Every Form 4 that Annaly Capital (NLY) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow NLY and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full NLY filings page.
Annaly Capital Management CEO and Co-CIO David L. Finkelstein reported selling 50,000 shares of common stock on August 3, 2026 at a weighted average price of $22.89 per share, pursuant to a Rule 10b5-1 plan adopted November 12, 2025 for tax and estate planning purposes. The reported trade price ranged from $22.74 to $23.05. Following this transaction, he directly holds 761,012 shares, which include dividend equivalent units that are each economically equivalent to one share of common stock.
Annaly Capital Management director Thomas Edward Hamilton received a new equity award in the form of deferred stock units. On June 10, 2026, he was granted 8,641 Deferred Stock Units (DSUs), each tied to one share of common stock.
After this grant, Hamilton holds 53,884 DSUs in total and also holds 32,500 shares of common stock directly. An additional 82,500 common shares are held indirectly through Cure FA Foundation, Inc. The DSUs generally convert into common stock on a one-for-one basis, with settlement deferred until after his service ends.
Annaly Capital Management director Kathy Hopinkah Hannan received a grant of 8,641 Deferred Stock Units (DSUs) on Common Stock-equivalent terms. The DSUs convert to Common Stock on a one-for-one basis one year after the grant date, unless settlement is deferred under the company’s 2020 Equity Incentive Plan.
The reporting person has elected to defer settlement of all DSUs until after a termination of service. Following this grant, she holds 44,348 DSUs and 9,535 shares of Common Stock directly, reflecting routine equity-based director compensation rather than an open-market share purchase or sale.
Annaly Capital Management director Martin Laguerre reported a new equity award in the form of Deferred Stock Units (DSUs). On June 10, 2026, he received 8,641 DSUs tied to Annaly’s common stock under the 2020 Equity Incentive Plan.
The DSUs convert into shares of common stock on a one-for-one basis, typically one year after grant, but Laguerre has elected to defer settlement until after his service as a director ends. Following this grant, he holds a total of 42,160 DSUs, reflecting all DSUs granted during his tenure net of any prior conversions. The filing does not show any open-market purchases or sales of common stock.
Annaly Capital Management director Glenn Votek reported a new equity award rather than an open-market trade. He received 8,641 Deferred Stock Units (DSUs) of Annaly common stock as a grant on June 10, 2026, at a stated price of $0.00 per unit, reflecting stock-based compensation. After this grant, his direct holdings in DSUs total 44,348 units, each convertible into one share of common stock.
The filing also shows he directly holds 87,513 shares of Annaly common stock following the reported transactions. According to the plan terms, the DSUs convert to common stock on a one-for-one basis one year after grant unless settlement is deferred; Votek has elected to defer settlement until after his service as director ends.
ANNALY CAPITAL MANAGEMENT INC director Manon Laroche received a grant of 8,641 Deferred Stock Units (DSUs) tied to the company’s Common Stock. The DSUs convert to Common Stock on a one-for-one basis, and Laroche has elected to defer settlement until after her service ends. Following this grant, she directly holds 26,185 DSUs in total and 0 shares of Common Stock directly.
ANNALY CAPITAL MANAGEMENT INC director Vicki Williams received 8,641 Deferred Stock Units (DSUs) as a compensation award. These DSUs convert into the company’s common stock on a one-for-one basis.
After this grant, Williams holds a total of 57,099 DSUs. Under the company’s 2020 Equity Incentive Plan, she has elected to defer settlement of all these DSUs until after her service as a director ends, so this filing reflects a non-cash equity award rather than any open-market buying or selling of shares.
Annaly Capital Management director Scott Wede reported a new equity grant. On June 10, 2026, he received 8,641 Deferred Stock Units (DSUs), each tied one-for-one to a share of common stock. This grant brings his total DSU balance to 26,185 units across his board tenure.
The DSUs will convert into common shares one year after grant unless settlement is deferred. Wede has elected to defer settlement until after his service as director ends. His directly held common stock position is reported as zero shares after this filing.
Annaly Capital Management director Eric A. Reeves reported a new equity award in the form of Deferred Stock Units (DSUs). He received a grant of 8,641 DSUs that convert into an equal number of common shares on a one-for-one basis under the company’s 2020 Equity Incentive Plan.
The DSUs were granted at no cash cost and are a form of director compensation rather than an open-market purchase. Following this award, Reeves holds 21,544 DSUs in total and 30,593 shares of common stock directly. He has elected to defer settlement of all DSUs until after his board service ends.
Annaly Capital Management director Eric A. Reeves exercised deferred stock units into common stock in a routine compensation-related move. On May 14, 2026, he converted 7,628 Deferred Stock Units into the same number of Common Stock shares at a stated price of $0.00 per share, reflecting a non-cash equity settlement. Following the transaction, he directly holds 30,593 shares of Common Stock and 12,903 Deferred Stock Units, which convert to common shares on a one-for-one basis under Annaly’s 2020 Equity Incentive Plan. The filing shows no open-market purchases or sales, only the exercise and related reduction of DSUs granted during his board service, including units previously added through dividend reinvestment.
Annaly Capital Management’s Chief Financial Officer Serena Wolfe reported an open-market sale of 16,537 shares of common stock. The transaction occurred on May 4, 2026 at a weighted average price of $22.48 per share.
After this sale, Wolfe directly holds 200,964 shares of Annaly common stock, which includes dividend equivalent units that are economically equal to common shares. The sale was carried out under a pre-arranged Rule 10b5-1 trading plan adopted for tax and estate planning purposes.
Annaly Capital Management CEO David L. Finkelstein reported an open-market sale of 50,000 shares of common stock on April 27, 2026 at a weighted average price of $22.88 per share. The sale was made under a pre-arranged Rule 10b5-1 plan adopted on May 16, 2024 for tax and estate planning purposes. After this transaction, he directly holds 783,763 shares, which include dividend equivalent units issued on restricted unit awards. The disclosed price range for the trades was between $22.78 and $23.00 per share.
Annaly Capital Management’s President and COO Steven Francis Campbell reported several transactions in the company’s common stock. He sold 26,491 shares in an open-market transaction at a weighted average price of $22.83 per share under a Rule 10b5-1 plan adopted November 3, 2025 for tax and estate planning purposes.
On the same date, he acquired 85,319 shares through the vesting of a Performance Stock Unit award, including related dividend equivalent units, at a price of $23.01 per share. He also disposed of 43,556 shares surrendered to Annaly Capital Management, Inc. to cover tax withholding on that vesting. Following these transactions, he directly owned 219,763 shares of common stock, including dividend equivalent units.
ANNALY CAPITAL MANAGEMENT INC Chief Financial Officer Serena Wolfe reported equity compensation transactions in common stock. She acquired 83,106 shares at $23.01 per share from the vesting of a Performance Stock Unit award, including dividend equivalent units. On the same date, she disposed of 42,427 shares, also at $23.01 per share, surrendered to the company to satisfy tax withholding obligations related to that vesting. After these transactions, her directly held common stock balance was 213,760 shares.
Annaly Capital Management CEO and Co-CIO David L. Finkelstein reported equity compensation-related transactions in common stock. He acquired 325,797 shares at a price of $23.01 per share through the vesting of a Performance Stock Unit award, which included dividend equivalent units. In a related move, 180,168 shares at $23.01 per share were surrendered back to the company to cover tax withholding obligations on this vesting. After these transactions, he directly owned 833,763 shares of Annaly common stock.
Annaly Capital Management CEO and Co-CIO David L. Finkelstein reported an open-market sale of 50,000 shares of common stock on February 18, 2026. The weighted average sale price was $23.13 per share, with trades ranging from $22.93 to $23.27.
The transaction was executed under a Rule 10b5-1 trading plan adopted on November 12, 2025 for tax and estate planning purposes. Following this sale, Finkelstein beneficially owns 688,134 shares, which include dividend equivalent units that are economically equivalent to common shares.
Annaly Capital Management’s Chief Financial Officer Serena Wolfe reported an open-market sale of 16,536 shares of common stock at a weighted average price of $23.14 per share. The trade was executed under a Rule 10b5-1 plan adopted on November 4, 2025 for tax and estate planning purposes.
Following this transaction, Wolfe directly holds 173,081 shares of Annaly common stock, a balance that includes dividend equivalent units issued on restricted unit awards, each economically equivalent to one share and payable in one share for each whole unit.
Annaly Capital Management’s President and COO, Steven Francis Campbell, reported an open-market sale of 28,225 shares of common stock at a weighted average price of $23.12 per share. The trade occurred on February 18, 2026 and was executed under a pre-arranged Rule 10b5-1 trading plan adopted on November 3, 2025 for tax and estate planning purposes.
After this transaction, Campbell directly held 204,491 shares of Annaly common stock. Footnote disclosure states that dividend equivalent units issued on restricted unit awards are included in his common stock holding balance, with each unit economically equivalent to one share and payable in one share for each whole unit.
Annaly Capital Management’s President and COO Steven Francis Campbell reported routine equity compensation activity. On February 1, 2026, he surrendered 39,810 shares of common stock at $23.01 per share to the company to cover tax withholding triggered by previously granted restricted stock units vesting.
On the same date, he received 52,151 new restricted stock units at $23.01 per share under Annaly’s 2020 Equity Incentive Plan. Each RSU represents a right to receive one share of common stock, vesting ratably over three years. After these transactions, he directly holds 232,716 shares of Annaly common stock, including dividend equivalent units tied to RSUs.
Annaly Capital Management’s Chief Financial Officer Serena Wolfe reported routine equity compensation activity. On February 1, 2026, she surrendered 35,660 shares of common stock at $23.01 per share to Annaly to cover tax withholding tied to the vesting of previously granted restricted stock units (RSUs).
On the same date, she received a new grant of 45,632 RSUs under Annaly’s 2020 Equity Incentive Plan, also valued at $23.01 per share. After these transactions, she directly owned 189,617 shares of Annaly common stock, including dividend equivalent units economically equal to shares.
Annaly Capital Management CEO and Co-CIO David L. Finkelstein reported routine equity compensation activity. On February 1, 2026, he surrendered 139,889 shares of common stock at $23.01 per share back to Annaly to cover tax withholding tied to previously granted RSUs that vested that day.
On the same date, he received a new grant of 152,976 restricted stock units at $23.01 per share under Annaly’s 2020 Equity Incentive Plan. These RSUs vest in equal installments over three years, starting on the one‑year anniversary of the grant. After these transactions, he directly held 738,134 shares of common stock, which include dividend equivalent units.
Annaly Capital Management (NLY) CEO and Co‑CIO David L. Finkelstein reported a sale of 50,000 shares of common stock on 11/03/2025 at a weighted average price of $21.16, with trade prices ranging from $20.93 to $21.34. Following the transaction, he beneficially owns 709,725 shares directly.
The transaction was made pursuant to a Rule 10b5‑1 plan adopted on May 16, 2024 for tax and estate planning purposes. The holding balance includes dividend equivalent units (DEUs), each economically equivalent to one share and payable in one share for each whole DEU.
Annaly Capital Management (NLY) officer Anthony C. Green reported an open‑market sale of 22,499 shares of common stock on November 3, 2025 under a Rule 10b5‑1 plan adopted May 5, 2025. The weighted average price was $21.15, with trades ranging from $20.93 to $21.34. Following the transaction, he beneficially owns 178,441 shares.
The filer is Annaly’s Chief Corporate Officer and CLO. The filing notes that dividend equivalent units (DEUs) issued on restricted unit awards are included in the reported common stock holdings, with each DEU economically equivalent to one share.