Director David Ogens increases New Mountain Finance (NMFC) stake with open-market buys

Rhea-AI Filing Summary

New Mountain Finance Corp director David Ogens reported open-market purchases of the company's common stock. On March 3, 2026, he bought 10,100 shares at an average price of $7.87 per share and 2,400 shares at $7.86 per share, for a total of 12,500 shares acquired. Following these transactions, his directly owned holdings rose to 241,556 shares. He also reports 16,000 shares held indirectly through trusts benefiting family members, reflecting additional exposure via a family trust structure.

Insights

Equity ownership analyst

Director makes modest open-market share purchases, increasing direct and indirect exposure.

David Ogens, a director of New Mountain Finance Corp, bought 12,500 common shares in open-market transactions at prices around $7.86–$7.87 on March 3, 2026. These transactions are coded as purchases, indicating voluntary additions rather than option exercises or automatic grants.

His directly held stake increased to 241,556 shares, and a separate 16,000 shares are reported as owned indirectly through trusts benefiting family members. This structure means part of his economic exposure is held via family trusts, while still being associated with his overall beneficial ownership.

The filing reflects net buying activity, with no reported sales in this period and a net change of 12,500 shares according to the transaction summary. Subsequent ownership updates in future beneficial ownership reports will show whether this buying pattern continues or was a one-time increase.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ogens David

(Last) (First) (Middle)

C/O NEW MOUNTAIN FINANCE CORPORATION

787 7TH AVENUE, 48TH FLOOR

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
New Mountain Finance Corp [ NMFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/03/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/03/2026		P		10,100	A	$7.87	239,156(1)	D
Common Stock	03/03/2026		P		2,400	A	$7.86	241,556(1)	D
Common Stock								16,000	I	By Trust(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Ogens' previous beneficial ownership report on Form 4 on August 12, 2025.

2. Shares are owned indirectly by Mr. Ogens through trusts benefiting family members.

	David Ogens	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did New Mountain Finance Corp (NMFC) director David Ogens do in this Form 4?

Director David Ogens reported buying additional New Mountain Finance Corp common shares in the open market. He completed two purchases on March 3, 2026, which increased both his directly held stake and his total reported beneficial ownership in the company’s stock.

How many NMFC shares did David Ogens purchase and at what prices?

He purchased 10,100 NMFC common shares at about $7.87 per share and another 2,400 shares at about $7.86 per share. These open-market transactions total 12,500 shares bought on March 3, 2026, according to the reported Form 4 data.

What is David Ogens’ New Mountain Finance Corp share ownership after these trades?

After these trades, David Ogens directly owns 241,556 NMFC common shares. The filing also shows 16,000 additional shares held indirectly through trusts benefiting family members, which together reflect his overall reported beneficial exposure to the company’s stock.

Were there any NMFC share sales by David Ogens in this Form 4 filing?

No share sales were reported. The Form 4 transaction summary shows only purchases, with two open-market buy transactions and a net change of 12,500 shares. This indicates purely net-buying activity for the reported period, with no offsets from dispositions.

How are the trust-held NMFC shares related to David Ogens’ ownership?

The filing states that 16,000 NMFC shares are owned indirectly by David Ogens through trusts benefiting family members. This means a portion of his beneficial interest is held via family trusts rather than directly in his own name, but still reported as indirect ownership.

What does the Form 4 say about the nature of David Ogens’ NMFC transactions?

The transactions are coded as open-market purchases of common stock. The description identifies them as “Purchase in open market or private transaction,” confirming they were standard buy orders rather than option exercises, gifts, or tax-related dispositions affecting his NMFC holdings.