STOCK TITAN

Minerva Neurosciences (NERV) CAO lists 1,683 shares and options

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Minerva Neurosciences, Inc. (NERV) reported the initial holdings of Chief Accounting Officer Anthony Aliquo. He directly holds 1,683 shares of Common Stock.

He also holds several Employee Stock Options to acquire Common Stock, including options with exercise prices of $27.68 (expiring 2030-09-15) for 5,000 underlying shares and $6.33 (expiring 2032-02-15) for 8,750 underlying shares. Additional options include grants at $3.11 for 19,167 shares, $6.41 for 20,000 shares, $2.12 for 22,000 shares, $3.98 for 300,000 shares, and $4.84 for 150,000 shares, with expiration dates ranging from 2032-12-12 to 2036-05-31. Footnotes state that some options are fully vested and others vest 25% on specified initial dates, then in equal quarterly installments over three years.

Positive

  • None.

Negative

  • None.
Insider Aliquo Anthony
Role Chief Accounting Officer
Type Security Shares Price Value
holding Employee Stock Option (right to buy) F1 -- -- --
holding Employee Stock Option (right to buy) F1 -- -- --
holding Employee Stock Option (right to buy) F2 -- -- --
holding Employee Stock Option (right to buy) F3 -- -- --
holding Employee Stock Option (right to buy) F4 -- -- --
holding Employee Stock Option (right to buy) F5 -- -- --
holding Employee Stock Option (right to buy) F6 -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Employee Stock Option (right to buy) — 524,917 shares (Direct); Common Stock — 1,683 shares (Direct)
Footnotes (6)
  1. F1. Fully vested.
  2. F2. The option vested 25% on December 13, 2023 and then vests or vested in equal quarterly installments over 3 years thereafter.
  3. F3. The option vested 25% on October 4, 2024 and then vests or vested in equal quarterly installments over 3 years thereafter.
  4. F4. The option vested 25% on December 5, 2025 and then vests or vested in equal quarterly installments over 3 years thereafter.
  5. F5. The option vests 25% on December 22, 2026 and then in equal quarterly installments over 3 years thereafter.
  6. F6. The option vests 25% on June 1, 2027 and then in equal quarterly installments over 3 years thereafter.
Direct Common Stock holding 1,683 shares Directly owned Common Stock reported for Anthony Aliquo
Stock option exercise price $27.68 per share Employee Stock Option expiring 2030-09-15 over 5,000 underlying shares
Underlying shares for option at $27.68 5,000 shares Employee Stock Option (right to buy) with $27.68 exercise price
Stock option exercise price $6.33 per share Employee Stock Option expiring 2032-02-15 over 8,750 underlying shares
Underlying shares for option at $6.33 8,750 shares Employee Stock Option (right to buy) with $6.33 exercise price
Largest option grant underlying shares 300,000 shares Employee Stock Option with $3.98 exercise price expiring 2035-12-21
Option exercise price $4.84 per share Employee Stock Option over 150,000 underlying shares expiring 2036-05-31
Employee Stock Option (right to buy) financial
"security_title": "Employee Stock Option (right to buy)""
exercise price financial
"conversion_or_exercise_price": "27.6800""
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
expiration date financial
"expiration_date": "2030-09-15""
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
vests or vested in equal quarterly installments financial
"then vests or vested in equal quarterly installments over 3 years thereafter."
fully vested financial
"Fully vested."

FAQ

What does Form 3 reveal about Minerva Neurosciences (NERV) officer Anthony Aliquo’s stock ownership?

The Form 3 shows Anthony Aliquo, Chief Accounting Officer, directly holds 1,683 shares of Common Stock of Minerva Neurosciences, Inc., plus multiple Employee Stock Options over additional Common Stock at specified exercise prices and expiration dates.

How many NERV common shares does Anthony Aliquo directly own according to this Form 3?

Anthony Aliquo directly owns 1,683 shares of Common Stock of Minerva Neurosciences, Inc. This position is reported as direct ownership, separate from his Employee Stock Options over additional Common Stock.

What are the key stock option positions disclosed for NERV officer Anthony Aliquo?

Disclosed Employee Stock Options include rights to acquire 5,000 shares at $27.68 (expiring 2030-09-15) and 8,750 shares at $6.33 (expiring 2032-02-15), plus additional options at exercise prices of $3.11, $6.41, $2.12, $3.98, and $4.84 over specified underlying share amounts.

Are Anthony Aliquo’s NERV stock options vested or unvested?

Some options are described as fully vested, while others vest 25% on specified initial dates and then vest or vested in equal quarterly installments over three years. One option vests 25% on December 22, 2026 and another 25% on June 1, 2027, each with three-year quarterly vesting thereafter.

Do the reported NERV holdings involve any recent purchases or sales by Anthony Aliquo?

The Form 3 lists holdings only. It reports Anthony Aliquo’s existing Common Stock and Employee Stock Option positions as of the filing, without any coded purchase (P) or sale (S) transactions in this data.

What are the latest expiration dates of Anthony Aliquo’s NERV stock options?

The reported Employee Stock Options have expiration dates ranging from 2030-09-15 to 2036-05-31. The grant with a $4.84 exercise price for 150,000 underlying shares expires on 2036-05-31.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Aliquo Anthony

(Last)(First)(Middle)
C/O MINERVA NEUROSCIENCES, INC.
1500 DISTRICT AVENUE

(Street)
BURLINGTON MASSACHUSETTS 01803

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
08/10/2026
3. Issuer Name and Ticker or Trading Symbol
Minerva Neurosciences, Inc. [ NERV ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock1,683D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (right to buy) (1)09/15/2030Common Stock5,000$27.68D
Employee Stock Option (right to buy) (1)02/15/2032Common Stock8,750$6.33D
Employee Stock Option (right to buy) (2)12/12/2032Common Stock19,167$3.11D
Employee Stock Option (right to buy) (3)10/03/2033Common Stock20,000$6.41D
Employee Stock Option (right to buy) (4)12/04/2034Common Stock22,000$2.12D
Employee Stock Option (right to buy) (5)12/21/2035Common Stock300,000$3.98D
Employee Stock Option (right to buy) (6)05/31/2036Common Stock150,000$4.84D
Explanation of Responses:
1. Fully vested.
2. The option vested 25% on December 13, 2023 and then vests or vested in equal quarterly installments over 3 years thereafter.
3. The option vested 25% on October 4, 2024 and then vests or vested in equal quarterly installments over 3 years thereafter.
4. The option vested 25% on December 5, 2025 and then vests or vested in equal quarterly installments over 3 years thereafter.
5. The option vests 25% on December 22, 2026 and then in equal quarterly installments over 3 years thereafter.
6. The option vests 25% on June 1, 2027 and then in equal quarterly installments over 3 years thereafter.
/s/ Frederick Ahlholm, Attorney-in-Fact08/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)