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Annaly Capital (NYSE: NLY) director granted 8,641 deferred stock units, now holds 30,593 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Annaly Capital Management director Eric A. Reeves reported a new equity award in the form of Deferred Stock Units (DSUs). He received a grant of 8,641 DSUs that convert into an equal number of common shares on a one-for-one basis under the company’s 2020 Equity Incentive Plan.

The DSUs were granted at no cash cost and are a form of director compensation rather than an open-market purchase. Following this award, Reeves holds 21,544 DSUs in total and 30,593 shares of common stock directly. He has elected to defer settlement of all DSUs until after his board service ends.

Positive

  • None.

Negative

  • None.
Insider Reeves Eric A.
Role null
Type Security Shares Price Value
Grant/Award Deferred Stock Units 8,641 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Deferred Stock Units — 21,544 shares (Direct, null); Common Stock — 30,593 shares (Direct, null)
Footnotes (1)
  1. The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above. Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.
DSUs granted 8,641 units Deferred Stock Units granted on 2026-06-10
DSU holdings after grant 21,544 units Total Deferred Stock Units following transaction
Common shares held 30,593 shares Direct common stock holdings after reported transactions
DSU grant price $0.0000 per unit Compensation award, not open-market purchase
Underlying common shares 8,641 shares Common stock underlying new DSU grant
Deferred Stock Units financial
"The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis"
Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.
DSUs financial
"Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions."
DSUs, or Deferred Share Units, are a form of long-term pay where employees or directors receive a promise of company shares or cash at a later date instead of immediate salary. Think of them as an IOU for future stock that vests over time and converts into actual shares or cash, so they matter to investors because they can increase the number of outstanding shares (dilution) and reveal how management’s pay is tied to company performance.
Annaly Capital Management, Inc. 2020 Equity Incentive Plan financial
"pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan."
grant/award acquisition financial
"transaction_action": "grant/award acquisition""
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Reeves Eric A.
(Last)(First)(Middle)
C/O ANNALY CAPITAL MANAGEMENT, INC.
1211 AVE OF THE AMERICAS
(Street)
NEW YORK NEW YORK 10036
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
ANNALY CAPITAL MANAGEMENT INC [ NLY ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock30,593D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Deferred Stock Units(1)06/10/2026A8,641 (1) (1)Common Stock8,641$021,544(2)D
Explanation of Responses:
1. The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above.
2. Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.
Remarks:
/s/ Audrey K. Susanin, as Attorney-in-Fact for Eric A. Reeves06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Annaly Capital (NLY) director Eric A. Reeves report in this Form 4?

Eric A. Reeves reported receiving 8,641 Deferred Stock Units (DSUs) as a director equity award. These DSUs are compensation, not an open-market trade, and will convert into common stock on a one-for-one basis according to Annaly Capital’s 2020 Equity Incentive Plan.

How many Deferred Stock Units does Eric A. Reeves now hold at Annaly Capital (NLY)?

After the latest grant, Eric A. Reeves holds a total of 21,544 Deferred Stock Units. This figure reflects all DSUs granted during his tenure as a director, net of any prior conversions into Annaly Capital common stock, as described in the filing footnotes.

How many Annaly Capital (NLY) common shares does Eric A. Reeves hold after this filing?

Eric A. Reeves holds 30,593 shares of Annaly Capital common stock directly after the reported transactions. This figure appears on the non-derivative holdings line and shows his direct ownership position separate from his Deferred Stock Units awards.

Are the Annaly Capital (NLY) DSUs granted to Eric A. Reeves immediately settled in shares?

The DSUs are not immediately settled. They convert into common stock one year after grant unless the director elects to defer settlement. Reeves has elected to defer settlement of all reported DSUs until after his termination of service on Annaly’s board.

Did Eric A. Reeves buy or sell Annaly Capital (NLY) stock on the market in this Form 4?

The Form 4 does not show any open-market purchases or sales. It reports a grant of 8,641 Deferred Stock Units as director compensation and a holdings entry for common stock, rather than market trades at a stated share price.