Netlist (NLST) filer notifies sale of 10,000 shares via Needham

Rhea-AI Filing Summary

Netlist, Inc. related filer submitted a Form 144 disclosing intent to sell 10,000 shares of Common Stock via Needham and Company LLC, with a filing date of 03/25/2026 and market tier listed as OTCQB. The record also shows two tranches of Vested Restricted Stock Units of 5,000 shares each, vested on 08/10/2023 and 08/12/2024, labeled as equity compensation.

Insights

Securities Compliance Counsel

Routine Form 144 sale notice; compliance disclosure of intended resale.

The filing lists an intended sale of 10,000 Common shares through Needham and Company LLC with a filing date of 03/25/2026. This form is the standard SEC notification for restricted or control stock sales under Section 15(g).

Execution details, proceeds recipients, and whether the sale occurred are not shown in the excerpt; subsequent filings or broker confirmations would record completion.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Needham and Company LLC 250 Park Avenue, 10th Floor New York NY 10017	10000	18900.00	316515344	03/25/2026	OTCQB

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/10/2023	Vested Restricted Stock Units	Netlist, Inc			5000	08/10/2023	Equity Compensation
Common	08/12/2024	Vested Restricted Stock Units	Netlist, Inc			5000	08/12/2024	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Netlist (NLST) Form 144 disclose?

It discloses an intended sale of 10,000 Common shares via Needham and Company LLC. The filing date is 03/25/2026, and the shares are on the OTCQB tier.

Are there restricted shares or RSUs mentioned for NLST?

Yes. The excerpt shows two vested restricted stock unit grants of 5,000 shares each. Vesting dates are 08/10/2023 and 08/12/2024 and labeled as equity compensation.

Does the Form 144 confirm the sale was completed for NLST?

No. The form lists an intended sale of 10,000 shares but does not confirm execution or settlement. Completion would appear in subsequent broker or Form 4/Form 5 disclosures.

Who is the broker/dealer handling the NLST sale?

The filing lists Needham and Company LLC at 250 Park Avenue, 10th Floor, New York. The excerpt pairs that broker with the 10,000 share quantity on 03/25/2026.