Welcome to our dedicated page for Annaly Capital SEC filings (Ticker: NLY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Annaly Capital Management, Inc. filings document the regulatory record of an internally managed mortgage REIT with common stock and multiple preferred stock series listed on the New York Stock Exchange. Recent 8-K reports furnish quarterly earnings releases, investor presentations and financial supplements covering operating results, portfolio composition, leverage, hedging and mortgage finance strategy.
Annaly’s proxy materials address board governance, annual meeting matters and stockholder matters related to the company’s residential mortgage finance platform. Other current reports disclose registered security classes, Regulation FD materials, corporate events and executive-officer changes, including the company’s Series F, Series G, Series I and Series J preferred stock alongside NLY common shares.
Annaly Capital Management (NLY) CEO and Co‑CIO David L. Finkelstein reported a sale of 50,000 shares of common stock on 11/03/2025 at a weighted average price of $21.16, with trade prices ranging from $20.93 to $21.34. Following the transaction, he beneficially owns 709,725 shares directly.
The transaction was made pursuant to a Rule 10b5‑1 plan adopted on May 16, 2024 for tax and estate planning purposes. The holding balance includes dividend equivalent units (DEUs), each economically equivalent to one share and payable in one share for each whole DEU.
Annaly Capital Management (NLY) officer Anthony C. Green reported an open‑market sale of 22,499 shares of common stock on November 3, 2025 under a Rule 10b5‑1 plan adopted May 5, 2025. The weighted average price was $21.15, with trades ranging from $20.93 to $21.34. Following the transaction, he beneficially owns 178,441 shares.
The filer is Annaly’s Chief Corporate Officer and CLO. The filing notes that dividend equivalent units (DEUs) issued on restricted unit awards are included in the reported common stock holdings, with each DEU economically equivalent to one share.
Annaly Capital Management reported stronger results for the quarter ended September 30, 2025. Net income attributable to Annaly was $832.4 million, with net income available to common stockholders of $791.3 million and diluted EPS of $1.20. Net interest income improved to $275.8 million, and net servicing income reached $126.3 million. Comprehensive income attributable to common stockholders was $907.0 million.
The balance sheet expanded as total assets rose to $125.86 billion, driven by securities of $85.06 billion and assets transferred or pledged to securitization vehicles of $29.51 billion. Total liabilities were $110.86 billion, including repurchase agreements of $75.12 billion. Total equity increased to $15.00 billion.
Operating cash flow was $48.6 million for the nine months, with investing activities using $17.47 billion and financing activities providing $18.03 billion. Shares of common stock outstanding were 683,031,214 as of October 24, 2025; this is a baseline figure, not the amount being offered.
Annaly Capital Management (NLY) furnished an investor presentation via an 8-K under Item 7.01 (Regulation FD). The Third Quarter 2025 Investor Presentation is attached as Exhibit 99.1 and incorporated by reference as stated.
The company notes the materials are being furnished, not filed, meaning they are not subject to Section 18 of the Exchange Act and will only be incorporated into other filings if specifically referenced. The filing also lists its NYSE‑traded securities, including common stock (NLY) and preferred series NLY.F, NLY.G, NLY.I, and NLY.J. Additional exhibits include iXBRL cover page data (Exhibits 101 and 104).
Annaly Capital Management (NLY) filed an 8-K announcing it posted its financial supplement for the quarter ended September 30, 2025. The supplement is available on the Investors section of its website and is filed as Exhibit 99.1, which is incorporated by reference.
The filing also lists the company’s NYSE‑traded securities, including common stock (NLY) and preferred series NLY.F, NLY.G, NLY.I, and NLY.J.
Annaly Capital Management, Inc. (NLY) furnished quarterly results via an 8‑K. The company reported that it issued a press release announcing financial results for the quarter ended September 30, 2025, and provided it as Exhibit 99.1.
The information in Item 2.02, including Exhibit 99.1, is being furnished and is not deemed “filed” under Section 18 of the Exchange Act. Additional exhibits include the cover page formatted in iXBRL (Exhibit 101) and the interactive data file (Exhibit 104).