Every 8-K that Newtekone Inc (NEWTH) has filed with the SEC in the last 24 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A 8-K covers material events a company has to report between its quarterly reports, so if you follow NEWTH and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full NEWTH filings page.
NewtekOne, Inc. amended the Employment Agreement of its Chief Financial Officer, Frank DeMaria, effective August 16, 2026. The amendment entitles Mr. DeMaria to a total severance payment equal to one (1) times his Annual Base Compensation if he is terminated without Just Cause, as defined in the Employment Agreement. All other terms and conditions of his April 1, 2026 Employment Agreement remain unchanged.
NewtekOne, Inc. reported 2Q26 basic and diluted EPS of $0.48 and $0.47, compared with $0.53 and $0.52 in 2Q25. Net income was $14.6 million versus $13.7 million a year earlier. Key profitability metrics included ROAA of 1.97%, ROAE of 13.3%, ROTCE of 15.7%, and an efficiency ratio of 58.4% versus 60.3% in 2Q25. Book value per common share reached $12.64, with tangible book value per common share of $12.13, up 13.8% and 15.0% year-over-year, respectively.
Total assets were $3.18 billion and deposits $2.15 billion at June 30, 2026. Non‑affiliate business deposits rose $103 million, or 47% year-over-year, while core consumer deposits increased $951 million, or 124%, with insured balances comprising 81% of deposits. The company originated $104 million of C&I LA loans, $208 million of SBA 7(a) loans, and $49 million of SBA 504 loans in 2Q26. Management highlighted a shift toward holding more loans on Newtek Bank’s balance sheet, greater reliance on net interest income, and stated that financial guidance is being re‑evaluated.
NewtekOne, Inc. reported the results of its Annual Meeting of Shareholders held on June 12, 2026, where 23,238,465 common shares were present or represented by proxy. Shareholders elected Richard Salute and Craig “CJ” Brunet as directors to serve until the 2029 annual meeting. They also ratified RSM US LLP as independent registered accounting firm for the fiscal year ending December 31, 2026. In an advisory say-on-pay vote, shareholders approved the compensation of the company’s named executive officers.
NewtekOne, Inc. announced cash dividends on both its common and preferred stock. The Board declared a quarterly dividend of $0.19 per share on outstanding common stock, payable on July 1, 2026 to shareholders of record as of June 24, 2026.
The Board also declared a dividend on the 8.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B. Holders will receive $21.25 per Preferred Share, or $0.53125 per depositary share, also payable on July 1, 2026 to holders of record on June 24, 2026.
NewtekOne, Inc. reported strong results for the quarter ended March 31, 2026, with basic and diluted EPS of $0.43, up from $0.36 and $0.35 in the prior-year quarter. Net income available to common shareholders rose to $12.3 million from $9.0 million.
Book value per common share reached $12.36, while tangible book value per common share was $11.85, both showing double‑digit year-over-year growth. Net interest income increased to $17.2 million, and net income before taxes climbed to about $17.1 million, up 46.7% from the prior year.
Newtek Bank’s deposits nearly doubled year-over-year to almost $1.9 billion, with business and consumer balances each showing strong growth. The company closed a $295 million securitization backed by $342 million of C&I long‑amortizing loans and retired $95 million of fixed‑rate senior unsecured notes, while maintaining solid profitability metrics including a 1.96% ROAA and 14.8% ROTCE.
NewtekOne, Inc. reported a record 961 loan originations in the first quarter of 2026, a 40% increase over the first quarter of 2025. Dollar volume of first-quarter 2026 loan originations was approximately $391 million, up from $366 million a year earlier.
Management attributed the growth to enhancements in the loan origination process, including expanded use of AI and the launch of the Newtek Seven Day Business LoanTM. In March 2026 alone, the company originated 500 loans, up from 287 in March 2025, with dollar volume rising to roughly $230 million from $172 million.
NewtekOne believes these technological advances reduce time and cost to close loans while supporting deposit gathering and higher-quality credits. The company reaffirmed its first-quarter EPS guidance range of $0.37–$0.47 and full-year 2026 EPS guidance range of $2.15–$2.55.
NewtekOne, Inc. renewed one-year employment agreements for key leaders, including CEO and President Barry Sloane, Chief Legal Officer Michael A. Schwartz, CFO Frank DeMaria, and Newtek Bank, N.A. President Peter Downs.
The agreements for Downs, Schwartz, and DeMaria now provide a Non-renewal Payment equal to one year of base compensation if their contracts are not renewed. All other terms of these agreements, as well as Barry Sloane’s employment agreement and the existing Change in Control Agreements, remain unchanged from versions previously filed in earlier reports.
NewtekOne, Inc. announced that its board declared a quarterly cash dividend of $0.19 per share on its outstanding common stock. The dividend will be paid on April 1, 2026 to shareholders of record on March 24, 2026.
The board also declared a dividend on the Company’s 8.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B of $21.25 per Preferred Share, or $0.53125 per depositary share, also payable on April 1, 2026 to holders of record on March 24, 2026.
NewtekOne, Inc. completed a private offering of $15.0 million aggregate principal amount of its 8.375% note due 2033 to an institutional accredited investor. The exempt transaction relied on Section 4(a)(2) of the Securities Act, and the note is not registered for public sale.
The company received net proceeds of approximately $14.9 million and plans to use the funds for general corporate purposes. The note bears interest at 8.375% per year, payable semiannually starting August 1, 2026, and matures on March 1, 2033.
NewtekOne may redeem the note at a make-whole price before January 1, 2033, or at 100% of principal plus accrued interest thereafter. The note is an unsecured, unsubordinated obligation ranking equally with NewtekOne’s other unsecured unsubordinated debt and is structurally and effectively subordinated to subsidiary and secured indebtedness.
NewtekOne, Inc. furnished a current report stating that it issued a press release with its financial results for the quarter and year ended December 31, 2025. The press release is attached as Exhibit 99.1. The company also includes standard cautionary language about forward-looking statements and clarifies that the exhibit is furnished, not filed, under securities laws.
NewtekOne, Inc. reported that its Board of Directors increased its size from seven to eight members and elected Thomas Cestare as a Class I director. His term runs until the 2027 Annual Meeting of Shareholders, and he will serve until a successor is elected and qualified.
Cestare, a banking veteran with over 35 years of experience, is a partner and chief operating officer of Patriot Financial Partners and serves on the board of subsidiary Newtek Bank, N.A. He was previously executive vice president and chief financial officer of Beneficial Bancorp and held senior roles at Sovereign Bancorp and KPMG.
The filing notes that Cestare’s affiliation with Patriot is relevant to a prior Patriot Exchange Transaction, in which 20,000 shares of Series A Convertible Preferred Stock and $10 million in cash were exchanged for 2,307,692 shares of NewtekOne common stock, which may be considered a related party transaction. Cestare will receive standard director fees and has been appointed to the Board’s Audit Committee.
NewtekOne, Inc. filed a current report to note that its previously announced offer to exchange its outstanding 5.50% Notes due 2026 for an equal principal amount of newly issued 8.50% Fixed Rate Senior Notes due 2031 expired at 5:00 p.m. Eastern time on January 23, 2026. The company furnished a press release as an exhibit describing the expiration of this exchange offer, and clarified that the press release and related information are being furnished rather than filed for securities law purposes.
NewtekOne, Inc. closed a securitization in which its subsidiary Newtek Business Service Holdco 6, Inc. sold $251,880,000 of Class A Notes, $35,880,000 of Class B Notes, and $6,840,000 of a Class C Note issued by NALP Business Loan Trust 2026-1. These Notes are backed by $341,776,148 of collateral, consisting of $284,376,148 of company-originated ALP loans and a prefunding account to buy additional ALP loans the company originates.
The Notes were sold in a private offering and were not registered under the Securities Act of 1933, and may be offered and sold in the United States only in transactions that comply with Rule 144A or another applicable exemption from registration.