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NIQ (NIQ) Chief Legal Officer Ruth Ducena reports initial direct and indirect holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

NIQ Global Intelligence plc disclosed the initial holdings of Chief Legal Officer Ruth Ducena on a Form 3. She indirectly holds 29,794 ordinary shares through AI PAVE (Luxembourg) Management & Cy S.C.Sp., which holds the shares for her benefit subject to vesting. She also has direct beneficial ownership of 45,731 equity interests, consisting of 35,503 ordinary shares and 10,228 restricted share units, with each RSU representing a contingent right to receive one ordinary share.

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Insider Ducena Ruth
Role Chief Legal Officer
Type Security Shares Price Value
holding Ordinary Shares -- -- --
holding Ordinary Shares -- -- --
Holdings After Transaction: Ordinary Shares — 45,731 shares (Direct, null); Ordinary Shares — 29,794 shares (Indirect, See Footnote)
Footnotes (1)
  1. Includes 35,503 ordinary shares and 10,228 restricted share units ("RSUs"). Each RSU represents a contingent right to receive one ordinary share of the Issuer. Represents shares held by AI PAVE (Luxembourg) Management & Cy S.C.Sp. for the benefit of the reporting person subject to vesting under the applicable award agreement.
Indirect ordinary shares 29,794 shares Indirect holdings via AI PAVE (Luxembourg) Management & Cy S.C.Sp.
Direct equity interests 45,731 Total direct beneficial interests following reporting
Direct ordinary shares 35,503 shares Ordinary shares included in direct holdings
Restricted share units 10,228 RSUs Each RSU is a contingent right to one ordinary share
restricted share units ("RSUs") financial
"Includes 35,503 ordinary shares and 10,228 restricted share units ("RSUs")."
contingent right financial
"Each RSU represents a contingent right to receive one ordinary share of the Issuer."
vesting financial
"for the benefit of the reporting person subject to vesting under the applicable award agreement."
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
award agreement financial
"subject to vesting under the applicable award agreement."
An award agreement is a legal contract that spells out the terms of a pay or equity grant—such as stock options, restricted shares, or cash bonuses—given to an employee, director or consultant. It describes what is being granted, any conditions for keeping it (for example, earning it over time or meeting performance targets), and what happens if the person leaves or breaks rules. Investors care because these agreements affect company costs, potential share dilution and how executives are motivated and rewarded.
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FAQ

What does NIQ Global Intelligence (NIQ) disclose in this Form 3 for Ruth Ducena?

The Form 3 reports Chief Legal Officer Ruth Ducena’s initial beneficial ownership in NIQ, including directly held ordinary shares, restricted share units, and additional shares held indirectly through an entity associated with her and subject to vesting conditions.

How many NIQ ordinary shares does Ruth Ducena indirectly hold?

Ruth Ducena is reported to indirectly hold 29,794 NIQ ordinary shares. These shares are held by AI PAVE (Luxembourg) Management & Cy S.C.Sp. for her benefit and remain subject to vesting under the applicable award agreement, as described in the filing footnote.

What are Ruth Ducena’s direct NIQ equity holdings according to the Form 3?

Directly, Ruth Ducena holds 45,731 NIQ equity interests. This consists of 35,503 ordinary shares and 10,228 restricted share units, with each RSU providing a contingent right to receive one NIQ ordinary share if the vesting conditions are satisfied.

How many restricted share units (RSUs) in NIQ does Ruth Ducena hold?

The filing states that Ruth Ducena holds 10,228 restricted share units in NIQ. Each RSU represents a contingent right to receive one NIQ ordinary share, typically delivered if specified vesting requirements in the applicable award agreement are met.

Who holds the NIQ shares reported as indirectly owned by Ruth Ducena?

The indirectly owned NIQ shares are held by AI PAVE (Luxembourg) Management & Cy S.C.Sp. for Ruth Ducena’s benefit. These shares are subject to vesting provisions under the governing award agreement, as noted in a footnote to the Form 3 filing.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Ducena Ruth

(Last)(First)(Middle)
C/O NIQ GLOBAL INTELLIGENCE PLC.
200 WEST JACKSON BOULEVARD

(Street)
CHICAGO ILLINOIS 60606

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2026
3. Issuer Name and Ticker or Trading Symbol
NIQ Global Intelligence plc [ NIQ ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Legal Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares45,731D(1)
Ordinary Shares29,794ISee Footnote(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes 35,503 ordinary shares and 10,228 restricted share units ("RSUs"). Each RSU represents a contingent right to receive one ordinary share of the Issuer.
2. Represents shares held by AI PAVE (Luxembourg) Management & Cy S.C.Sp. for the benefit of the reporting person subject to vesting under the applicable award agreement.
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney
/s/Ruth Ducena07/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)