track are additional vesting dates and any planned sale programs; the current entry shows no Rule 10b5‑1 plan checkbox marked on the form.

Insider Jones Douglas Edward
Role Former COO
Type Security Shares Price Value
Exercise Restricted Stock Units 12,940 $5.63 $73K
Exercise Common Stock 12,940 $5.63 $73K
Tax Withholding Common Stock 6,329 $5.63 $36K
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock — 94,787 shares (Direct)
Footnotes (1)
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Jones Douglas Edward
(Last) (First) (Middle)
620 LESHER PLACE
(Street)
LANSING MI 48912
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NEOGEN CORP [ NEOG ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Former COO
3. Date of Earliest Transaction (Month/Day/Year)
10/07/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/07/2025 M 12,940 A $5.63 94,787 D
Common Stock 10/07/2025 F 6,329 D $5.63 88,458 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $5.63 10/07/2025 M 12,940 10/07/2025 10/07/2025 Common Stock 12,940 $5.63 0 D
Explanation of Responses:
Remarks:
Each RSU is the economic equivalent of one share of common stock. On October 7, 2025, these RSUs vested and were settled for an equal number of shares of common stock.
Christopher Sefcheck (Attorney in Fact) 10/09/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did NEOG insider Douglas Edward Jones report on Form 4?

The Form 4 reports that 12,940 RSUs vested and were settled into 12,940 shares on 10/07/2025, and 6,329 of those shares were reported disposed of at $5.63 per share.

How many shares does Douglas Jones beneficially own after the transactions?

The filing shows he beneficially owned 88,458 shares following the reported transactions.

Were the vested RSUs converted to common stock or remained as derivatives?

Each RSU is described as the economic equivalent of one share; the RSUs vested and were settled for an equal number of common shares on 10/07/2025.

Was the sale part of a 10b5‑1 trading plan?

No 10b5‑1 plan box is checked on the Form 4, so the filing does not indicate the sale was made under a preplanned trading arrangement.

What price is reported for the disposed shares?

The disposed shares are reported at $5.63 per share.