Every Form 4 that Nio Inc. (NIO) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow NIO and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full NIO filings page.
NIO Inc. (NIO) reported that President and director Qin Lihong had 300,000 restricted share units vest and be converted into 300,000 American depositary shares on September 1, 2026. As part of a non-discretionary sell-to-cover arrangement, 150,000 ADSs are to be sold at an indicated price of $4.23 per ADS to satisfy income tax liabilities from this vesting, with the actual sale price potentially differing in the market. Following these transactions, Qin holds 900,000 restricted share units directly and has indirect ownership of 10,499,899 Class A ordinary shares through DX Mix Limited and 1 Class A ordinary share through Prime Hubs Limited.
NIO Inc. (NIO) reported that Executive Vice President Zhou Xin had 200,000 restricted share units vest and convert into 200,000 American depositary shares on September 1, 2026. These RSUs represent a contingent right to receive Class A ordinary shares and vest in five equal annual installments beginning on September 1, 2025. After this vesting, Zhou Xin directly holds 516,167 American depositary shares and retains 600,000 restricted share units, and also has indirect ownership of 1,000,000 Class A ordinary shares held by Prime Hubs Limited. Each American depositary share represents one Class A ordinary share.
NIO Inc. (NIO) reported that Chief Financial Officer Qu Yu had restricted share units vest and convert into American depositary shares (ADSs) on September 1, 2026. A total of 45,000 RSUs and 200,000 RSUs converted into an equal number of ADSs at a price of $0.00 per share as part of equity compensation. To satisfy related income tax liabilities, 22,500 ADSs and 100,000 ADSs are to be sold or withheld at a reference price of $4.23 per ADS under a non-discretionary sell-to-cover arrangement. The actual sale prices may differ from this reference closing price.
NIO Inc. President Qin Lihong reported compensation-related equity activity involving American depositary shares (ADSs) and restricted share units (RSUs). On June 1, 2026, 300,000 RSUs, each representing a contingent right to receive one Class A ordinary share, vested and were exercised into 300,000 ADSs at an exercise price of $0.00 per share.
To cover associated taxes upon vesting, 150,000 ADSs were withheld at a reference price of $5.60 per ADS, as described in the footnotes. After these transactions, Qin holds 319,662 ADSs directly, while additional Class A ordinary shares are held indirectly through Prime Hubs Limited and DX Mix Limited.
NIO Inc. Executive Vice President Zhou Xin reported equity compensation activity involving American depositary shares. On the vesting of 200,000 restricted share units, Zhou exercised derivative securities to receive 200,000 American depositary shares, each representing one Class A ordinary share.
Of these, 100,000 shares were withheld to cover associated taxes at a reference price of $5.60 per share, resulting in a tax-withholding disposition rather than an open-market sale. After these transactions, Zhou holds 316,167 American depositary shares directly and 1,000,000 Class A ordinary shares indirectly through Prime Hubs Limited.
NIO Inc.’s Chief Financial Officer Qu Yu reported routine equity compensation activity involving restricted share units (RSUs). On June 1, 2026, 200,000 RSUs vested and were exercised into American depositary shares, each representing one Class A ordinary share.
Of these, 100,000 shares were withheld at a reference price of $5.60 per share to cover associated tax obligations. The issuer expects to sell the withheld shares in the open market on the reporting person’s behalf, so the actual sale price may differ from this reference. Following these transactions, Qu Yu directly holds 315,088 American depositary shares.