STOCK TITAN

[Form 4] NEW MOUNTAIN FINANCE CORPORATION Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Kris Corbett, identified as an officer (CFO and Treasurer) of New Mountain Finance Corp (NMFC), filed a Form 4 reporting an acquisition of common stock on 08/07/2025. The filing reports the purchase of 750 shares at a price of $10.1363 per share, with 9,750 shares reported as beneficially owned following the transaction. The ownership is stated as indirect, held through the Corbett Living Trust, for which Mr. Corbett serves as trustee.

The Form 4 is signed by Mr. Corbett on 08/11/2025 and lists his address as c/o New Mountain Capital, L.L.C., 1633 Broadway, 48th Floor, New York, NY 10019. The filing shows transaction code P for the reported activity and includes an explanation that the shares are held indirectly by trust. No derivative transactions are reported on this form.

Kris Corbett, indicato come dirigente (CFO e Tesoriere) di New Mountain Finance Corp (NMFC), ha depositato un Modulo 4 per l'acquisto di azioni ordinarie in data 08/07/2025. Il documento riporta l'acquisto di 750 azioni al prezzo di $10.1363 per azione e indica che, dopo l'operazione, risultano detenute beneficiariamente 9,750 azioni. La partecipazione è dichiarata indiretta, tramite il Corbett Living Trust, di cui il sig. Corbett è trustee.

Il Modulo 4 è firmato dal sig. Corbett il 08/11/2025 e riporta il suo indirizzo c/o New Mountain Capital, L.L.C., 1633 Broadway, 48th Floor, New York, NY 10019. La segnalazione indica il codice transazione P per l'operazione e precisa che le azioni sono detenute indirettamente tramite il trust. Non sono riportate operazioni su derivati.

Kris Corbett, identificado como directivo (CFO y Tesorero) de New Mountain Finance Corp (NMFC), presentó un Formulario 4 notificando la adquisición de acciones ordinarias el 08/07/2025. El informe señala la compra de 750 acciones a $10.1363 por acción y que, tras la transacción, posee beneficiariamente 9,750 acciones. La propiedad se declara indirecta, a través del Corbett Living Trust, del cual el Sr. Corbett es fiduciario.

El Formulario 4 está firmado por el Sr. Corbett el 08/11/2025 y figura su dirección c/o New Mountain Capital, L.L.C., 1633 Broadway, 48th Floor, New York, NY 10019. La presentación muestra el código de transacción P para la operación e incluye la aclaración de que las acciones se mantienen indirectamente mediante el trust. No se informan transacciones de derivados en este formulario.

Kris Corbett, New Mountain Finance Corp (NMFC)의 임원으로 기재되어 있으며 (CFO 및 재무담당), 08/07/2025에 보통주 취득을 보고하는 Form 4를 제출했습니다. 제출서에는 주당 $10.1363750주를 매수했으며 거래 후 9,750주를 실질적으로 보유하고 있는 것으로 기재되어 있습니다. 보유 형식은 간접적으로, Corbett 씨가 수탁자로 있는 Corbett Living Trust를 통해 보유한다고 명시되어 있습니다.

Form 4는 Corbett 씨가 08/11/2025에 서명했으며 주소는 c/o New Mountain Capital, L.L.C., 1633 Broadway, 48th Floor, New York, NY 10019로 기재되어 있습니다. 제출서에는 보고된 거래에 대해 거래 코드 P가 표시되어 있으며 주식이 트러스트를 통해 간접 보유되고 있음을 설명하고 있습니다. 이 양식에는 파생상품 거래는 보고되어 있지 않습니다.

Kris Corbett, mentionné comme dirigeant (CFO et Trésorier) de New Mountain Finance Corp (NMFC), a déposé un formulaire 4 signalant l'acquisition d'actions ordinaires le 08/07/2025. Le dépôt indique l'achat de 750 actions au prix de $10.1363 par action et précise qu'après la transaction il détient bénéficiairement 9,750 actions. La détention est déclarée indirecte, via le Corbett Living Trust, dont M. Corbett est le fiduciaire.

Le formulaire 4 est signé par M. Corbett le 08/11/2025 et indique son adresse c/o New Mountain Capital, L.L.C., 1633 Broadway, 48th Floor, New York, NY 10019. Le dépôt mentionne le code de transaction P pour l'opération et précise que les actions sont détenues indirectement par le trust. Aucune opération sur produits dérivés n'est signalée dans ce formulaire.

Kris Corbett, aufgeführt als leitender Angestellter (CFO und Schatzmeister) von New Mountain Finance Corp (NMFC), hat ein Formular 4 eingereicht, das den Erwerb von Stammaktien am 08/07/2025 meldet. Die Einreichung weist den Kauf von 750 Aktien zu einem Preis von $10.1363 je Aktie aus; nach der Transaktion werden 9,750 Aktien als wirtschaftlich gehalten angegeben. Das Eigentum wird als indirekt angegeben und über den Corbett Living Trust gehalten, für den Herr Corbett als Treuhänder fungiert.

Das Formular 4 ist von Herrn Corbett am 08/11/2025 unterschrieben und führt seine Adresse c/o New Mountain Capital, L.L.C., 1633 Broadway, 48th Floor, New York, NY 10019 auf. Die Meldung zeigt den Transaktionscode P für die gemeldete Aktivität und erklärt, dass die Aktien indirekt durch den Trust gehalten werden. Es werden keine Derivattransaktionen in diesem Formular gemeldet.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Small insider purchase by the CFO; likely immaterial to valuation but signals personal buy-in.

The filing shows a modest acquisition of 750 NMFC shares at $10.1363, increasing reported beneficial ownership to 9,750 shares held indirectly through a trust. For most publicly traded funds, this size of purchase is unlikely to move market perception materially or affect valuation metrics. It does, however, represent a direct equity purchase by a senior officer, which market participants sometimes view as a modest alignment of interests. The form does not report any derivative activity or other offsetting disposals.

TL;DR: Routine insider disclosure; indirect trust ownership and trustee status are clearly documented.

The Form 4 cleanly documents Mr. Corbett's role as trustee of the Corbett Living Trust and clarifies that beneficial ownership is indirect. The filing is timely and signed, meeting disclosure requirements. There is no indication of unusual compensation-related transfers, options exercises, or complex derivative arrangements on this filing. From a governance and compliance perspective, the report appears complete for the single non-derivative purchase disclosed.

Kris Corbett, indicato come dirigente (CFO e Tesoriere) di New Mountain Finance Corp (NMFC), ha depositato un Modulo 4 per l'acquisto di azioni ordinarie in data 08/07/2025. Il documento riporta l'acquisto di 750 azioni al prezzo di $10.1363 per azione e indica che, dopo l'operazione, risultano detenute beneficiariamente 9,750 azioni. La partecipazione è dichiarata indiretta, tramite il Corbett Living Trust, di cui il sig. Corbett è trustee.

Il Modulo 4 è firmato dal sig. Corbett il 08/11/2025 e riporta il suo indirizzo c/o New Mountain Capital, L.L.C., 1633 Broadway, 48th Floor, New York, NY 10019. La segnalazione indica il codice transazione P per l'operazione e precisa che le azioni sono detenute indirettamente tramite il trust. Non sono riportate operazioni su derivati.

Kris Corbett, identificado como directivo (CFO y Tesorero) de New Mountain Finance Corp (NMFC), presentó un Formulario 4 notificando la adquisición de acciones ordinarias el 08/07/2025. El informe señala la compra de 750 acciones a $10.1363 por acción y que, tras la transacción, posee beneficiariamente 9,750 acciones. La propiedad se declara indirecta, a través del Corbett Living Trust, del cual el Sr. Corbett es fiduciario.

El Formulario 4 está firmado por el Sr. Corbett el 08/11/2025 y figura su dirección c/o New Mountain Capital, L.L.C., 1633 Broadway, 48th Floor, New York, NY 10019. La presentación muestra el código de transacción P para la operación e incluye la aclaración de que las acciones se mantienen indirectamente mediante el trust. No se informan transacciones de derivados en este formulario.

Kris Corbett, New Mountain Finance Corp (NMFC)의 임원으로 기재되어 있으며 (CFO 및 재무담당), 08/07/2025에 보통주 취득을 보고하는 Form 4를 제출했습니다. 제출서에는 주당 $10.1363750주를 매수했으며 거래 후 9,750주를 실질적으로 보유하고 있는 것으로 기재되어 있습니다. 보유 형식은 간접적으로, Corbett 씨가 수탁자로 있는 Corbett Living Trust를 통해 보유한다고 명시되어 있습니다.

Form 4는 Corbett 씨가 08/11/2025에 서명했으며 주소는 c/o New Mountain Capital, L.L.C., 1633 Broadway, 48th Floor, New York, NY 10019로 기재되어 있습니다. 제출서에는 보고된 거래에 대해 거래 코드 P가 표시되어 있으며 주식이 트러스트를 통해 간접 보유되고 있음을 설명하고 있습니다. 이 양식에는 파생상품 거래는 보고되어 있지 않습니다.

Kris Corbett, mentionné comme dirigeant (CFO et Trésorier) de New Mountain Finance Corp (NMFC), a déposé un formulaire 4 signalant l'acquisition d'actions ordinaires le 08/07/2025. Le dépôt indique l'achat de 750 actions au prix de $10.1363 par action et précise qu'après la transaction il détient bénéficiairement 9,750 actions. La détention est déclarée indirecte, via le Corbett Living Trust, dont M. Corbett est le fiduciaire.

Le formulaire 4 est signé par M. Corbett le 08/11/2025 et indique son adresse c/o New Mountain Capital, L.L.C., 1633 Broadway, 48th Floor, New York, NY 10019. Le dépôt mentionne le code de transaction P pour l'opération et précise que les actions sont détenues indirectement par le trust. Aucune opération sur produits dérivés n'est signalée dans ce formulaire.

Kris Corbett, aufgeführt als leitender Angestellter (CFO und Schatzmeister) von New Mountain Finance Corp (NMFC), hat ein Formular 4 eingereicht, das den Erwerb von Stammaktien am 08/07/2025 meldet. Die Einreichung weist den Kauf von 750 Aktien zu einem Preis von $10.1363 je Aktie aus; nach der Transaktion werden 9,750 Aktien als wirtschaftlich gehalten angegeben. Das Eigentum wird als indirekt angegeben und über den Corbett Living Trust gehalten, für den Herr Corbett als Treuhänder fungiert.

Das Formular 4 ist von Herrn Corbett am 08/11/2025 unterschrieben und führt seine Adresse c/o New Mountain Capital, L.L.C., 1633 Broadway, 48th Floor, New York, NY 10019 auf. Die Meldung zeigt den Transaktionscode P für die gemeldete Aktivität und erklärt, dass die Aktien indirekt durch den Trust gehalten werden. Es werden keine Derivattransaktionen in diesem Formular gemeldet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Corbett Kris

(Last) (First) (Middle)
C/O NEW MOUNTAIN CAPITAL, L.L.C.
1633 BROADWAY, 48TH FLOOR

(Street)
NEW YORK NY 10019

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
New Mountain Finance Corp [ NMFC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CFO and Treasurer
3. Date of Earliest Transaction (Month/Day/Year)
08/07/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/07/2025 P 750 A $10.1363 9,750 I By Trust(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Mr. Corbett serves as trustee of Corbett Living Trust, and holds all shares indirectly through the trust.
/s/ Kris Corbett 08/11/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
New Mountain Finance

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