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  4. [Form 3] NewGenIvf Group Ltd Initial Statement of Beneficial Ownership

NewGenIvf (NIVF) notes late insider filing with zero trades

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

NewGenIvf Group Ltd (NIVF) reports that Lee Sze Mun, a director of the company, has filed an initial Form 3 as a reporting person. The filing notes it is being made after the June 11, 2026 deadline due to a delay in receiving EDGAR access codes following a Form ID application. No equity holdings or transactions are reported in this Form 3.

Positive

  • None.

Negative

  • None.
Form 3 deadline June 11, 2026 Date referenced as the deadline for this initial Form 3 filing
Reported buy transactions 0 Transaction summary shows no buy activity in this Form 3
Reported sell transactions 0 Transaction summary shows no sell activity in this Form 3
Derivative transaction count 0 No derivative transactions are reported for the insider
Holding entries 0 No non-derivative holdings are listed in the Form 3
Form 3 regulatory
"This Form 3 is being filed after the June 11, 2026 deadline"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
EDGAR access codes regulatory
"due to a delay in the issuance of EDGAR access codes"
Form ID application regulatory
"following the submission of the Form ID application"

FAQ

Who is the reporting person in NewGenIvf Group Ltd (NIVF)'s Form 3?
The reporting person is Lee Sze Mun, who is identified as a director of NewGenIvf Group Ltd. The Form 3 establishes Lee Sze Mun as an insider subject to ongoing ownership reporting.

Why was the NIVF Form 3 for Lee Sze Mun filed late?
The Form 3 was filed late because of a delay in the issuance of EDGAR access codes after submitting a Form ID application. The filing states it was submitted promptly once those access codes were received.

Does the NIVF Form 3 for Lee Sze Mun report any stock transactions?
No, the Form 3 reports no transactions. The transaction data and summaries show zero buy, sell, acquire, or dispose activity associated with Lee Sze Mun in this initial ownership report.

Does the NIVF Form 3 disclose any derivative securities for Lee Sze Mun?
No, the Form 3 lists no derivative securities. The derivative summary is empty, indicating no options, warrants, or similar instruments are reported in this initial filing.

What deadline is referenced in NewGenIvf Group Ltd (NIVF)'s Form 3 remarks?
The remarks reference a June 11, 2026 deadline for filing the Form 3. The company states the deadline was missed because EDGAR access codes were delayed, and the filing was made promptly once received.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Lee Sze Mun
(Last)(First)(Middle)
FLAT F, 25/F., CENTENARY MANSION BLOCK 2
1 VICTORIA ROAD, KENNEDY TOWN, HONG KONG
(Street)
HONG KONG00000
(City)(State)(Zip)
HONG KONG
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
06/01/2026		3. Issuer Name and Ticker or Trading Symbol
NewGenIvf Group Ltd [ NIVF ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
This Form 3 is being filed after the June 11, 2026 deadline due to a delay in the issuance of EDGAR access codes following the submission of the Form ID application. The filing is made promptly upon receipt of the access codes.
No securities are beneficially owned.
/s/ Lee Sze Mun08/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR