Welcome to our dedicated page for New Mountain Finance SEC filings (Ticker: NMFC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The New Mountain Finance Corporation (NMFC) SEC filings page on Stock Titan provides centralized access to the company’s regulatory disclosures filed with the U.S. Securities and Exchange Commission. As an externally managed, closed-end management investment company that operates as a business development company, NMFC files annual reports on Form 10‑K, quarterly reports on Form 10‑Q and current reports on Form 8‑K that describe its financial condition, portfolio and capital structure.
In its periodic reports, NMFC presents consolidated statements of assets and liabilities and operations, detailing investments at fair value across non‑controlled, affiliated and controlled investments, as well as securities purchased under collateralized agreements to resell, cash and cash equivalents, borrowings and net assets. These filings also break down the investment portfolio by instrument type, including first lien debt, interests in senior loan funds and NMNLC, second lien debt, subordinated debt, preferred equity and common equity and other investments.
Current reports on Form 8‑K highlight material events such as the release of quarterly financial results, the declaration of distributions, entry into or amendment of credit facilities, and authorization of stock repurchase programs. For example, 8‑K filings describe press releases announcing quarterly net investment income, net asset value per share and distributions, as well as an amendment extending the maturity of an unsecured revolving credit facility and the establishment of a new stock repurchase program.
Through this page, users can follow NMFC’s disclosures on statutory debt and equity levels, SBA‑guaranteed debentures, unsecured notes (including 8.250% Notes due 2028), and convertible notes, along with the company’s internal risk rating statistics for its portfolio. Stock Titan enhances these filings with AI‑powered summaries that explain key figures, highlight notable changes in portfolio composition or leverage, and make lengthy documents more approachable for investors reviewing NMFC’s regulatory history.
New Mountain Finance Corp. director John P. Malfettone has filed an initial statement of beneficial ownership. As of the event date, he directly beneficially owns 77,500 shares of New Mountain Finance Corp. common stock. The filing is a routine disclosure of his shareholdings as a company director and does not describe any new purchase or sale activity, only the number of shares he holds.
New Mountain Finance Corporation reported that long-serving director Alfred F. Hurley, Jr., a board member since 2010, has decided to retire from the Board of Directors. The company states that his retirement is not the result of any disagreement with the company, and it has posted a statement about his retirement on its website.
To fill the vacancy, the Board appointed John P. Malfettone as a director effective January 15, 2026. He will also serve on the Audit, Nominating and Corporate Governance, Compensation, and Valuation Committees. The filing highlights his prior roles with New Mountain affiliates, Alvarez & Marsal, Clayton, Dubilier & Rice, Oak Hill Capital Partners, General Electric, and KPMG, as well as his CPA credentials and charitable activities. The company notes there are no arrangements, family relationships, or related-party transactions associated with his appointment that require disclosure.
New Mountain Finance Corporation (NMFC) filed its Q3 2025 10‑Q outlining portfolio composition and credit status as of September 30, 2025. The filing lists investments across first‑lien, second‑lien, subordinated debt, structured finance obligations, and equity and warrants, with broad exposure to sectors including software, business services, healthcare, consumer services, education, energy and others. Instruments span floating‑rate and fixed‑rate debt.
Several positions are disclosed on non‑accrual status as of September 30, 2025, including American Achievement Corporation, National HME, Inc. (second lien), and Eclipse Topco Holdings, Inc. (junior preferred shares). The report enumerates numerous drawn and undrawn facilities and delayed‑draw terms across many portfolio companies, indicating ongoing funding commitments.
The company also references notes labeled 6.20% due 2027, 8.25% due 2028, and 6.875% due 2029, and membership interests in NMFC Senior Loan Program III and IV. Geographic tags include the U.S., U.K., Australia, Jersey, and Hong Kong.
New Mountain Finance Corporation reported that it issued a press release announcing financial results for the quarter ended September 30, 2025, and declared a fourth quarter 2025 distribution of $0.32 per share.
The distribution is payable on December 31, 2025 to shareholders of record as of December 17, 2025. The company also posted a supplemental investor presentation tied to the earnings release on its website.
New Mountain Finance Corporation authorized a new stock repurchase program of up to $100 million of its common stock, replacing a prior program that terminated on October 8, 2025 after repurchasing $50 million. Repurchases are at management’s discretion and must follow the Company’s Code of Ethics and Rule 10b-18 constraints. The program ends on the earlier of completing $100 million in repurchases or December 31, 2026.
The Company also entered into a Third Amended and Restated Uncommitted Revolving Loan Agreement on October 27, 2025, extending the Facility’s maturity from December 2027 to December 2030. The lender is NMF Investments III, L.L.C., an affiliate of the Company’s investment adviser. The facility remains discretionary and unsecured, with advances considered from time to time during the facility period.
Steven B. Klinsky, a director of New Mountain Finance Corp (NMFC), reported multiple changes in his beneficial ownership on Form 4 filed for transactions dated 09/16/2025. The filing shows a disposition of 109,251.61 shares and two purchases on 09/16/2025 totaling 106,691 shares (21,339 and 85,352) at $9.7813 per share. The report lists substantial indirect holdings across several trusts, including positions of 965,111, 1,020,267, 4,370,857, 3,457,379, and 855,000 shares held by various trusts referenced in the explanatory notes. Several small direct and family-trust holdings are also disclosed. The reporting person disclaims beneficial ownership of trust-held shares except to the extent of pecuniary interest.
Adam B. Weinstein, EVP, CAO and Director of New Mountain Finance Corp (NMFC), reported an insider purchase of 49,750 shares of NMFC common stock on 09/15/2025 at a reported price of $10.0267 per share (Transaction Code P). After the reported transaction Mr. Weinstein is shown as beneficially owning 652,490.08 shares (direct ownership). The filing states that the total includes shares acquired under the issuer's dividend reinvestment plan since his prior Form 4 filed on November 6, 2024. The Form 4 is signed by Mr. Weinstein on 09/16/2025.
David Ogens, a director of New Mountain Finance Corporation (NMFC), reported acquisitions of common stock dated 08/11/2025. He acquired 18,000 shares directly at a reported price of $10.23, bringing his direct beneficial ownership to 216,189 shares. He also reported two indirect acquisitions held through family-benefit trusts: 4,000 shares at $10.257 (indirect holdings reported as 12,000 shares) and 4,000 shares at $10.2199 (indirect holdings reported as 16,000 shares).
The filing states these additions include shares acquired under NMFC's dividend reinvestment plan since Mr. Ogens' prior Form 4 on March 10, 2025. No derivative securities were reported.
Kris Corbett, identified as an officer (CFO and Treasurer) of New Mountain Finance Corp (NMFC), filed a Form 4 reporting an acquisition of common stock on 08/07/2025. The filing reports the purchase of 750 shares at a price of $10.1363 per share, with 9,750 shares reported as beneficially owned following the transaction. The ownership is stated as indirect, held through the Corbett Living Trust, for which Mr. Corbett serves as trustee.
The Form 4 is signed by Mr. Corbett on 08/11/2025 and lists his address as c/o New Mountain Capital, L.L.C., 1633 Broadway, 48th Floor, New York, NY 10019. The filing shows transaction code P for the reported activity and includes an explanation that the shares are held indirectly by trust. No derivative transactions are reported on this form.
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