NIO (NYSE: NIO) director Collins details ADS and RSU stake

Rhea-AI Filing Summary

NIO Inc. director Collins Nicholas Paul has filed an initial ownership report showing his equity stake in the company. He holds 120,000 American depositary shares, with each ADS representing one Class A ordinary share. He also holds two grants of restricted share units, each tied to 93,985 Class A ordinary shares, granted under NIO’s share incentive plans. These RSUs have no expiration dates and will vest on February 5, 2027, and February 5, 2028, giving him the right to receive Class A ordinary shares as they vest.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Collins Nicholas Paul

(Last) (First) (Middle)

FORSEVEN LIMITED, 1ST FLOOR NORTHFIELD

HOUSE, BROADFORD PARK, GUILDFORD

(Street)

SURREY GU4 8EP

(City) (State) (Zip)

UNITED KINGDOM

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
NIO Inc. [ NIO ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
American depositary shares(1)	120,000	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted share units	(2)	(2)	Class A ordinary shares	93,985	(2)	D
Restricted share units	(3)	(3)	Class A ordinary shares	93,985	(3)	D

Explanation of Responses:

1. Each American depositary share represents one Class A ordinary share.

2. Represents restricted share units granted to the reporting person pursuant to the issuer's share incentive plans, which do not have expiration dates. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting, and will vest on 02/05/2027.

3. Represents restricted share units granted to the reporting person pursuant to the issuer's share incentive plans, which do not have expiration dates. The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting, and will vest on 02/05/2028.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Eve Tang, Attorney-in-Fact for Nicholas Paul Collins	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does NIO (NIO) director Collins Nicholas Paul report in his Form 3?

Collins Nicholas Paul reports his initial equity holdings in NIO Inc., including American depositary shares and restricted share units. This Form 3 discloses his starting ownership position as a director, rather than new buy or sell transactions.

How many American depositary shares does Collins Nicholas Paul hold in NIO?

He holds 120,000 American depositary shares of NIO Inc. Each ADS represents one Class A ordinary share, according to the filing, giving direct exposure to NIO’s Class A equity through these depositary receipts.

What restricted share units does Collins Nicholas Paul hold in NIO (NIO)?

He holds two grants of restricted share units, each linked to 93,985 Class A ordinary shares. These RSUs were granted under NIO’s share incentive plans and provide a contingent right to receive shares when they vest.

When do Collins Nicholas Paul’s NIO restricted share units vest?

The RSUs are scheduled to vest on February 5, 2027, and February 5, 2028. Upon vesting, they entitle him to receive Class A ordinary shares, aligning part of his compensation with NIO’s future performance.

Does the NIO Form 3 for Collins Nicholas Paul show any stock purchases or sales?

No, the Form 3 does not report any purchases or sales. It lists his existing holdings in American depositary shares and restricted share units, with all transaction entries categorized as holdings and zero buy or sell counts indicated.

How are NIO American depositary shares related to Class A ordinary shares?

Each NIO American depositary share represents one Class A ordinary share. This one-to-one relationship is specified in the footnotes, meaning ADS holders have economic exposure equivalent to the underlying Class A shares.