STOCK TITAN

Virtus Dividend, Interest & Premium Strategy Fund (NFJ) insider buys more stock

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Virtus Dividend, Interest & Premium Strategy Fund (NFJ) director Connie D. McDaniel reported an open-market purchase of 350 shares of Common Stock on 2026-08-20 at $15.67 per share. Following this transaction, McDaniel directly owns 777 shares. The Rule 10b5-1 trading plan checkbox was not marked as applicable.

Positive

  • None.

Negative

  • None.
Insider MCDANIEL CONNIE D
Role Director
Bought 350 shs ($5K)
Type Security Shares Price Value
Purchase Common Stock 350 $15.67 $5K
Holdings After Transaction: Common Stock — 777 shares (Direct)
Shares purchased 350 shares of Common Stock Open-market or private purchase on 2026-08-20
Purchase price $15.67 per share Price paid for the 350 NFJ shares on 2026-08-20
Shares owned after transaction 777 shares Total direct ownership by Connie D. McDaniel following the purchase
Net shares bought 350 shares Net buy activity in this Form 4, with no reported sales
Form 4 regulatory
"NFJ disclosed the transaction in a <b>Form 4</b> insider filing."
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
open-market or private transaction financial
"Identified as a purchase in an <b>open-market or private transaction</b>."
Rule 10b5-1 regulatory
"The <b>Rule 10b5-1</b> trading plan checkbox was not selected."
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

What insider transaction did NFJ disclose in this Form 4?

NFJ disclosed that director Connie D. McDaniel purchased 350 shares of Common Stock on 2026-08-20 in an open-market or private transaction at $15.67 per share, increasing her direct holdings to 777 shares.

Who is the reporting person in NFJ’s latest Form 4 filing?

The reporting person is Connie D. McDaniel, a director of Virtus Dividend, Interest & Premium Strategy Fund (NFJ). The filing reports her personal trading activity in NFJ Common Stock and her resulting direct ownership position.

How many NFJ shares does the director own after the reported transaction?

After the reported transaction, director Connie D. McDaniel directly owns 777 shares of NFJ Common Stock, according to the holdings figure shown as “total shares following transaction” in the Form 4.

At what price were the NFJ shares purchased in the Form 4 transaction?

The NFJ shares were purchased at a price of $15.67 per share. The Form 4 identifies this amount as the per-share purchase price for the 350 shares of Common Stock acquired on 2026-08-20.

Was the NFJ director’s trade made under a Rule 10b5-1 plan?

The filing indicates the Rule 10b5-1 plan checkbox was not selected, meaning the reported purchase of 350 NFJ shares was not affirmed as being executed under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MCDANIEL CONNIE D

(Last)(First)(Middle)
C/O VIRTUS INVESTMENT PARTNERS, INC.
ONE FINANCIAL PLAZA, 26TH FLOOR

(Street)
HARTFORD CONNECTICUT 06103

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Virtus Dividend, Interest & Premium Strategy Fund [ NFJ ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/20/2026P350A$15.67777D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
/s/ Kathryn Santoro, Attorney-in-Fact08/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)