[144] NETLIST INC SEC Filing

Rhea-AI Filing Summary

Form 144 notice: A proposed sale of 250,000 shares of Common Stock by Chun K Hong is reported with an execution date of 01/05/2026. The broker listed is Needham and Company, LLC and the filing shows 307,249,351 shares outstanding as of 03/12/2026.

Insights

Securities Counsel

Routine resale filing for an insider-disposed block of common shares.

The filing lists a proposed sale of 250,000 Common shares by Chun K Hong with a broker named Needham and Company, LLC. The sale date is shown as 01/05/2026.

Shares outstanding are listed as 307,249,351 as of 03/12/2026, providing a context for scale. This appears to be an administrative resale notice rather than a corporate action; cash-flow counterparty and proceeds treatment are not detailed in the excerpt.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Needham and Company, LLC. 250 Park Avenue, 10th Floor New York NY 10017	250000	375000.00	307249351	03/12/2026	OTCQB

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/09/2007	Founder Shares	Netlist, Inc.			50000	08/09/2007	Founder Shares
Common	09/07/2021	Vested Restricted Stock Units	Netlist Inc.			16586	09/07/2021	Equity Compensation
Common	03/07/2022	Vested Restricted Stock Units	Netlist Inc			130312	03/07/2022	Equity Compensation
Common	08/11/2022	Vested Restricted Stock Units	Netlist Inc			53102	08/11/2022	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Chun K Hong 111 ACADEMY SUITE 100 Irvine CA 92617	Common	01/05/2026	250000	250000.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)