NewtekOne (NEWT) CEO buys 10,000 shares on 11/03/2025

NewtekOne (NEWT) disclosed insider buying by Chairman & CEO and Director Barry Sloane.

Rhea-AI Filing Summary

NewtekOne (NEWT) disclosed insider buying by Chairman & CEO and Director Barry Sloane. On 11/03/2025, he made five open‑market purchases totaling 10,000 shares of common stock, executed in 2,000‑share blocks at $10.185, $10.16, $10.265, $10.245, and $10.23 (transaction code P).

Following these trades, Sloane beneficially owned 1,212,459 shares, held directly, as reflected after the reported transactions.

Insider Trade Summary

Net Buyer: 10,000 shares

Net Buy 5 txns

Insider SLOANE BARRY

Role Chairman & CEO

Bought 10,000 shs ($102K)

Type	Security	Shares	Price	Value
Purchase	Common stock	2,000	$10.185	$20K
Purchase	Common stock	2,000	$10.16	$20K
Purchase	Common stock	2,000	$10.265	$21K
Purchase	Common stock	2,000	$10.245	$20K
Purchase	Common stock	2,000	$10.23	$20K

Holdings After Transaction: Common stock — 1,212,459 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did Barry Sloane buy in NEWT on 11/03/2025?

He bought 10,000 shares across five purchases on 11/03/2025.

At what prices were the NEWT shares purchased?

The five trades were executed at $10.185, $10.16, $10.265, $10.245, and $10.23.

What is Barry Sloane’s ownership in NEWT after these transactions?

He beneficially owned 1,212,459 shares directly following the reported transactions.

What was the transaction code reported for the NEWT trades?

The transactions were coded P, indicating open‑market purchases.

What is Barry Sloane’s role at NewtekOne (NEWT)?

He is a Director and serves as Chairman & CEO.

How many shares were in each NEWT trade?

Each of the five trades was for 2,000 shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 11/03/2025 - 10:44 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SLOANE BARRY

(Last) (First) (Middle)

4800 T-REX AVENUE

SUITE 120

(Street)

BOCA RATON FL 33431

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
NewtekOne, Inc. [ NEWT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chairman & CEO

3. Date of Earliest Transaction (Month/Day/Year)
11/03/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common stock	11/03/2025		P		2,000	A	$10.185	1,204,459	D
Common stock	11/03/2025		P		2,000	A	$10.16	1,206,459	D
Common stock	11/03/2025		P		2,000	A	$10.265	1,208,459	D
Common stock	11/03/2025		P		2,000	A	$10.245	1,210,459	D
Common stock	11/03/2025		P		2,000	A	$10.23	1,212,459	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	Barry Sloane	11/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.