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[Form 3] Nkarta, Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Form 3 Initial Statement of Beneficial Ownership filed for Nkarta (NKTX) on June 28, 2025, reporting the beneficial ownership status of Shawn Marshall Rose, who has been appointed as the company's Chief Medical Officer and Head of Research & Development.

Key details:

  • Filing Date: June 28, 2025
  • Event Date: June 23, 2025
  • Location: South San Francisco, CA
  • Filing Type: Individual filing
  • Current Holdings: No securities beneficially owned

This Form 3 indicates that the executive currently holds no derivative or non-derivative securities in the company. The filing was signed by Bridgette Housley as Attorney-in-Fact on June 25, 2025, and includes a Power of Attorney as Exhibit 24.

Dichiarazione Iniziale di Beneficio Proprietario Modulo 3 presentata per Nkarta (NKTX) il 28 giugno 2025, che riporta lo stato di proprietà beneficiaria di Shawn Marshall Rose, nominato Chief Medical Officer e Responsabile della Ricerca e Sviluppo dell'azienda.

Dettagli principali:

  • Data di presentazione: 28 giugno 2025
  • Data dell'evento: 23 giugno 2025
  • Luogo: South San Francisco, CA
  • Tipo di presentazione: presentazione individuale
  • Posizione attuale: nessun titolo posseduto a titolo di beneficio

Questo Modulo 3 indica che il dirigente attualmente non detiene titoli derivati o non derivati della società. La presentazione è stata firmata da Bridgette Housley in qualità di Procuratore il 25 giugno 2025 e include una Procura come Allegato 24.

Declaración Inicial de Propiedad Beneficiaria Formulario 3 presentada para Nkarta (NKTX) el 28 de junio de 2025, reportando el estado de propiedad beneficiaria de Shawn Marshall Rose, quien ha sido nombrado como Director Médico y Jefe de Investigación y Desarrollo de la compañía.

Detalles clave:

  • Fecha de presentación: 28 de junio de 2025
  • Fecha del evento: 23 de junio de 2025
  • Ubicación: South San Francisco, CA
  • Tipo de presentación: presentación individual
  • Posiciones actuales: no posee valores beneficiarios

Este Formulario 3 indica que el ejecutivo actualmente no posee valores derivados ni no derivados en la empresa. La presentación fue firmada por Bridgette Housley como Apoderada el 25 de junio de 2025 e incluye un Poder Notarial como Anexo 24.

양식 3 최초 수익 소유권 진술서가 Nkarta (NKTX)를 위해 2025년 6월 28일 제출되었으며, 회사의 최고 의학 책임자 겸 연구개발 책임자로 임명된 Shawn Marshall Rose의 수익 소유 현황을 보고합니다.

주요 내용:

  • 제출일: 2025년 6월 28일
  • 사건일: 2025년 6월 23일
  • 장소: 캘리포니아주 사우스 샌프란시스코
  • 제출 유형: 개인 제출
  • 현재 보유: 수익 소유 증권 없음

이 양식 3은 해당 임원이 현재 회사의 파생 또는 비파생 증권을 보유하고 있지 않음을 나타냅니다. 제출서는 2025년 6월 25일에 법률 대리인인 Bridgette Housley가 서명했으며, 위임장(Exhibit 24)이 포함되어 있습니다.

Déclaration Initiale de Détention Bénéficiaire Formulaire 3 déposée pour Nkarta (NKTX) le 28 juin 2025, rapportant le statut de détention bénéficiaire de Shawn Marshall Rose, nommé Directeur Médical et Responsable de la Recherche & Développement de la société.

Détails clés :

  • Date de dépôt : 28 juin 2025
  • Date de l'événement : 23 juin 2025
  • Lieu : South San Francisco, CA
  • Type de dépôt : dépôt individuel
  • Détentions actuelles : aucun titre détenu à titre bénéficiaire

Ce formulaire 3 indique que le cadre ne détient actuellement aucun titre dérivé ou non dérivé de la société. Le dépôt a été signé par Bridgette Housley en tant que mandataire le 25 juin 2025 et comprend une procuration en tant qu’Exhibit 24.

Formular 3 Erstmalige Erklärung des wirtschaftlichen Eigentums eingereicht für Nkarta (NKTX) am 28. Juni 2025, in der der wirtschaftliche Eigentumsstatus von Shawn Marshall Rose gemeldet wird, der zum Chief Medical Officer und Leiter Forschung & Entwicklung des Unternehmens ernannt wurde.

Wichtige Details:

  • Einreichungsdatum: 28. Juni 2025
  • Datum des Ereignisses: 23. Juni 2025
  • Ort: South San Francisco, CA
  • Art der Einreichung: Einzelmeldung
  • Aktueller Bestand: Keine wirtschaftlich gehaltenen Wertpapiere

Dieses Formular 3 zeigt an, dass die Führungskraft derzeit keine derivativen oder nicht derivativen Wertpapiere des Unternehmens hält. Die Einreichung wurde am 25. Juni 2025 von Bridgette Housley als Bevollmächtigte unterschrieben und enthält eine Vollmacht als Anlage 24.

Positive
  • None.
Negative
  • None.

Dichiarazione Iniziale di Beneficio Proprietario Modulo 3 presentata per Nkarta (NKTX) il 28 giugno 2025, che riporta lo stato di proprietà beneficiaria di Shawn Marshall Rose, nominato Chief Medical Officer e Responsabile della Ricerca e Sviluppo dell'azienda.

Dettagli principali:

  • Data di presentazione: 28 giugno 2025
  • Data dell'evento: 23 giugno 2025
  • Luogo: South San Francisco, CA
  • Tipo di presentazione: presentazione individuale
  • Posizione attuale: nessun titolo posseduto a titolo di beneficio

Questo Modulo 3 indica che il dirigente attualmente non detiene titoli derivati o non derivati della società. La presentazione è stata firmata da Bridgette Housley in qualità di Procuratore il 25 giugno 2025 e include una Procura come Allegato 24.

Declaración Inicial de Propiedad Beneficiaria Formulario 3 presentada para Nkarta (NKTX) el 28 de junio de 2025, reportando el estado de propiedad beneficiaria de Shawn Marshall Rose, quien ha sido nombrado como Director Médico y Jefe de Investigación y Desarrollo de la compañía.

Detalles clave:

  • Fecha de presentación: 28 de junio de 2025
  • Fecha del evento: 23 de junio de 2025
  • Ubicación: South San Francisco, CA
  • Tipo de presentación: presentación individual
  • Posiciones actuales: no posee valores beneficiarios

Este Formulario 3 indica que el ejecutivo actualmente no posee valores derivados ni no derivados en la empresa. La presentación fue firmada por Bridgette Housley como Apoderada el 25 de junio de 2025 e incluye un Poder Notarial como Anexo 24.

양식 3 최초 수익 소유권 진술서가 Nkarta (NKTX)를 위해 2025년 6월 28일 제출되었으며, 회사의 최고 의학 책임자 겸 연구개발 책임자로 임명된 Shawn Marshall Rose의 수익 소유 현황을 보고합니다.

주요 내용:

  • 제출일: 2025년 6월 28일
  • 사건일: 2025년 6월 23일
  • 장소: 캘리포니아주 사우스 샌프란시스코
  • 제출 유형: 개인 제출
  • 현재 보유: 수익 소유 증권 없음

이 양식 3은 해당 임원이 현재 회사의 파생 또는 비파생 증권을 보유하고 있지 않음을 나타냅니다. 제출서는 2025년 6월 25일에 법률 대리인인 Bridgette Housley가 서명했으며, 위임장(Exhibit 24)이 포함되어 있습니다.

Déclaration Initiale de Détention Bénéficiaire Formulaire 3 déposée pour Nkarta (NKTX) le 28 juin 2025, rapportant le statut de détention bénéficiaire de Shawn Marshall Rose, nommé Directeur Médical et Responsable de la Recherche & Développement de la société.

Détails clés :

  • Date de dépôt : 28 juin 2025
  • Date de l'événement : 23 juin 2025
  • Lieu : South San Francisco, CA
  • Type de dépôt : dépôt individuel
  • Détentions actuelles : aucun titre détenu à titre bénéficiaire

Ce formulaire 3 indique que le cadre ne détient actuellement aucun titre dérivé ou non dérivé de la société. Le dépôt a été signé par Bridgette Housley en tant que mandataire le 25 juin 2025 et comprend une procuration en tant qu’Exhibit 24.

Formular 3 Erstmalige Erklärung des wirtschaftlichen Eigentums eingereicht für Nkarta (NKTX) am 28. Juni 2025, in der der wirtschaftliche Eigentumsstatus von Shawn Marshall Rose gemeldet wird, der zum Chief Medical Officer und Leiter Forschung & Entwicklung des Unternehmens ernannt wurde.

Wichtige Details:

  • Einreichungsdatum: 28. Juni 2025
  • Datum des Ereignisses: 23. Juni 2025
  • Ort: South San Francisco, CA
  • Art der Einreichung: Einzelmeldung
  • Aktueller Bestand: Keine wirtschaftlich gehaltenen Wertpapiere

Dieses Formular 3 zeigt an, dass die Führungskraft derzeit keine derivativen oder nicht derivativen Wertpapiere des Unternehmens hält. Die Einreichung wurde am 25. Juni 2025 von Bridgette Housley als Bevollmächtigte unterschrieben und enthält eine Vollmacht als Anlage 24.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Rose Shawn Marshall

(Last) (First) (Middle)
1150 VETERANS BLVD

(Street)
SOUTH SAN FRANCISCO CA 94080

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/23/2025
3. Issuer Name and Ticker or Trading Symbol
Nkarta, Inc. [ NKTX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Chief Medical Officer, Head of Research & Development, Exhibit List: Exhibit 24 - Power of Attorney
No securities are beneficially owned.
/s/ Bridgette Housley, as Attorney-in-Fact 06/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Nkarta, Inc.

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Biotechnology
Pharmaceutical Preparations
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United States
SOUTH SAN FRANCISCO