[SCHEDULE 13D/A] Nouveau Monde Graphite Inc. Amended Major Shareholder Report
Filing Impact
Filing Sentiment
Form Type
SCHEDULE 13D/A
Rhea-AI Filing Summary
Canada Growth Fund Inc. and its manager report beneficial ownership of 39,682,538 Nouveau Monde Graphite common shares, representing 22.0% of the class. This total includes 19,841,269 shares issuable upon exercise of warrants held by Canada Growth Fund.
The amendment is being filed because Nouveau Monde Graphite’s outstanding common shares increased to 160,761,539, which changes the percentage calculation. The reporting persons state they made no transactions in the shares during the past sixty days.
Positive
- None.
Negative
- None.
Key Figures
Beneficial ownership: 39,682,538 shares
Ownership percentage: 22.0%
Outstanding shares: 160,761,539 shares
+2 more
5 metrics
Beneficial ownership
39,682,538 shares
Common shares beneficially owned by each reporting person
Ownership percentage
22.0%
Percent of Nouveau Monde Graphite common shares represented by reported holdings
Outstanding shares
160,761,539 shares
Common shares outstanding according to Form 40-F filed March 26, 2026
Shares issuable on warrants
19,841,269 shares
Common shares issuable upon exercise of warrants held by Canada Growth Fund
Deemed outstanding shares
180,602,808 shares
Shares deemed outstanding under Rule 13d-3(d)(1) for ownership calculation
Key Terms
beneficial ownership, Rule 13d-3(d)(1), Schedule 13D, Warrants, +1 more
5 terms
beneficial ownership financial
"Under the definition of beneficial ownership, as set forth in Rule 13d-3"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Rule 13d-3(d)(1) regulatory
"based on 180,602,808 Common Shares deemed outstanding pursuant to Rule 13d-3(d)(1)"
Schedule 13D regulatory
"This Amendment No. 1 to the (Amendment No. 1) amends and supplements the filed by the Reporting Persons"
A Schedule 13D is a legal document that investors file with regulators when they buy a large enough stake in a company to potentially influence its management or decisions. It provides details about the investor’s intention, ownership stake, and plans, helping other investors understand who is gaining control and what their motives might be.
Warrants financial
"plus 19,841,269 Common Shares that are issuable upon exercise of Warrants held by CGF"
Warrants are special documents that give you the right to buy a company's stock at a set price before a certain date. They are often used as a way for companies to attract investors or raise money, and their value can increase if the company's stock price goes up.
dispositive power financial
"investment power which includes the power to dispose, or to direct the disposition of, such security"
Dispositive power is the authority to decide the final outcome of an asset, legal claim, contract, or corporate action — in effect the power to dispose of or resolve something. For investors it matters because whoever holds that authority can determine who gets paid, who controls an asset or vote, and how risks and returns are allocated; think of it like holding the key that lets you lock in the winner or loser in a deal.
